New York Capital Markets & Corporate Compliance Associate

New York Capital Markets & Corporate Compliance Associate Location: New York City, NY (up to 40% remote) Experience: 3+ Years PQE | Capital Markets & Corporate Compliance Focus About The Team Join a top-tier capital markets and corporate compliance group advising domestic and international clients, including China-based companies, on a broad range of complex securities matters. The team values collaboration, mentorship, and a dynamic work environment that encourages career development. Key Responsibilities Lead and draft SEC registration statements (S-1, F-1, S-3, F-3) and periodic reports (10-K, 10-Q, 8-K, 20-F, 6-K) Prepare and review proxy statements and materials for shareholder meetings Advise clients on compliance with ’33 and ’34 Act regulations, NYSE, and Nasdaq listing rules Manage capital markets transactions including IPOs, PIPEs, SPACs, and De-SPACs Draft and review corporate governance documents including bylaws, resolutions, operating agreements, and underwriting agreements Counsel clients on corporate actions such as ticker changes and reverse stock splits Collaborate with domestic and international teams, particularly on matters involving Chinese companies and law firms Who You Are 3+ years’ experience in capital markets, securities law, and corporate compliance Experienced with SEC filings and reporting requirements Strong understanding of domestic and cross-border securities transactions JD from an ABA-accredited law school and admitted to the New York Bar (in good standing) Excellent drafting, analytical, and communication skills Compensation Salary Range: $325,000 – $375,000 (DOE) Benefits: Comprehensive health coverage, 401(k), paid parental leave, flexible PTO, disability insurance, student loan refinancing, wellness programs, and more

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