Regulatory Risk Lead — Associate Principal Analyst
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. seeks an Associate Principal Analyst to identify regulatory risks, craft strategies, and lead teams toward strategic goals. The role involves guiding complex applications, mentoring staff, and presenting at internal trainings and meetings. The incumbent will apply knowledge of securities rules, industry practices, and risk analysis to deliver high-quality, timely regulatory analyses and recommendations. #J-18808-Ljbffr Financial Industry Regulatory Authority, Inc.
- Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring... ...analyze, communicate and make recommendations with respect to regulatory intelligence.Mentor and coach more junior level risk monitoring...PrincipalRegulatoryFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
- The Associate Principal Business Analyst in Credentialing, Registration, Education and Disclosure Regulatory (CRED) Applications & Programs team is responsible for providing operational and functional application support through data analysis, reporting, and cross-functional...PrincipalRegulatoryFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
- The Associate Principal Analyst has demonstrated a proficient level of competence in identifying risks, developing regulatory strategies to address those risks and managing teams to achieve the... ....Essential Job Functions: Lead or participate in, and provide guidance...PrincipalRegulatoryFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
- The Principal Analyst in Transparency Services Equities is responsible... ...integrity for regulatory compliance.... ...Other Responsibilities:Leads multi-level initiatives... ...market structure issues, associated data, regulations and... ...problem-solving, risk-informed decision-making...PrincipalRegulatoryFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
- The Principal Analyst for Financial Disclosure & Trading in the Ethics and Compliance Office (... ...certification from a recognized industry association is preferred.Experience working within... ...trademark of the Financial Industry Regulatory Authority, Inc.SummaryLocation:...PrincipalRegulatoryFull timeTemporary workFor contractorsFor subcontractorWork at officeLocal areaImmediate start
$114.2k - $207.2k
The Senior Principal Analyst of CAT Business Operations leads strategic initiatives and project delivery for the Consolidated Audit Trail (CAT), a critical regulatory program that ensures market transparency and investor protection. This role defines project milestones,...PrincipalRegulatoryFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start$131.3k - $149.8k
...Overview Principal Analyst, Capital Markets & Risks Capital One’s Sarbanes-Oxley (SOX... ...Sarbanes-Oxley (SOX), the associated risk and control... ...Responsibilities include: Lead one or more lines of business... ...projects. Support the Regulatory Change Management process...PrincipalRegulatoryFull timePart timeLocal area- The Senior Security Analyst is responsible for supporting functions spanning IT Risk Management and Governance & Compliance operations. This role will work across... ...internal and external audits, assessments, and regulatory examinations by proactively collecting artifacts...RegulatoryFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start
$131.3k - $149.8k
...Overview Principal Analyst, Capital Markets & Risk- ALCO Strategy (Hybrid) As a Principle Associate on the ALCO Strategy team, you will act as the critical bridge between... ...years of experience with complex banking regulatory deliverables, such as CCAR, Resolution &...PrincipalRegulatoryFull timePart timeH1bWork at officeLocal area$120.8k - $137.9k
...Overview Principal Risk Specialist, Compliance Governance Analyst The Compliance Governance, Oversight... ...the business, regulatory, process, risk and control... ...Do the right thing and lead by example Communicate... ...to the pay range associated with that location, and...PrincipalRegulatoryFull timePart timeLocal areaImmediate start$99k - $225k
Regulatory Compliance Analyst, LeadThe Opportunity:Perform a lead role supporting Booz Allen’s Contractor Business Systems compliance function, with primary focus on... ...internal controls, audits, compliance, or risk management roles2+ years of experience supervising...RegulatoryFull timeContract workPart timeFor contractorsWork at officeLocal areaRemote work- ...Job Description Job Title: Sr. Workday HRIS Analyst \n Location: Rockville, MD (3 days onsite per week) \n \n Job Description... ...organizational data and compliance with internal policies and regulatory requirements. \n • Provide advanced reporting and analytics...RegulatoryWork experience placement3 days per week
- ...The Sr. Workday HRIS Analyst will join the People Solutions HR Technology team and will have responsibility... ...data and compliance with internal policies and regulatory requirements. Thank You, Raj Kumar Team Lead KMM Technologies, Inc. CMMI Level 2 and...RegulatoryFull timeWork experience placement
$161.2k - $312.6k
...In support of Regulatory Operations strategic activities provides overall business... ...enterprise environments. The senior principal strategic research analyst is responsible for participating and... ...Functions: Participate in and/or lead efforts in the strategic design of quantitative...PrincipalRegulatoryFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start$143.91k - $187.09k
Hiring Agency: Nuclear Regulatory Commission Department: Other Agencies and Independent Organizations... ...the full range of Senior Financial Analyst (TL) duties. Such duties include but are... ...management authority within FCAB, leading agency-wide budget execution and oversee...RegulatoryWork at officeRemote workFlexible hours$137k - $248.7k
...The Senior Principal Research Analyst in Regulatory Operations Analytics is responsible for the planning and... ...the use of advanced analytics and associated insights for the consumption of internal... ...across the organization. Leads business engagement activities including...PrincipalRegulatoryFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start- Capital One seeks a Principal Data Analyst to innovate and maintain data solutions across BI, data management, and governance. You will translate business needs into analytics, dashboards, and scalable data tools, working with AWS and data warehouses to deliver insights...Principal
- ...integrity at our core, we lead federally funded research... ...We are seeking a motivated analyst to support the development... ...asset market dynamics from regulatory, supervisory, and risk management perspectives.... ...such as:Characterizing risks associated with digital asset, token,...RegulatoryInternshipLocal area3 days per week
$143.91k
Agency: Nuclear Regulatory CommissionDepartment: Other Agencies and Independent OrganizationsSub agency: Office of the Chief Financial OfficerSalary: Starting at $143,913 Per year (GG 14)Dates: Open 10/21/2026 to 11/04/2026Schedule: Full-timeWork type: PermanentRelocation...RegulatoryWork at office- The Senior Analyst in Market Operations section of Transparency Services supports the operation and monitoring of FINRA’s trade reporting... ...communications with member firms, vendors, exchanges, regulatory organizations and other FINRA departments. This position is a...RegulatoryFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
$107k - $160.4k
...CTS) Business Unit Sr Financial Analyst serves as a strategic... ...and communicate key drivers and risks to leadership.Ensure timely and... ...accordance with International Finance Regulatory Standards (IFRS) and company... ...strengthening our ability to lead in science and technology. We...RegulatoryContract work- The Senior Analyst, HR Technology serves as a subject matter expert for the organization... ...maintenance of accurate and reliable HR data, and leading change management and training... ...and compliance with internal policies and regulatory requirements.Provide advanced reporting...RegulatoryFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start
$120.8k - $137.9k
Principal Associate, Issue & Event Management Lead | Premium Products & Shopping Risk At Capital One, we're on a mission to Change Banking for Good. All across the company... ...efforts as may be necessary, such as audits and regulatory exams Qualities of a successful candidate:...PrincipalRegulatoryFull timePart timeH1bLocal areaShift work- FINRA is seeking an Associate Principal Business Analyst in the CRED Applications & Programs team in Rockville, MD. This role provides operational... ..., participating in regression testing, and ensuring system #J-18808-Ljbffr Financial Industry Regulatory Authority, Inc.Regulatory
- Software Guidance & Assistance, Inc., (SGA), is searching for a Sr. Workday HRIS Analyst for a CONTRACT assignment with one of our premier Regulatory clients in Rockville, MD or Tysons, VA. The Sr. Workday HRIS Analyst will join the People Solutions HR Technology team...RegulatoryContract workWork experience placement
- ...Corporation in Rockville, MD seeks a Commercial Credit Senior Associate to assess and manage credit risk for commercial clients. You will analyze financial statements, monitor loan portfolios, and ensure policy/regulatory compliance while serving as a bridge between...Regulatory
$78k - $95k
...Senior Contract Analyst Lafayette Federal Credit Union is currently... ...with applicable legal and regulatory requirements. The Senior... ...as a key partner within the Risk Management Division, providing... ...position helps ensure contracts and associated documentation are legally...RegulatoryContract workTemporary workWork at office- FINRA in Rockville, MD seeks a Senior Analyst, HR Technology to own Workday operations,... ...business needs into clear requirements and leading UAT and training initiatives. The role... ...collaboration across disciplines. #J-18808-Ljbffr Financial Industry Regulatory Authority, Inc.Regulatory
- ...Job Description The Senior Cybersecurity Risk Analyst is a remote, senior individual... ...the enterprise's risk appetite. # Take lead on cyber risk reviews across a range of... ...the cyber risk, threat, technology, and regulatory landscape, and bring that currency into...RegulatoryContract workTemporary workWork at officeRemote work
$99k - $225k
...Cybersecurity GRC Governance Analyst The Opportunity: The Enterprise... ...(ECS) Governance, Risk, and Compliance (GRC) team is... ...analyze and translate complex regulatory requirements into clear, actionable... ...Security Manager (ISSM) Experience leading business process and change...RegulatoryFull timeContract workPart timeLocal areaRemote work
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