Head of US Regulatory and Group Functions Legal
HSBC Group
In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US. HSBC may engage in immigration sponsorship for this position if needed.Our purpose – Opening up a world of opportunity – explains why we exist. Here at HSBC, we use our unique expertise, capabilities, breadth, and perspectives to open up new kinds of opportunity for our more than 40 million customers. We’re bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world – for our customers, our people, our investors, our communities, and the planet we all share.Why HSBCHSBC is one of the largest banking and financial services organisations in the world. Guided by our purpose of opening up a world of opportunity, our ambition is to become the world’s most trusted bank globally, putting customers at the heart of everything we do.Global Legal plays a key role in protecting HSBC’s reputation by helping to future-proof the organisation through robust legal risk and issue advisory. This role provides expert legal and strategic advice to senior management, businesses and functions on US bank and bank holding company regulatory issues and related North America and cross-Atlantic prudential policy matters. You’ll help ensure legal and reputational risks are identified, reported and mitigated across critical US regulated entities within a systemically important global bank. Success means delivering clear, practical advice that supports sustainable business growth while keeping activity within the letter and spirit of the law. You’ll set direction for regulatory policy advocacy with US and global regulators in partnership with Legal, Public Affairs and business and functional teams. You’ll also build a strong team environment that supports development, inclusion and consistent execution across the US Legal function.In this role, you will:Leverage your deep banking experience working at a US regulated bank and bank holding company, which are critical legal entities of a systemically important global bank, to provide expert and professional legal and strategic advice, guidance, and support to ensure that the legal and reputational risks faced by businesses in the US are identified, reported and mitigatedBe a leader and trusted advisor to the businesses and functions in the U.S. and globally on bank and bank holding company regulatory issues, as well as North America and cross- Atlantic prudential policy mattersBe a key leader for the company’s regulatory policy advocacy initiatives with U.S. and other global regulators (including banking, financial, securities, and derivatives regulators), collaborating with Legal, Public Affairs, and business and functional partners in the U.S. and globallyPartner cross functionally assess risk and to solve complex regulatory issuesLead and manage an inclusive team of lawyers to support the companyCoordinate, communicate and execute the strategic and operational objectives of the US Legal functionPartner with senior executives and business stakeholders to drive growth while managing legal and regulatory riskActively manage external spend related to regulatory advice required by the businessAct as a member of the US Legal Leadership Team, contributing as required on both regional and global issues and leadership actionsEvaluate and respond to changes in legal and regulatory requirements as they arise, including acting as the interlock with U.S. and other global regulators, where applicableAccountabilities for Business, Customers and Stakeholders:Advise on a plan that supports sustainable business growth in the US, North America and globally, and protects the bank, enabling the business to operate safely and within the letter and spirit of the lawEngage with the wider business and global function agendas, knowing and understanding the business to proactively provide sustainable solutions to regulatory issues, as well as challenging the business to ensure that appropriate controls are in placeDeliver of strong leadership and partnership that includes guidance, challenge, support and development for staff. Team and associated knowledge is recognised and valued by stakeholdersLeadership & Teamwork Lead through change and acts as a role model for new ways and standards of working being open, dependable and connectedIdentify, develop, retain and motivate teamsLead and develop an effective team through communication, performance management, development plans and reward/recognition practicesPromote an environment that supports inclusion and reflects the HSBC brandDrive Future Focused Strategy:See beyond the ‘day to day’ work; taking a broad strategic view of the businessCreates strategies with insight and knowledge of the market, customers, competitors and digital technologyDemonstrate new ways of working to improve performanceTake both a global and regional perspective on business issuesInspire & Role Model:Collaborate proactively with employees at all levels and incorporate feedbackCreate buy-in to strategy enabling others to understand purpose and directionWidely acknowledged for attracting strong, talented teams and building networksBalance Growth and Risk:Work collaboratively across functional/business/geographic boundaries, sharing ideas and resources to mutual advantageExecute for Results:As a trusted advisor to the Business, continually adapt to deliver what is a priorityBalance the need for consensus, consultation and rigor with the need to drive progressDrive quickly to decisions based on available data and inputSuccessfully complete Anti-Money Laundering and Sanctions training and post-course assessment as requiredTo be successful in the role, you should meet the following requirements:JD is a mandatory requirementExperience working at a US regulated bank or Bank Holding Company, with experience handling bank and bank holding company regulatory issues strongly preferredComprehensive understanding of the global and regional strategy for HSBCUnderstanding of the legal landscape, regulatory requirements and political influences across the US and North America and on a cross-Atlantic basis, and the impact for international institutionsThink broadly, have valid opinions and awareness of trends and changes within the US and North America-particular legislative and regulatory trendsExperience working at a U.S. banking regulator or a U.S. government agency (e.g., U.S. Treasury) preferredAbility to influence thinking and behaviours regionally and globally, can provide concise legal solutions to senior business sponsors; collaborate with internal and external stakeholders proactively to recommend or determine a course of actionExhibit robust judgement and decision making, and is resilient to challengeBackground of working in legally sensitive, evolving environments, balancing commercial, reputational and regulatory objectivesA track record of creating, leading and motivating teams; assembling the right expertise and effectively managing human capital to ensure correct coverageHas advised and influenced courses of action in the business and with regulatory bodiesAs an HSBC employee, you will have access to tailored professional development opportunities to ensure you have the right skills for today and tomorrow. We offer a competitive pay and benefits package including a robust Wellness Hub, all in a welcoming and inclusive work environment. You will be empowered to drive HSBC’s engagement with the communities we serve through an industry-leading volunteerism policy, a generous matching gift program, and a comprehensive program of immersive Sustainability and Climate Change Initiatives. You’ll want to join our Employee Resource Groups as they play a central part in life at HSBC, including the development of our employees and networking inside and outside of HSBC. We value difference. We succeed together. We take responsibility. We get it done. And we want you to help us build the bank of the future!Your final fixed pay offer will depend on the candidate and several variables, including but not limited to, role responsibilities, skill set, depth of experience and education, licensing/certification requirements, internal relativity, and specific work location.All qualified applicants will receive consideration for employment without regard to age, ancestry, color, race, national origin, ethnicity, disability or medical condition, genetic information, military or veteran service, religion, creed, sex, gender, pregnancy, childbirth, caregiver status, marital status, citizenship or immigration status, sexual orientation, gender identity or expression or any other trait protected by applicable law.
$200k - $320k
...Operations across Consolidated US Operations (CUSO)... ...in the Operations function, including manage OREs,... ...Asia), and stakeholder groups (businesses, regional management, 2LOD, 3LOD, regulatory relations, prudential and... ...of business, region and legal entity. Participate...LegalRegulatoryFull timeWork experience placementWork at officeImmediate startFlexible hours- ...Title: Director & Head of Hedge Funds and US Counterparty Credit Risk... ...by the Scotiabank Group. Be part of an innovative... ...in line with regulatory expectations (SR11-1... ...requirements and cross-functional alignment. Lead... ..., Operations, Risk, Legal, and Compliance....LegalRegulatoryTemporary workWork at officeLocal areaFlexible hours
$168k - $240k
Head of Portfolio Architecture, Corporate Functions Direct Hire (Base + Bonus) Work Location (Hybrid... ...Corporate Functions (HR, Legal, Finance, Risk,... ...usersEnsure solutions meet regulatory, risk, security, privacy... ...veteran.Visit to contact us if you are an individual...LegalRegulatory3 days per week- ...Head of Wealth Management & Private Banking... ...authorized to work in the US. Applicants must be legally authorized to work... ...U.S. Communications function Coach and develop... ...reputational risk, regulatory sensitivity, and... ...our Employee Resource Groups as they play a central...LegalRegulatory
- ...hire: you'll build a trust function that meets OCC supervisory... ..., fiduciary, custody, legal, risk, or regulatory roles in US banking, trust banking, or... ...seat (Chief Trust Officer, Head of Trust, Senior Fiduciary... ...level accountability with Group alignment ~ High agency,...LegalRegulatoryWork at officeFlexible hours
- ...client's industry trends, regulatory landscape, and... ...Assessment of financial, legal, and operational risks... ...ExpectationsTo manage a business function, providing significant... ..., or advocacy groups to both monitor and influence... ...moral compass, helping us do what we believe is...LegalRegulatory
$138.1k - $276.2k
...Marsh is seeking a Head of SEC Reporting to... ...performing Controllership function. This role will... ...Policy & Advisory Group, which owns formal... ...cycle time Regulatory Monitoring, Benchmarking... ...Partner with Legal and disclosure governance... ...Why join us? We help you be your...LegalRegulatoryMinimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week$152.29k - $250.2k
Head of Portfolio Architecture, Corporate FunctionsPosition Overview:The Head of Corporate Functions Architecture is a senior architecture leader responsible... ..., new product launches, regulatory programs, and operational... ...areas including HR, Legal, Finance & Risk and Investments...LegalRegulatoryFull timeH1bVisa sponsorshipWork visaFlexible hours3 days per week$216.49k - $297.67k
...categories. What sets us apart is our unique... ...and proactive Head of Litigation to join Haleon’s legal team. Haleon is a leader... ...with business and functional leaders to mitigate... ...Haleon’s Group Legal department to... ...investigations, subpoena and regulatory response matters,...LegalRegulatoryFull timeWork at office3 days per week$215k - $250k
...’s approval). Essential Functions & Responsibilities Review... .... Collaborate with legal teams to ensure compliance with all regulatory requirements during loan... ...basis of any protected group status under any applicable... ...subcontractor. The law requires us to provide equal...LegalRegulatoryContract workFor contractorsFor subcontractorWork at officeLocal areaRemote work$164.2k - $218.9k
...Requirements The OpportunityThe Head of L&D - US Business, MIM & Global Functions is responsible for enabling workforce... ...company-paid life insurance and legal services, a retirement pension funded... ...401(k) with employer matching, group discounts on voluntary insurance products...LegalFull timeTemporary workWork at officeLocal areaRelocation package3 days per week- ...The SVP, Head of North America Program Business... ...underwriting function, including strategy... ...actuarial, claims, legal, finance, reserving... ...licensing, legal, regulatory, ESG, underwriting,... ...New York, NY, 10005, US About Us... ...momentum that drives the Group forward and as a...LegalRegulatoryContract workTemporary workWork experience placementSummer workWork at officeLocal areaRemote workWorldwideRelocation packageFlexible hours2 days per week3 days per week
$226.2k - $377k
...other duties. The Head serve as single... ...Management, Global Regulatory Affairs, Clinical... ...Development, Digital, Legal/Compliance, and... ...(e.g., FDA in the US, EMA in Europe,... ...standards for cross-functional team-endorsed cohort... ...technical working groups, committees, etc.)...LegalRegulatoryLocal areaWorldwideRelocation package$252k - $315k
...time to explore a career with us. As the fastest growing mental health practice group in the country, now is the perfect... ..., and exceptional executive functioning. The ideal candidate is a... ...enterprise-wide policy changes, regulatory or legal implications, significant operational...LegalRegulatoryTemporary workLocal area- ...integration, is seeking a General Counsel to lead US legal and regulatory affairs. The GC will guide growth, navigate... ...strong drafting, and the ability to build a high-performing US legal function, working closely with Mastercard and BVNK group counsel. #J-18808-LjbffrLegalRegulatory
- ...clinical development, regulatory affairs, and the development... ...Regulatory Affairs ex-US will be a key member... ...to project teams, functional heads and other stakeholders... ...regulatory and reimbursement groups) to ensure high-... ...Commercial, Medical, Legal, Compliance and other...LegalRegulatoryLocal area
$230k - $285k
...The CIB Americas Legal Department is a strategic... ...provide legal and regulatory advice with respect... ...yield bonds and US private placements)... ...business team and support functions on transaction... ...with the Head Office and other locations... ...Risk, and Operations groups and elevate legal...LegalRegulatoryWork at office- ...PayPal is seeking a Sr. Director, US Regulatory Legal to provide strategic leadership across US federal and state regulatory relationships... ...will manage a team of attorneys, collaborate with cross-functional groups, and influence long-term regulatory strategy with a focus...LegalRegulatory
$191k
...payments.This is a highly cross-functional individual contributor role... ...processing, operational, regulatory, and customer-experience issues... ...USD $212,000 per year.For all US locations, you will be eligible... ...histories, consistent with legal requirements. If you have a disability...LegalRegulatoryFull timeWork at officeRemote work$350k
...for their businesses.As Head of Reserving for North... ...intersection of evolving regulatory expectations,... ...modernizing the reserving function. As the region’s reserving... ...colleagues across finance, legal, pricing, technology,... ...Flexible Spending Accounts, Group Accident, Group...LegalRegulatoryTemporary workLocal areaRemote workWorldwideVisa sponsorshipWork visaFlexible hours$170.26k - $200.3k
...believe it takes all of us to bring our shared... ...DescriptionSUMMARYThe Head of Faster and Unified Payables... ...with Pricing, CPS, and Legal partners, and secure... ...multiple business lines and functions.- Strong financial and... ...knowledge of the regulatory, risk, and network rule...LegalRegulatoryFull timeWork experience placementLocal area3 days per week$335k - $385k
...team is a quickly growing group of committed researchers,... ...Anthropic is seeking a Regulatory Counsel to lead our legal work on AI regulation in the... ...regulatory lawyer for Anthropic's US AI regulation and a key... ...environment, cross-functionally with Legal, Compliance, Safeguards...LegalRegulatoryInterim rolePrivate practiceWork at officeWorldwideVisa sponsorshipFlexible hours3 days per week$189.8k
...Global Head of Regional Policy - Trust and Safety... ...media, governments, and regulatory stakeholders. Regional... .... Cross-Functional System Optimization: Partner... ...alongside product, technical, legal, and operational teams.... ...'s journey with us. We believe that wellbeing...LegalRegulatoryTemporary workLocal area- ...receive an alert: Create Alert AVP, Legal Counsel - Technology Investment Group (Private Equity) Location: New York, US Job Function: Legal & Compliance Department Job Type... ...Department (LCD) manages legal and regulatory compliance risk for GIC and partners with...LegalRegulatoryPermanent employmentPrivate practiceWork at officeLocal areaWork from homeWorldwideRelocation
- ...invites you The EVP, Head of Advisory & Brokerage... ...& Lending, and Product Legal will be the firm's... ...management of legal and regulatory issues related to LPL's... ...approach across the Legal functions - meeting advisors and... ...the LPL team and help us make a difference by turning...LegalRegulatoryWork from home
- ...Knowledge Lawyer or Counsel (US ERISA, Employee... ...and updates substantive legal resources, standard forms... ...for their practice group, and drives the adoption... ...Responsibilities Essential Functions: Knowledge... ...curve on relevant legal, regulatory, enforcement, agency, and...LegalRegulatoryWork at office
$120k - $250k
...Address:151 W 42nd StreetJob Family Group:LegalProvides and manages the delivery of legal and regulatory advice on products, initiatives... ...a single or small number of function(s).Acts as a subject matter... ...Geographic scope: up to global, with US focus.Operates at a group/...LegalRegulatoryFull timeContract workPart timePrivate practiceLocal areaShift work$268.5k - $398.75k
...everything we do - and they push us to ensure we take care of... ...is seeking a Sr. Director, US Regulatory Legal. This individual will provide... ...term success strategy of the function, driving innovation and... ..., and other cross-functional groups to support initiatives globally...LegalRegulatoryFull timeWork at officeLocal areaImmediate startFlexible hours- ...Vice President, Global Head of Regulated Entities About the... ...and maintenance of top-tier regulatory compliance programs. This... ...firms supervised by various US and international regulators... ...Manager Title Chief Compliance Officer Functions ~ Legal ConfidentialLegalRegulatoryWorldwide
- ...Finance team handles tax compliance and regulatory inspections for the group's legal entities across every jurisdiction... ...and non-recurring indirect tax functions including review of tax returns, analysis... ...firm, Government, and/or US multinational company with a focus...LegalRegulatoryShift work
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