Senior Regulatory Data Analyst

Job Summary Osaic is hiring a Senior Regulatory Data Analyst to join the Regulatory Relations team. The role focuses on producing high‑quality data and reports that support both Regulatory Relations and Legal. You will work full‑time, $85,000 – $100,000 per year with an annual performance bonus. Eligible employees must be located at one of the following hubs and be willing to work a hybrid schedule of at least four days a week in the office. Locations: Atlanta – 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339; La Vista – 12325 Port Grace Blvd, La Vista, NE 68128; Oakdale – 7755 3rd St. N, Oakdale, MN 55128; Scottsdale – 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255; St.Petersburg – 877 Executive Center Dr. W, Suite 300, St.Petersburg, FL 33702. Responsibilities Respond to all regulatory examination requests by performing detailed data analysis and generating comprehensive reports using the firm’s production systems. Develop ad‑hoc statistical analyses and reports to support Legal and Regulatory initiatives. Analyze and report data trends. Assist with special projects, including producing compliance reports derived from noted deficiencies and recommendations from legal and regulatory reviews. Design, produce, and maintain standard reporting packages commonly requested during regulatory reviews. Basic Requirements FINRA Series7 licensure. Ability to evaluate activities, reports, and manuals to determine compliance with regulatory guidelines. Collaboration with Legal and Regulatory Relations teams to gather required data and prepare responses to legal and regulatory inquiries. Experience with MS SQL Server. Proficiency in MS Office and other business applications. Experience with Snowflake cloud‑based data platform. Experience using Power BI and Microsoft Excel to develop dashboards, automate reports, and support data‑driven decision‑making. 5+ years of reporting or data analytics experience. Experience in financial services. Preferred Requirements Strong written and verbal communication skills. Ability to work effectively as part of a project team or independently. Series24 or equivalent (SeriesS8, SeriesS9/10). #J-18808-Ljbffr