Branch Office Compliance Auditor
Rosenthal Recruiting
Rosenthal Recruiting is seeking a Broker - Dealer Examiner for a full-time position based in Chicago, Illinois. This role involves reviewing branch office records to ensure compliance, conducting meetings with branch management, and leading compliance initiatives. The ideal candidate will have complementary skills in Branch Examination, effective communication, and at least two years of relevant experience. This position includes travel across the United States and offers competitive compensation and benefits. #J-18808-Ljbffr Rosenthal Recruiting
Vacancy posted 4 days ago
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