Regulatory & Compliance Manager
EmergencyMD
Stable Rock is seeking a Manager, Regulatory & Compliance to support delivery of regulatory consulting services to investment advisers, registered investment companies, and private fund managers. The role oversees the execution of compliance monitoring programs and assists clients in maintaining regulatory compliance with applicable federal and state securities regulations.
Beyond monitoring, you will supervise Senior Associates and help with mock examinations, regulatory readiness, and
#J-18808-LjbffrVacancy posted more than 2 months ago
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