Post Trade Compliance Analyst
$55k - $120kSS&C Technologies
As a leading financial services and healthcare technology company based on revenue, SS&C is headquartered in Windsor, Connecticut, and has 27,000+ employees in 35 countries. Some 20,000 financial services and healthcare organizations, from the world's largest companies to small and mid-market firms, rely on SS&C for expertise, scale, and technology.Job DescriptionTitle: Post Trade Compliance Analyst Location: Denver, CO; Boston, MA; Waltham, MA - HybridAbout the Role As a Post-Trade Compliance Analyst, you will serve as a critical control within the investment management process, ensuring portfolios remain compliant with regulatory requirements and client investment guidelines. You'll investigate complex compliance scenarios, collaborate with investment professionals and clients, and help maintain the integrity of automated compliance monitoring programs while contributing to ongoing process improvements and operational excellence.Why Join SS&C SS&C combines proprietary technology with deep industry expertise to support complex financial and health care operations. Our teams design, implement, and operate solutions that help clients manage data, automate processes, and scale their businesses with confidence. You will work with industry experts, modern platforms, and evolving technologies, gaining exposure to real-world operational challenges and large-scale enterprise environments. How You Will Make an Impact Perform daily post-trade compliance testing across multiple investment portfolios using automated compliance monitoring systems (e.g., Eze Compliance or similar platforms).Investigate potential compliance breaches by reviewing portfolio holdings, trade activity, prospectus language, Statements of Additional Information (SAIs), and applicable regulations.Communicate with investment advisers, compliance officers, portfolio managers, fund accounting teams, legal departments, and custodians to obtain clarification or supporting documentation.Prepare concise written documentation supporting compliance determinations and maintain complete audit trails for regulatory and client review.Monitor client inquiries and compliance-related requests, ensuring timely resolution and professional communication.Perform periodic reviews of investment guidelines and regulatory requirements, translating legal language into operational compliance tests.Assist with implementation of new compliance rules, client onboarding, and coding of investment restrictions within compliance systems.Validate security classifications, issuer attributes, benchmark information, and market data used in automated testing.Support daily, month-end, quarter-end, and annual compliance reporting requirements.Participate in user acceptance testing (UAT) for compliance system enhancements and data validation initiatives.Identify opportunities to improve operational efficiency through automation, process improvements, standardized procedures, and documentation.Required Experience Bachelor’s degree in Finance, Accounting, Economics, Business, or a related field or equivalent experience.1–4 years of experience in investment compliance, fund accounting, portfolio accounting, operations, or asset management.Strong understanding of financial markets and investment securities, including:EquitiesFixed IncomeBank LoansETFsMutual FundsDerivativesAlternative InvestmentsWorking knowledge of the Investment Company Act of 1940 and common regulatory investment restrictions.Strong analytical and problem-solving skills with exceptional attention to detail.Excellent written and verbal communication skills.Advanced proficiency in Microsoft Excel.PreferredExperience with automated compliance monitoring platforms.Familiarity with Bloomberg, Geneva, Advent, or similar investment systems.Experience reviewing prospectuses, SAIs, investment guidelines, or compliance manuals.Exposure to registered investment companies (RICs), closed-end funds, interval funds, ETFs, or private funds.Experience supporting SEC Rule 35d-1 (Names Rule), Sections 5(b), 12(d), 18, Rule 12d3-1, Rule 18f-4, and other Investment Company Act requirements.Desired SkillsStrong critical thinking and investigative abilities.Ability to interpret complex legal and regulatory language.Excellent organizational and time-management skills in a deadline-driven environment.Ability to manage multiple client relationships simultaneously.Strong interpersonal skills with a collaborative, service-oriented mindset.Ability to identify operational risks and recommend practical solutions.Continuous improvement mindset with an interest in automation and process optimization.Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from headhunters, recruitment agencies, or fee-based recruitment services.SS&C Technologies offers a comprehensive total rewards package designed to support your wellbeing, growth, and future. Our benefits include medical, dental, and vision coverage; a 401(k) plan with company match; paid time off, holidays, and parental leave; and professional development reimbursement opportunity.Actual base salary will vary based on several factors, including but not limited to relevant skills, prior experience, education, demonstrated performance, and geographic location.Colorado: The expected base salary for the position is between $55,000 USD to $120,000 USD. Massachusetts: The expected base salary for the position is between $73,000 USD to $140,000 USD.In addition, employees in this role may be eligible for consideration on an annual basis for a discretionary bonus and/or equity awards, such as restricted stock units or stock options, based upon individual and business performance at the company’s discretion.Applications will be accepted on an ongoing basis until the position is filled.SS&C Technologies is an Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race, color, religious creed, gender, age, marital status, sexual orientation, national origin, disability, veteran status or any other classification protected by applicable discrimination laws.SummaryLocation: Denver, CO; Waltham MA - 10 CityPoint; Boston MA - One Post Office SquareType: Full time
$69.6k - $88k
...Position: Trade Compliance Engineer and Analyst Job Description: This entry level position ensures compliance with applicable U.S. export and... ...Actual compensation offer to candidate may vary from posted hiring range based upon geographic location, work experience...SuggestedPermanent employmentFull timeTemporary workWork experience placementWork at officeLocal areaWork from homeMonday to Friday$69.6k - $82.28k
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Compliance Analyst ISkip to main content**We use cookies to improve your experience on our career site. By continuing to browse, you consent... ...Analyst IApplylocations: Aurora, COtime type: Full timeposted on: Posted 3 Days Agojob requisition id: JR100220**Job Overview:**## Job...Hourly payFull timeTemporary workFor contractorsApprenticeshipWork at officeLocal areaRelocation- ...Governance Risk & Compliance Analyst System One is seeking a GRC Analyst for an opportunity in Lakewood, CO. The GRC Analyst is a member of the Governance, Risk & Compliance function within the Global Information Security Office and supports the implementation of company...Work at officeLocal area
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...criteria methodology here. Job Summary: The M&A Senior Compliance Analyst will work in a team-centered environment under the direct... ...unsolicited resumes from agencies and/or search firms for this job posting. Mercer Advisors is an equal opportunity employer and...Temporary workWork at officeLocal areaRemote workMonday to FridayFlexible hours- Are you a credentialed life insurance producer who feels constrained by corporate caps, captive carrier limitations, or opaque lead structures? We are expanding our network of established financial protection specialists. This 1099 entrepreneurial partnership is tailored...Contract workWork at officeImmediate startRemote work
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...of its clients by delivering this unique financial planning service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance for a new investment advisory business activity at the pre-launch...Work at officeFlexible hoursShift work3 days per week- ...and/ or applicable professional certifications (e.g., Juris Doctor or CPA) preferred5+ years of professional experience in ethics, compliance, risk, legal, and/or governance in a large, multinational organization preferred, of which 3+ years of experience should be in...Apprenticeship
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