Chief Compliance Officer for Mutual Funds & ETFs MST
U.S. Bank
U.S. Bank in Los Angeles seeks a Chief Compliance Officer for a Multiple Series Trust (MST) to lead the MST’s comprehensive compliance program, including AML oversight and regulatory examinations, while collaborating with MST Officers and Board. The role requires a bachelor’s degree, 10+ years in compliance, 2+ years of managerial experience, and strong knowledge of federal securities regulations. The position is hybrid with travel expectations. #J-18808-Ljbffr
- ...Chief Ethics & Compliance Officer About the Company Esteemed retirement association for county employees Industry Government Administration... ...Retirement Association Member Benefit Pension Fund Retirement System Specialties county government...SuggestedWork at office
- ...Deputy Chief Compliance Officer About the Company Respected ETF investment technology platform Industry Financial Services Type Privately Held, Private Equity-backed Founded 2012 Employees 51-200 Specialties trust services strategy &...Suggested
$200k - $270k
...a post-scarcity society. We were incubated inside Founders Fund, like Anduril and Palantir before us, and are backed by over a... ...while maintaining uncompromising standards for nuclear safety and compliance. Responsibilities: Define and execute General Matter’s...SuggestedFull timeFor contractorsRemote work$180k - $220k
...has approximately 2,000 lawyers. Headquartered in New York with offices in Beijing, Boston, Brussels, Chicago, Dallas, Hong Kong, Houston... ...capability to clients around the globe. The Manager, Content & Funds Strategic Advisory has two connected responsibilities in support...SuggestedPrivate practiceVisa sponsorshipWork visa- ...Chief Compliance Officer (CCO) About the Company U.S. retail brokerage with broker-dealer compliance and digital assets focus Industry Capital Markets Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to lead regulatory...Suggested
- ...Chief Compliance Officer (CCO) About the Company Fast-scaling global fintech trading platform spanning trading, clearing, and digital assets Industry Capital Markets Type Privately Held About the Role The Company is seeking a Chief Compliance Officer...
- ...Chief Compliance Officer (CCO) About the Company Global fintech trading brand and fast-scaling institutional brokerage platform spanning trading, clearing, and digital assets Industry Financial Services Type Public Company About the Role The Company...
- ...Chief Compliance Officer (CCO) About the Company Nationally recognized provider of in-home dialysis services Industry Hospital & Health Care Type Privately Held Employees 1001-5000 Specialties dialysis center renal care dialysis services...
$89.8k - $170.5k
...important role in how we work and grow. Most roles at RSM follow a hybrid workstyle, which means team members are aligned to an RSM office and come together in person when it best supports clients, teams, development or relationship-building. Some roles may be virtual...Full timeWork experience placementInternshipPrivate practiceWork at officeLocal area- ...JPMorgan Chase, Valor Equity Partners, Andreessen Horowitz, Founders Fund, 137 Ventures, Lux Capital, T. Rowe Price, and Morgan Stanley,... ...people to help make it happen. The Role As the Director, Compliance, you’ll build and lead Hadrian’s compliance program across three...Permanent employmentFull timeRelocation packageFlexible hours
- ...sharing Oct 21, 2026 Senior Director of Compliance | Executive Leadership Opportunity... ...Interpret complex government contracts, grants, funding agreements, regulations, and... ...employees and dependents, including HMO office visit co-pay reimbursement. Insurance Coverage...Work at officeRemote workFlexible hours
$208.73k - $260.92k
...despite any challenges, goes beyond just a job; it’s a calling that drives us forward every day.Job OverviewThe SVP, Chief Compliance and Privacy Officer leads all of AHN/AHNSSP’s compliance initiatives, including the design, development, implementation, and ongoing...Full timeFlexible hours$150k - $155k
...organizational obligations, each carrying compliance requirements. Bet Tzedek seeks a Senior... ...the primary workplace is Bet Tzedek’s offices, at the discretion of the immediate supervisor... ...documentation associated with public funding sources, including SAM.gov, Certificates...Contract workWork at officeImmediate startRemote workFlexible hoursShift work- ...Chief Compliance & Legal Officer About the Company A regulated financial services company focused on consumer lending and compliance Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance and Legal...
- ...Senior Vice President & Chief Compliance Officer (CCO), Privacy About the Company Accessible community health network Industry Health, Wellness and Fitness Type Non Profit Founded 1986 Employees 5001-10,000 Categories Health & Wellness...
- General Counsel & Chief Compliance Officer Alexander Chapman is representing an established and growing financial services organization seeking a General Counsel & Chief Compliance Officer to join its leadership team in the Los Angeles Metropolitan Area. This is a hands...
- AltaMed Health Services seeks a strategic SVP, Chief Compliance & Privacy Officer to lead our enterprise-wide compliance and privacy programs. This senior role directs Medicare/Medicaid and other regulatory compliance efforts, shaping policies across clinical, administrative...
- UCLA CNSI in Los Angeles seeks a Financial Manager to lead the formulation of financial strategy for a complex, multi-fund research enterprise. The role requires advanced business and financial acumen to deliver budgeting, purchasing, accounting, personnel and payroll...
$275k - $340k
...advising the company on related legal issues. You will ensure compliance with applicable laws and regulations and help mitigate risks associated... ...as the primary point of contact for government contracting officers and auditors Monitor changes in federal laws, regulations,...Permanent employmentFull timeContract workTemporary workFor contractorsInternshipWork at officeRemote workWeekend work- AltaMed is seeking a seasoned Chief Compliance and Privacy Officer to lead the organization’s compliance program and privacy initiatives. The role reports to the CEO/President and interfaces with the Board. Candidates should have extensive Medicare/Medicaid experience,...
- ...Head of Compliance About the Company Innovative financial services company transforming the infrastructure supporting capital markets Industry Financial Services Type Privately Held About the Role The Company is seeking a Head of Compliance to...
- ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their...
- ...Oncura Health is seeking a Director of Compliance to lead its growing oncology and hematology practice across Southern California. The role drives the compliance program, policies, and risk management for 20+ clinic locations, partnering with executives, physicians, and...
- ...requirements.Oversee Single Audits and testing of federal grant compliance under Uniform Guidance.Apply and interpret GASB accounting... ...Audit requirementsUniform Guidance compliance testingGovernmental fund accounting and financial reportingExperience with tribal enterprise...Full timeLocal areaFlexible hours
$130k - $165k
We are seeking an experienced and strategic Director of Compliance to lead and oversee our compliance program for a growing oncology and hematology physician practice with more than 20 clinic locations throughout Southern California. This individual will be responsible...$130k - $165k
...oncologists and the patients we serve. Job Description The Director of Compliance is responsible for developing, implementing, and overseeing the... ...California Department of Health Care Services (DHCS) Office of Inspector General (OIG) Department of Justice (DOJ) HIPAA Privacy...Work at officeLocal area- Head of Regulatory Affairs About the Company Clinical-stage biotech developing novel therapies for areas of significant unmet medical need Industry Biotechnology Type Privately Held About the Role The Company is seeking a hands-on Head of Regulatory...
- Job-ID: 21015312Category: Compliance & Regulatory ConsultingLocation: Los Angeles, CA, United States; Boston, MA, United States; New York... ...consultant or Outsourced CCO for RIAs, broker-dealers, and registered funds, providing strategic oversight of compliance programs,...
$250k - $350k
...experiences, and perspectives can build careers within this exciting and growing industry.Job DescriptionSUMMARYThe Head of Portfolio Compliance will be responsible for establishing and leading the Portfolio Compliance function within Investment Operations, providing...Full timeTemporary workWork experience placementFlexible hours$160k - $260k
...communities, and achieving success that is mutual.A comprehensive Total Rewards Program... ...value#LI-PostJob SkillsAudits Compliance, Critical Thinking, Data Gathering Analysis... ...:40Employment Type:Full timePlatform:CHIEF LEGAL & ADMIN OFFICE GRPJob Type:RegularPay Type:...Full timeWork at officeFlexible hoursWeekend work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Chief Compliance Officer for Mutual Funds & ETFs MST. Be the first to apply!
- chief compliance officer Los Angeles, CA
- environmental compliance Los Angeles, CA
- regulatory compliance associate Los Angeles, CA
- regulatory affairs assistant Los Angeles, CA
- regulatory compliance analyst Los Angeles, CA
- ethics compliance Los Angeles, CA
- dea compliance Los Angeles, CA
- compliance counsel Los Angeles, CA
- regulatory affairs consultant Los Angeles, CA
- compliance aml Los Angeles, CA



