Senior Broker-Dealer Compliance & Risk Advisor
$110.2k - $148.2kPrincipal Financial Group
Principal Financial Group is seeking a Compliance Advisor in Des Moines, IA, to support broker-dealer operations and compliance. This role involves monitoring regulations, advising on business initiatives, and mentoring compliance professionals. Candidates should have a bachelor's degree with 6+ years of experience in compliance and trading operations. A competitive salary range of $110,200 - $148,200 per year is offered, along with flexible time off and pension eligibility. #J-18808-Ljbffr Principal Financial Group
Vacancy posted 2 days ago
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