Americas Compliance Associate: Fundraising & Marketing
KKR
KKR is looking for a GWS Americas Compliance Associate based in Boston, MA, to provide day-to-day compliance support for the GWS business. This role includes advising on fundraising and marketing compliance, collaborating with various teams, and upholding regulatory standards. Candidates should have 2-6 years of compliance experience and a strong understanding of FINRA rules, with excellent communication skills. This position offers exposure to compliance operations and opportunities for collaboration with global colleagues. #J-18808-Ljbffr KKR
$80k - $130k
...management as well as capital markets and insurance... ...investment teams. The GWS Compliance team partners with the... ...execution of fundraising, distribution, and marketing... ...best practices. The GWS Americas Compliance function... ...GWS Americas Compliance Associate will primarily...SuggestedWork at officeLocal area- ...broad platform of private market strategies managed by... ...teams. The GWS Compliance team partners with the... ...compliant execution of fundraising, distribution, and marketing... ...practices. The GWS Americas Compliance function works... ...Americas Compliance Associate will primarily support...SuggestedWork at office
$90k - $180k
...nearly all segments of the global capital markets. Our investment solutions, tailored to... ...investments. Position This Marketing Compliance Senior Analyst role will support and... ...Senior Analyst will be a member of the Americas Sales & Marketing Compliance team within...SuggestedRemote workFlexible hours1 day per week$60.5k - $104.5k
...What is the opportunity? As a Senior Marketing Compliance Analyst, you will play a critical role... ...queue under the guidance of the Associate Director. You will ensure marketing, performance... ...Country: United States of America Work hours/week: 40 Employment...SuggestedFull timeFlexible hours- ...classes, including private equity, credit, real assets, and capital markets solutions. With offices around the world, we are expanding our... .... Career Growth - Work alongside top professionals in compliance, legal, and investment teams, with opportunities to grow your...SuggestedWork at officeLocal area
- ...information from a variety of sources for regulatory, safety and marketing of product line mentioned. Analyzing and evaluating data,... ...Responsible to know, understand and ensure FDA requirements/compliance for OTC Drugs, Medical Devices, Cosmetics and Food. Work with...
- Natixis Investment Managers is seeking a Compliance Analyst in Boston, MA. This role involves reviewing and approving marketing materials, ensuring compliance with various regulations, and collaborating with internal teams. Candidates should have a Bachelor’s degree, 2...
$73.35k - $122.25k
Une société d'assurance internationale recherche un Consultant en Conformité pour rejoindre son équipe de conformité. Ce rôle implique de réviser et d'approuver les communications publiques pour assurer la conformité avec les règles SEC et FINRA. Le candidat idéal aura ...$50.5k - $82.01k
...be part of Mass General Brigham. Job Summary The Research Compliance Associate is responsible for contributing to the overall success of the... ...40 Employee Type Regular Work Shift Day (United States of America) Pay Range $50,502.40 - $82,014.40/Annual Grade 6 EEO Statement...Work at officeLocal areaRemote workShift work2 days per week$154.4k - $242.55k
...life-changing therapies to patients worldwide. As an Associate Director, Global Regulatory Affairs Marketed Products you will: Lead/Contribute global... ...development and maintenance of programs, while ensuring compliance with applicable regulatory requirements. Are a leader...Minimum wageTemporary workLocal areaRemote workWorldwide$59.3k - $80.9k
Humana Inc. in Boston seeks a detail-oriented professional to review marketing materials, ensuring compliance with regulations. This role requires at least 2 years of experience in Medicare, insurance, or customer communications, along with strong communication skills....Remote job- ...company has been recognized ten times on the Inc. 5000 list of America's fastest-growing private businesses and has received many... ...skills, efforts, duties, responsibilities or working conditions associated with the position. Pay Range Hourly Rate: 23.07-28.84 Eligible...Hourly payTemporary workWork at officeLocal area
$97.75k - $115k
...Portfolio Compliance Associate Victory Capital | Boston, MA About Victory Capital: Victory Capital (NASDAQ: VCTR) is a diversified... ...based on internal equity, internal salary ranges, market data/ranges, applicant’s skills and prior relevant experience...Local areaFlexible hours$63.25k - $102.6k
...Summary This position has responsibility for ensuring regulatory compliance within the areas of the animal care and use program that fall... ...Type Regular Work Shift Day (United States of America) Pay Range $63,252.80 - $102,596.00/Annual Grade...Work at officeLocal areaRemote workShift work$70k - $85k
...Reporting to the Director, Investment Compliance, the Compliance Associate is responsible for assisting in the monitoring of the firm's investment compliance program. This role will focus on the oversight and maintenance of the compliance system for monitoring client...Work at officeRemote workMonday to Friday$65k - $113.75k
...Who we are looking for Officer, North America Investment Oversight will provide investment oversight support for the investment... ...Investment Oversight team is responsible for supporting investment compliance, including the monitoring of regulatory requirements and...Temporary workWork at officeLocal areaFlexible hours$63.65k - $90.75k
...implementation and maintenance of the hospital's compliance program including conducting audits,... ...will also manage the resources associated to these projects. The role is expected... ...Work Shift Day (United States of America) Pay Range $63,648.00 - $90,750.4...Work at officeRemote workShift work- An investment management firm is seeking a Marketing Compliance Senior Analyst to support the US Marketing Compliance Program. This role involves reviewing marketing materials for compliance, advising stakeholders on regulatory implications, and maintaining compliance...Remote workFlexible hours
- RBC Capital Markets, LLC is seeking a Senior Marketing Compliance Analyst to support their compliance framework in Boston. You will be responsible for ensuring that marketing materials adhere to regulatory standards, executing compliance reviews, and collaborating with...
$67.94k - $91.91k
...Product Compliance Associate The Product Compliance Associate role will contribute to regulatory compliance of Coverys products including Property and Casualty, and Accident and Health lines of business. This position will prepare and submit filings of policy forms...Work at office$66.1k - $117.2k
A leading provider of professional services is seeking an Associate in Life Sciences Management Consulting in Boston, MA. This role focuses on supporting project teams to help middle-market Life Sciences organizations tackle complex challenges. The ideal candidate will...- ...the knowledge and experience to ensure compliance with pharmaceutical, biotechnology, and... ...serve life sciences clients in six global markets: United States, Puerto Rico, Dominican Republic... ..., Mexico, Germany, Canada, and South America. Key responsibilities CMMS: Blue...
- Arrow Search Partners seeks a Compliance Senior Associate to focus on Anti-Financial Crime and KYC processes in Boston. The role includes designing and implementing AFC and KYC programs, maintaining policies, and collaborating with legal and operations teams. Candidates...
$90k - $110k
A global private investment firm is seeking a Senior Compliance Associate to support its Anti-Financial Crime (AFC) program. This role involves conducting due diligence, risk assessment, and ongoing monitoring in collaboration with legal and investor relations teams. The...$66.8k - $86.8k
A global investment firm seeks an Associate, Portfolio Compliance to monitor investment portfolios for compliance with established guidelines. The role involves creating and maintaining Excel models, ensuring compliance issues are documented, and collaborating with various...Full time- A leading investment management firm in Boston is seeking a Compliance Associate to assist in monitoring the firm’s investment compliance program. The ideal candidate will have at least three years of experience in investment compliance monitoring and strong knowledge...Work at office
$65k - $113.75k
Who we are looking forOfficer, North America Investment Oversight will provide investment oversight support for the investment management... ...Oversight team is responsible for supporting investment compliance, including the monitoring of regulatory requirements and client...Temporary workWork at officeLocal areaFlexible hours$90k - $110k
Sr. Compliance Associate Our client, a highly successful global private investment firm, is seeking a Senior Associate to support its Anti-Financial Crime (AML, sanctions, KYC) program within the Compliance team. This role partners closely with Legal, Investor Relations...Work at office$62.11k - $84.04k
The Compliance Regulatory Reporting Associate provides timely and accurate preparation and submission of regulatory reports in accordance with applicable rules and standards from regulators. Essential Duties & Responsibilities Responsible for the oversight and maintenance...$79.56k - $115.72k
...care. -Provide guidance and mentorship to junior staff. -Ensure compliance with healthcare regulations, accreditation standards, and... ...40**Employee Type**Regular**Work Shift**Day (United States of America)**Pay Range**$79,560.00 - $115,720.80/Annual**Grade**7At Mass...Remote workShift work
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