VP, Regulatory Reporting — Swap Compliance & Trade Data
Goldman Sachs Group, Inc.
Goldman Sachs Group, Inc. seeks a Vice President for Regulatory Reporting in Dallas, Texas. The role involves ensuring compliance with Americas' swap regulations, executing risk and control processes, and identifying solutions to system issues. Applicants should have a Bachelor’s degree in relevant fields and five years of experience in derivative products and regulatory reporting. Skills in Excel analytics, project management tools, and the ability to train colleagues are essential. The position offers a collaborative environment across multiple business lines. #J-18808-Ljbffr Goldman Sachs Group, Inc.
- ...Vice President, Regulatory Reporting - Trade Level with Goldman Sachs & Co. LLC in... ...control processes to ensure compliance with non-financial regulatory... ..., in particular Americas’ swap regulations (CFTC Part 45 (... ...anomalies in reporting data; delve into complex system...DataRegulatory
$78.08k - $117.12k
...Cash And Trade Proc Sr Analyst The Cash and Trade... ...efficiently. Reporting, Metrics, and Root Cause... ...trends are measured with data, and addressed... ...Responsibilities Risk, Compliance, and Supervision Appropriately... ...high quality, within regulatory guidelines, and...DataRegulatoryFull timeWork experience placementLocal areaFlexible hoursShift workNight shift- ...Bank AG is seeking a Vice President, Regulatory Reporting - Trade Level in Dallas, Texas. This role involves... ...and requires expertise in Americas swap regulations. The ideal candidate will... ...products, and proficiency in using Excel for data analysis. We offer extensive health...DataRegulatory
$104.5k - $325k
...to join our International Trade and Regulatory team. In this role, you will... ...on U.S. import laws, customs compliance, and tariff matters. This position... ...commitment to excellence (Reported scores were Axiom's average... ...how it is used, our full data privacy notice is available...DataRegulatoryFull timeFlexible hours- ...CA; Charlotte, NC; or Birmingham, AL reports directly to the President & Chief... ...markets: Manufacturing, Food & Beverage, Data Centers, Advanced Technology, and... ...Management System (TQMS). Ensure regulatory and standards compliance across internal and external audits....DataRegulatoryFor contractorsWork at office
- ...Global Compliance Our division prevents, detects... ...mitigates compliance, regulatory and reputational risk... ...accounting, sales, and trading. We look for those who... ...teams Monitoring and reporting to senior management on... ...experience within privacy or data protection programs,...DataRegulatoryWork experience placementWork at officeLocal area
- ## VP, Banking ProductsApplylocations: Dallas, TXtime... ...-to-end performance, compliance, and development across... ..., market dynamics, and regulatory expectations.Core... ...direct authority· Surface trade-offs clearly and early,... ...Strong analytical and data-driven decision-making...DataRegulatory
- ...Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights... ...markets, data analysis, and regulatory compliance within a FINRA-regulated environment... ...concepts (e.g., market conduct, exception reporting) Data analysis techniques used...DataRegulatoryInternshipWork at office
$120k - $160k
...Technology Inc.: Offering a data-rich trading platform, we provide... ...Team & Role: As the VP/AML Compliance, you will lead a dedicated... ...ensuring compliance with regulatory requirements and safeguarding... ...optimize AML data flows, reporting, and surveillance processes...DataRegulatoryContract workWork at officeLocal areaRemote work- ...Senior Global Trade Manager, Beneficial Trade... ...Irving, Texas office, reporting directly to the Director... ...reporting leveraging multiple data source inputs. The... ...controls, sanctions compliance, trade risk management... ...trade policy advocacy and regulatory engagement. ~ Supply...DataRegulatoryWork at office
- Trade Managed Services Specialist The Trade Managed Services... ...execution of value-added trade compliance services, including product... ...responsible for ensuring data accuracy, regulatory compliance, and high-... ...history. Draft summaries, reports, and status updates for internal...DataRegulatory
$108k - $185k
...President, Artificial Intelligence Compliance Officer in Wealth Management... ...innovation while meeting regulatory and firm requirements.... ...and oversight for analytics, data, artificial intelligence, generative... .... Prepare management reporting, metrics, and dashboards to inform...DataRegulatoryTemporary workLocal area- ...their understanding of regulatory reform at the heart of... ...in the regulatory reporting space, Regulatory Operations... ...to improve the firm's compliance rates across... ...across a wide range of traded financial products and... ...Perform daily analysis on data and pursue problem resolution...DataRegulatoryWork experience placementFlexible hours
$115k
VP - Compliance / BSA Compliance Officer - Up to $115K - Dallas, TX - Job... ...and procedures, and Federal regulatory expectations. The position... ...selected transaction activity reports identifying those... ...to define problems collects data, establish facts, and draw valid...DataRegulatoryBank staff- Job Duties: Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in Dallas, Texas... ...such as FINRA and the SEC, ensuring compliance with global regulatory requirements.... ...to build and maintain efficient data pipelines. Identify and address control...DataRegulatoryWork at office
$90.72k - $121.52k
...Skills 1 Domain|Banking|Compliance & Regulations Technical... ...such as AI, cloud, and data-led innovation to help our clients... ...• Experience in Regulatory reporting /AML/ Capital Markets/Derivatives... ...MiFID II • Experience in Trade surveillance • Experience...DataRegulatoryFull timeTemporary workRelocation- ...Global Compliance Our division prevents, detects and... ...mitigates compliance, regulatory and reputational risk... ...accounting, sales, and trading. We look for those who... ...human rights issues, data privacy, etc. Clients... ...records, research reports, various internet sources...DataRegulatoryWork at office
$97.5k - $133.5k
...VP, Investor Reporting Fay Servicing is a nationally recognized mortgage servicer known for... ...excellence, real-time reporting, and regulatory compliance. Fay's end-to-end servicing capabilities... ...Word, Excel to compile and analyze data, PowerPoint to prepare executive-...DataRegulatoryInterim roleRemote workFlexible hours- ...Vice President, AML Compliance About the Company Digitally... ...The Company is seeking a VP/AML Compliance to lead a... ...designing and optimizing AML data flows, reporting, and surveillance processes... ...ensuring ongoing compliance with regulatory requirements. The ideal...DataRegulatory
$114.72k - $172.08k
...Compliance Risk Management Officer Serves as a compliance risk officer... ...Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments... ...ensure compliance with various regulatory and legal requirements and to...DataRegulatoryFull timeFlexible hours- The Goldman Sachs Group is seeking an Associate in Regulatory Reporting based in Dallas, Texas. You will prepare regulatory reports, analyze... ..., and collaborate with multiple internal teams to ensure compliance with global regulatory standards. This role demands a Master...DataRegulatory
- ...structured hands-on experience in financial markets and regulatory compliance. This internship offers students the... ...clearing firm. Interns will learn how to monitor trading activity, manage compliance cases, and apply data analysis techniques. The position is designed for...DataRegulatoryInternshipWork at office
- ...Markets Operations team in Dallas. This role focuses on regulatory reporting and compliance while collaborating across departments to enhance operational... ...should have a background in finance and be skilled in data analysis, MS Office, and regulatory reporting. The position...DataRegulatory
- ...Vice President, GAAP Accounting and Reporting About the Company Prominent insurance company... ...of the sector's specific financial and regulatory requirements. The ideal candidate will... ...ability to translate complex financial data into strategic business insights. A...DataRegulatory
- ...Investigations team. In the Legal & Compliance division, we assist the Firm... ...Firm's management of legal, regulatory and franchise risk. This is a... ...strengthen controls, using data and analytics to inform... ...approved Suspicious Activity Reports, maintaining the highest standards...DataRegulatoryWork at office
- ...customer satisfaction. Ensure compliance with industry regulations,... .... Analyze operational data to identify trends, optimize... ...meetings, providing insights, reporting, and strategic recommendations... ...service delivery, and telecom regulatory requirements. ~ Demonstrated...DataRegulatory
- ...interested in financial services. This program provides hands-on learning in trade surveillance and regulatory compliance, where interns gain practical skills essential for careers in finance and data analysis. Ideal candidates are students in related fields, and the...DataRegulatoryInternship
- ...assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and... ..., cybersecurity professionals, and data scientists. We are organized into global... ...auditor, consultant, and/or regulatory agency examiner within the financial...DataRegulatory
- ...assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and... ..., cybersecurity professionals, and data scientists. We are organized into global... ..., contingency funding plan, and regulatory reporting (e.g. FR 2052a) ~...DataRegulatory
$110k - $160k
...Vice President Of Gfcd Compliance Technology The global financial crimes compliance... ...to ensure the compliance of u.s. regulatory standards. You will be the go-to subject... ...and system behavior. Lead data analysis and reporting efforts to demonstrate system coverage...DataRegulatory
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