Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Chief Compliance Officer for Mutual Funds & ETFs MST

U.S. Bank

U.S. Bank in Los Angeles seeks a Chief Compliance Officer for a Multiple Series Trust (MST) to lead the MST’s comprehensive compliance program, including AML oversight and regulatory examinations, while collaborating with MST Officers and Board. The role requires a bachelor’s degree, 10+ years in compliance, 2+ years of managerial experience, and strong knowledge of federal securities regulations. The position is hybrid with travel expectations. #J-18808-Ljbffr

Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Chief Compliance Officer for Mutual Funds & ETFs MST in Los Angeles, CA vacancy
  •  ...Chief Ethics & Compliance Officer About the Company Esteemed retirement association for county employees Industry Government Administration...  ...Retirement Association Member Benefit Pension Fund Retirement System Specialties county government... 
    Suggested
    Work at office

    Confidential

    Los Angeles, CA
    3 days ago
  •  ...Deputy Chief Compliance Officer About the Company Respected ETF investment technology platform Industry Financial Services Type Privately Held, Private Equity-backed Founded 2012 Employees 51-200 Specialties trust services strategy &... 
    Suggested

    Confidential

    Los Angeles, CA
    1 day ago
  • $200k - $270k

     ...a post-scarcity society. We were incubated inside Founders Fund, like Anduril and Palantir before us, and are backed by over a...  ...while maintaining uncompromising standards for nuclear safety and compliance. Responsibilities: Define and execute General Matter’s... 
    Suggested
    Full time
    For contractors
    Remote work

    General Matter

    Los Angeles, CA
    9 hours ago
  • $180k - $220k

     ...has approximately 2,000 lawyers. Headquartered in New York with offices in Beijing, Boston, Brussels, Chicago, Dallas, Hong Kong, Houston...  ...capability to clients around the globe. The Manager, Content & Funds Strategic Advisory has two connected responsibilities in support... 
    Suggested
    Private practice
    Visa sponsorship
    Work visa

    Simpson Thacher

    Los Angeles, CA
    10 hours ago
  •  ...Chief Compliance Officer (CCO) About the Company U.S. retail brokerage with broker-dealer compliance and digital assets focus Industry Capital Markets Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to lead regulatory... 
    Suggested

    Confidential

    Los Angeles, CA
    4 days ago
  •  ...Chief Compliance Officer (CCO) About the Company Fast-scaling global fintech trading platform spanning trading, clearing, and digital assets Industry Capital Markets Type Privately Held About the Role The Company is seeking a Chief Compliance Officer... 

    Confidential

    Los Angeles, CA
    4 days ago
  •  ...Chief Compliance Officer (CCO) About the Company Global fintech trading brand and fast-scaling institutional brokerage platform spanning trading, clearing, and digital assets Industry Financial Services Type Public Company About the Role The Company... 

    Confidential

    Los Angeles, CA
    4 days ago
  •  ...Chief Compliance Officer (CCO) About the Company Nationally recognized provider of in-home dialysis services Industry Hospital & Health Care Type Privately Held Employees 1001-5000 Specialties dialysis center renal care dialysis services... 

    Confidential

    Los Angeles, CA
    1 day ago
  • $89.8k - $170.5k

     ...important role in how we work and grow. Most roles at RSM follow a hybrid workstyle, which means team members are aligned to an RSM office and come together in person when it best supports clients, teams, development or relationship-building. Some roles may be virtual... 
    Full time
    Work experience placement
    Internship
    Private practice
    Work at office
    Local area

    RSM International

    Los Angeles, CA
    5 days ago
  •  ...JPMorgan Chase, Valor Equity Partners, Andreessen Horowitz, Founders Fund, 137 Ventures, Lux Capital, T. Rowe Price, and Morgan Stanley,...  ...people to help make it happen. The Role As the Director, Compliance, you’ll build and lead Hadrian’s compliance program across three... 
    Permanent employment
    Full time
    Relocation package
    Flexible hours

    Hadrian

    Los Angeles, CA
    4 days ago
  •  ...sharing Oct 21, 2026 Senior Director of Compliance | Executive Leadership Opportunity...  ...Interpret complex government contracts, grants, funding agreements, regulations, and...  ...employees and dependents, including HMO office visit co-pay reimbursement. Insurance Coverage... 
    Work at office
    Remote work
    Flexible hours

    BBSI

    Los Angeles, CA
    1 day ago
  • $208.73k - $260.92k

     ...despite any challenges, goes beyond just a job; it’s a calling that drives us forward every day.Job OverviewThe SVP, Chief Compliance and Privacy Officer leads all of AHN/AHNSSP’s compliance initiatives, including the design, development, implementation, and ongoing... 
    Full time
    Flexible hours

    AltaMed

    Montebello, CA
    4 days ago
  • $150k - $155k

     ...organizational obligations, each carrying compliance requirements. Bet Tzedek seeks a Senior...  ...the primary workplace is Bet Tzedek’s offices, at the discretion of the immediate supervisor...  ...documentation associated with public funding sources, including SAM.gov, Certificates... 
    Contract work
    Work at office
    Immediate start
    Remote work
    Flexible hours
    Shift work

    Bet Tzedek Legal Services

    Los Angeles, CA
    3 days ago
  •  ...Chief Compliance & Legal Officer About the Company A regulated financial services company focused on consumer lending and compliance Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance and Legal... 

    Confidential

    Los Angeles, CA
    5 days ago
  •  ...Senior Vice President & Chief Compliance Officer (CCO), Privacy About the Company Accessible community health network Industry Health, Wellness and Fitness Type Non Profit Founded 1986 Employees 5001-10,000 Categories Health & Wellness... 

    Confidential

    Montebello, CA
    1 day ago
  • General Counsel & Chief Compliance Officer Alexander Chapman is representing an established and growing financial services organization seeking a General Counsel & Chief Compliance Officer to join its leadership team in the Los Angeles Metropolitan Area. This is a hands... 

    Alexander Chapman Ltd

    Los Angeles, CA
    5 days ago
  • AltaMed Health Services seeks a strategic SVP, Chief Compliance & Privacy Officer to lead our enterprise-wide compliance and privacy programs. This senior role directs Medicare/Medicaid and other regulatory compliance efforts, shaping policies across clinical, administrative... 

    AltaMed Health Services

    Los Angeles, CA
    1 day ago
  • UCLA CNSI in Los Angeles seeks a Financial Manager to lead the formulation of financial strategy for a complex, multi-fund research enterprise. The role requires advanced business and financial acumen to deliver budgeting, purchasing, accounting, personnel and payroll... 

    UCLA

    Los Angeles, CA
    3 days ago
  • $275k - $340k

     ...advising the company on related legal issues. You will ensure compliance with applicable laws and regulations and help mitigate risks associated...  ...as the primary point of contact for government contracting officers and auditors Monitor changes in federal laws, regulations,... 
    Permanent employment
    Full time
    Contract work
    Temporary work
    For contractors
    Internship
    Work at office
    Remote work
    Weekend work

    SpaceX

    Hawthorne, CA
    9 hours ago
  • AltaMed is seeking a seasoned Chief Compliance and Privacy Officer to lead the organization’s compliance program and privacy initiatives. The role reports to the CEO/President and interfaces with the Board. Candidates should have extensive Medicare/Medicaid experience,... 

    AltaMed

    Montebello, CA
    5 days ago
  •  ...Head of Compliance About the Company Innovative financial services company transforming the infrastructure supporting capital markets Industry Financial Services Type Privately Held About the Role The Company is seeking a Head of Compliance to... 

    Confidential

    Los Angeles, CA
    3 days ago
  •  ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their... 

    Confidential

    Los Angeles, CA
    4 days ago
  •  ...Oncura Health is seeking a Director of Compliance to lead its growing oncology and hematology practice across Southern California. The role drives the compliance program, policies, and risk management for 20+ clinic locations, partnering with executives, physicians, and... 

    Oncura Health

    Glendale, CA
    3 days ago
  •  ...requirements.Oversee Single Audits and testing of federal grant compliance under Uniform Guidance.Apply and interpret GASB accounting...  ...Audit requirementsUniform Guidance compliance testingGovernmental fund accounting and financial reportingExperience with tribal enterprise... 
    Full time
    Local area
    Flexible hours

    Macias Gini & O'Connell

    Los Angeles, CA
    4 days ago
  • $130k - $165k

    We are seeking an experienced and strategic Director of Compliance to lead and oversee our compliance program for a growing oncology and hematology physician practice with more than 20 clinic locations throughout Southern California. This individual will be responsible... 

    Oncura Health

    Glendale, CA
    3 days ago
  • $130k - $165k

     ...oncologists and the patients we serve. Job Description The Director of Compliance is responsible for developing, implementing, and overseeing the...  ...California Department of Health Care Services (DHCS) Office of Inspector General (OIG) Department of Justice (DOJ) HIPAA Privacy... 
    Work at office
    Local area

    OneOncology

    Glendale, CA
    3 days ago
  • Head of Regulatory Affairs About the Company Clinical-stage biotech developing novel therapies for areas of significant unmet medical need Industry Biotechnology Type Privately Held About the Role The Company is seeking a hands-on Head of Regulatory...

    Confidential

    Los Angeles, CA
    3 days ago
  • Job-ID: 21015312Category: Compliance & Regulatory ConsultingLocation: Los Angeles, CA, United States; Boston, MA, United States; New York...  ...consultant or Outsourced CCO for RIAs, broker-dealers, and registered funds, providing strategic oversight of compliance programs,... 

    Kroll

    Los Angeles, CA
    2 days ago
  • $250k - $350k

     ...experiences, and perspectives can build careers within this exciting and growing industry.Job DescriptionSUMMARYThe Head of Portfolio Compliance will be responsible for establishing and leading the Portfolio Compliance function within Investment Operations, providing... 
    Full time
    Temporary work
    Work experience placement
    Flexible hours

    Ares Management

    Los Angeles, CA
    2 days ago
  • $160k - $260k

     ...communities, and achieving success that is mutual.A comprehensive Total Rewards Program...  ...value#LI-PostJob SkillsAudits Compliance, Critical Thinking, Data Gathering Analysis...  ...:40Employment Type:Full timePlatform:CHIEF LEGAL & ADMIN OFFICE GRPJob Type:RegularPay Type:... 
    Full time
    Work at office
    Flexible hours
    Weekend work

    Royal Bank of Canada

    Los Angeles, CA
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Chief Compliance Officer for Mutual Funds & ETFs MST. Be the first to apply!