Client Relations Associate
Perennial Resources International Llc
Job Summary: Onboarding Associate will be part of the Underlying Principles onboarding team and will work closely with Front Office Sales/Trading, Internal Stakeholders (Credit, Legal, Compliance, Ops) and external Clients to onboard and complete new client onboarding in a timely and efficient manner. Major Responsibilities: Review onboarding submissions for funds, SPVs, and other investment manager managed entities. Partner with Front Office teams and clients to obtain required KYC/CIP, regulatory, and account setup documentation. Review onboarding documents (e.g., account opening forms, tax forms, formation documents, ADV, suitability certificates, QIB, AML letters, Wolfsberg Questionnaire, and Prime Broker Agreements) for accuracy, completeness, and relevance. Ensure onboarding documentation complies with internal audit, MUSO Policy, and global KYC/ AML requirements. Manage onboarding priorities to meet deadlines. Create client records, ensuring alignment of client type, industry classification, business activities, relationship purpose, and products. Conduct OFAC and adverse media screenings to identify and assess client risk. Review Dodd-Frank regulatory documentation for completeness and regulatory compliance. Collaborate with Legal, Compliance, Sanctions, Regulatory, Tax, and Operations teams to facilitate timely onboarding and account openings. Utilize external research sources, including IAPD, EDGAR, GLEIF, Secretary of State databases, foreign registries, and Client Markit. Identify and support process improvement and efficiency initiatives. Skills and Competencies: Bachelor's degree Client SIE & Series 99 (or willingness to obtain within 6 months of hire) Familiarity with Fenergo Strong analytical skills and attention to detail, with the ability to handle confidential client data appropriately Excellent written and verbal communication skills Self-motivated with the ability to work independently, manage priorities, and provide progress updates on requests and projects. Perennial Resources International
- ...of the firm: qualify prospects, support clients between advisory meetings, and drive business... ...quality outreach. As an Internal Client Associate at Twin Peaks Wealth Advisors, you sit... ...wholesaling, financial services client relations, or similar. Natural communicator who...Suggested
- ...Enterprise Services comprises of multiple business platforms including Client Services, Global Business Operations, Business Architecture,... ...; escalates appropriatelyQualifications:Minimum of 4 years of related experienceBachelor's degree in Instructional Design / Learning...SuggestedRemote workFlexible hours
DTCC- The Depository Trust & Clearing Corporation
Jersey City, NJ7 hours ago $20 - $22 per hour
...Reports To: Client Services Supervisor, Client Services Manager, or equivalent leadership... ...role is for you. As a Client Services Associate , you’ll support document preparation,... ...or equivalent required ~1+ years of related experience preferred ~ Ability to...SuggestedFull timeTemporary workPart timeWork at officeImmediate startMonday to Friday- ...About the Role We’re looking for a personable and organized Client Services Associate to support client relationships, account activity, and day-... ...Assist with client meetings, appointments, and account-related communications Maintain accurate client information and...SuggestedFull time
- ...creating unforgettable travel experiences for clients. Whether booking your own vacations or... ...-time remote role for a Client Services Associate. The Client Services Associate will be... ...skills Basic knowledge of Finance and related processes Proven ability to multitask and...SuggestedFull timeRemote work
- ...Enterprise Services comprises of multiple business platforms including Client Services, Global Business Operations, Business Architecture,... ...of opportunity Qualifications: Minimum of 4 years of related experience Bachelor's degree preferred or equivalent...Full timeRemote workFlexible hours
DTCC
Jersey City, NJ4 days ago $20 - $26.39 per hour
...adherence to the firm’s record-keeping requirements, maintaining client files and supplies, answering phones, opening and disseminating... ..., leads, and prospects Prior sales and service experience relating to Brokerage and Investment Advisory business is preferred Proven...Temporary workWork at officeLocal areaU.S. Bank
Brooklyn, NY3 days ago- ...Senior Client Service Associate As a Senior Client Service Associate within the Latin America Private Bank at J.P. Morgan you will be responsible... ...will serve as the primary point of contact for all service related needs of a Private Banking client. This will entail working...Work at office
- ...Client Associate Location: Livingston, NJ | Newport Beach, CA | Scottsdale, AZ Overview The Client Associate will play a pivotal... ...composition. Collaborate with Advisors to complete trade-related tasks, including trade execution, documentation, and post-trade...Flexible hours
- A financial services firm in New York City is seeking a Client Associate to support Financial Advisors and their clients. This role combines... ...Bachelors degree in Business Administration, Finance, or a related field. Minimum of 3 years of relevant professional experience...
$20 - $23 per hour
...for an accommodation or an alternative application process. Client Benefits Associate (Part-time) Salary Range: $20.00 To $23.00 Hourly Position... ...for the accurate collection and tracking of information related to the client’s/family’s financial information, participation...Hourly payPart timeWork at officeAfternoon shift- UBS in Miami seeks a Client Associate to serve as the primary contact for clients, building strong relationships and delivering tailored financial... ...client needs. The role requires Spanish fluency, a finance-related bachelor's degree, and active regulatory licensing (SIE,...
$59k - $65k
...a division of WebMD, develops and hosts physician portals and related mobile applications that make it easier for physicians and healthcare... ...with peers. We're looking for an experienced and motivated client services professional to join our Client Success Organization....Full timePart timeWorldwideFlexible hours- ...serve as the primary point of contact for clients, building strong and positive... ...financial products, services, and account-related activities assist clients with account... ...designed for them. As a registered client associate, you’ll play an important role in achieving...Full timeFlexible hours
- ...Full Time Client Experience Associate At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve.... ...college degree, high school diploma or GED, however may require related experience or product knowledge to accomplish primary...Full timeTemporary workPart timeWork at office
$57.3k - $70k
...of a family of companies with experience in all 50 states, and clients in three Canadian provinces and Europe. PCG offers clients a multidisciplinary... ...as needed Lead health client engagements/interactions/meetings Relate to clients on a Nursing level and utilize Nursing subject...H1bWork at officeLocal areaRemote workShift work- ...Our client is an established wealth management firm in Midtown Manhattan seeking a Senior Client Service Associate to support advisors and deliver a high level of service to high-net-worth... ...external partners to resolve account-related requests and issues Track...
JCW Group
Manhattan, NY7 hours ago - ...relationships. By offering an array of services, clients can receive tailored solutions that... ...The Position: The Client Service Associate is a key role that ensures excellence... ...times. Review and resolve client account related issues with custodian(s). Proactive...Full timeTemporary workPart timeRemote workFlexible hours
Merit Financial Advisors
Livingston, NJ28 days ago - ...accommodation or an alternative application process. Registered Client Service Associate Active - Regular full-time Exempt 2810 Johnston, Lafayette,... ...inquiries. Provides overall direction for activities related to administrative operations management. Managing a very...Full timeWork at office
$25 - $35 per hour
...advice, generally focused on index funds, to clients in Vermont and across the United States.... ...in the area. As a Client Services Associate at One Day In July, you will assist the... ...manage client meetings. Review materials related to new clients and accounts to ensure...Hourly payPart timeWork at office- ## Registered Client Service Associate (Atlanta, GA)Apply: Atlanta, Georgia - United States: Full time: Posted Today: R-0013400**Job Description... ...and one (1) or more years securities industry or related work experience preferred, or an equivalent combination of...Full timeWork experience placementWork at office
$55k - $80k
...advisors and their prospective and existing clients and other branch staff team members.... ...seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and... ...1) or more years securities industry or related work experience preferred, or an...Work experience placementWork at office- ...learning and training, and legal support services. All services and client partnerships are aided by best-in-breed software platforms,... ...for translation projects and requests Initiate all project related work by providing detailed budget, schedule and instructions to...InternshipLocal area
- ...We are respectful, inclusive, collaborative. THE ROLE As a Client Services Associate with Climate Impact Partners, you will play a crucial role... ...voluntary carbon markets, energy attribute certificates or related environmental products, or broader ESG and sustainability reporting...Remote jobContract workSummer workLocal areaFlexible hoursWeekend work
- ...experience and training to assist Financial Advisors and provide clients with quality service. Follows established procedures to perform... ...or equivalent and one (1) or more years securities industry or related work experience preferred, or an equivalent combination of...Work experience placementWork at office
$500 per month
Careers / Alpaca / Registered Brokerage Client Service Associate - Pacific Timezone Registered Brokerage Client Service Associate - Pacific Timezone... ...tasks. Researching and responding to clients’ issues relating to form submissions, transfers, and various other...Remote workHome office$24.81 - $41.35 per hour
...high quality operational support to Financial Advisors and their clients, as well as other team members. Responsibilities Responsible... ...new assets. Responsible for assisting clients with paperwork related to account transfers, beneficiary designations, and other maintenance...Hourly payFull timeWork experience placementWork at officeLocal areaWork from homeWork visaMonday to FridayFlexible hours- The Client Services Associate supports successful client implementations and ongoing account needs within Ludi’s healthcare technology platform.... ...Bachelor’s or master’s degree preferred 2-3 years of healthcare-related experience required; familiarity with physician-hospital...Contract workRemote workWork from homeHome officeFlexible hours
- ## Client Services AssociateApply: Billings, MT: Full time: Posted Yesterday: 2026-1576... ...#TeamFirstInterstate.** **SUMMARY** The Client Services Associate provides administrative and operational... ..., wealth management, brokerage, or a related field required* Experience with customer...Full timeWork at office
- ...contributions make a direct impact? Hurley & Associates is seeking a dynamic Marketing Associate... ...strengthen financial, emotional, and relational foundations. Our culture celebrates... ...Team Leader Direct Reports: None As a Client Relations Specialist, you will provide exceptional...Full timeInternshipWork at office
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