Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Head of US Regulatory and Group Functions Legal

HSBC Group

In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US. HSBC may engage in immigration sponsorship for this position if needed.Our purpose – Opening up a world of opportunity – explains why we exist. Here at HSBC, we use our unique expertise, capabilities, breadth, and perspectives to open up new kinds of opportunity for our more than 40 million customers. We’re bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world – for our customers, our people, our investors, our communities, and the planet we all share.Why HSBCHSBC is one of the largest banking and financial services organisations in the world. Guided by our purpose of opening up a world of opportunity, our ambition is to become the world’s most trusted bank globally, putting customers at the heart of everything we do.Global Legal plays a key role in protecting HSBC’s reputation by helping to future-proof the organisation through robust legal risk and issue advisory. This role provides expert legal and strategic advice to senior management, businesses and functions on US bank and bank holding company regulatory issues and related North America and cross-Atlantic prudential policy matters. You’ll help ensure legal and reputational risks are identified, reported and mitigated across critical US regulated entities within a systemically important global bank. Success means delivering clear, practical advice that supports sustainable business growth while keeping activity within the letter and spirit of the law. You’ll set direction for regulatory policy advocacy with US and global regulators in partnership with Legal, Public Affairs and business and functional teams. You’ll also build a strong team environment that supports development, inclusion and consistent execution across the US Legal function.In this role, you will:Leverage your deep banking experience working at a US regulated bank and bank holding company, which are critical legal entities of a systemically important global bank, to provide expert and professional legal and strategic advice, guidance, and support to ensure that the legal and reputational risks faced by businesses in the US are identified, reported and mitigatedBe a leader and trusted advisor to the businesses and functions in the U.S. and globally on bank and bank holding company regulatory issues, as well as North America and cross- Atlantic prudential policy mattersBe a key leader for the company’s regulatory policy advocacy initiatives with U.S. and other global regulators (including banking, financial, securities, and derivatives regulators), collaborating with Legal, Public Affairs, and business and functional partners in the U.S. and globallyPartner cross functionally assess risk and to solve complex regulatory issuesLead and manage an inclusive team of lawyers to support the companyCoordinate, communicate and execute the strategic and operational objectives of the US Legal functionPartner with senior executives and business stakeholders to drive growth while managing legal and regulatory riskActively manage external spend related to regulatory advice required by the businessAct as a member of the US Legal Leadership Team, contributing as required on both regional and global issues and leadership actionsEvaluate and respond to changes in legal and regulatory requirements as they arise, including acting as the interlock with U.S. and other global regulators, where applicableAccountabilities for Business, Customers and Stakeholders:Advise on a plan that supports sustainable business growth in the US, North America and globally, and protects the bank, enabling the business to operate safely and within the letter and spirit of the lawEngage with the wider business and global function agendas, knowing and understanding the business to proactively provide sustainable solutions to regulatory issues, as well as challenging the business to ensure that appropriate controls are in placeDeliver of strong leadership and partnership that includes guidance, challenge, support and development for staff. Team and associated knowledge is recognised and valued by stakeholdersLeadership & Teamwork Lead through change and acts as a role model for new ways and standards of working being open, dependable and connectedIdentify, develop, retain and motivate teamsLead and develop an effective team through communication, performance management, development plans and reward/recognition practicesPromote an environment that supports inclusion and reflects the HSBC brandDrive Future Focused Strategy:See beyond the ‘day to day’ work; taking a broad strategic view of the businessCreates strategies with insight and knowledge of the market, customers, competitors and digital technologyDemonstrate new ways of working to improve performanceTake both a global and regional perspective on business issuesInspire & Role Model:Collaborate proactively with employees at all levels and incorporate feedbackCreate buy-in to strategy enabling others to understand purpose and directionWidely acknowledged for attracting strong, talented teams and building networksBalance Growth and Risk:Work collaboratively across functional/business/geographic boundaries, sharing ideas and resources to mutual advantageExecute for Results:As a trusted advisor to the Business, continually adapt to deliver what is a priorityBalance the need for consensus, consultation and rigor with the need to drive progressDrive quickly to decisions based on available data and inputSuccessfully complete Anti-Money Laundering and Sanctions training and post-course assessment as requiredTo be successful in the role, you should meet the following requirements:JD is a mandatory requirementExperience working at a US regulated bank or Bank Holding Company, with experience handling bank and bank holding company regulatory issues strongly preferredComprehensive understanding of the global and regional strategy for HSBCUnderstanding of the legal landscape, regulatory requirements and political influences across the US and North America and on a cross-Atlantic basis, and the impact for international institutionsThink broadly, have valid opinions and awareness of trends and changes within the US and North America-particular legislative and regulatory trendsExperience working at a U.S. banking regulator or a U.S. government agency (e.g., U.S. Treasury) preferredAbility to influence thinking and behaviours regionally and globally, can provide concise legal solutions to senior business sponsors; collaborate with internal and external stakeholders proactively to recommend or determine a course of actionExhibit robust judgement and decision making, and is resilient to challengeBackground of working in legally sensitive, evolving environments, balancing commercial, reputational and regulatory objectivesA track record of creating, leading and motivating teams; assembling the right expertise and effectively managing human capital to ensure correct coverageHas advised and influenced courses of action in the business and with regulatory bodiesAs an HSBC employee, you will have access to tailored professional development opportunities to ensure you have the right skills for today and tomorrow. We offer a competitive pay and benefits package including a robust Wellness Hub, all in a welcoming and inclusive work environment. You will be empowered to drive HSBC’s engagement with the communities we serve through an industry-leading volunteerism policy, a generous matching gift program, and a comprehensive program of immersive Sustainability and Climate Change Initiatives. You’ll want to join our Employee Resource Groups as they play a central part in life at HSBC, including the development of our employees and networking inside and outside of HSBC. We value difference. We succeed together. We take responsibility. We get it done. And we want you to help us build the bank of the future!Your final fixed pay offer will depend on the candidate and several variables, including but not limited to, role responsibilities, skill set, depth of experience and education, licensing/certification requirements, internal relativity, and specific work location.All qualified applicants will receive consideration for employment without regard to age, ancestry, color, race, national origin, ethnicity, disability or medical condition, genetic information, military or veteran service, religion, creed, sex, gender, pregnancy, childbirth, caregiver status, marital status, citizenship or immigration status, sexual orientation, gender identity or expression or any other trait protected by applicable law.

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Head of US Regulatory and Group Functions Legal in New York, NY vacancy
  • $200k - $320k

     ...Operations across Consolidated US Operations (CUSO)...  ...in the Operations function, including manage OREs,...  ...Asia), and stakeholder groups (businesses, regional management, 2LOD, 3LOD, regulatory relations, prudential and...  ...of business, region and legal entity. Participate... 
    Legal
    Regulatory
    Full time
    Work experience placement
    Work at office
    Immediate start
    Flexible hours

    Royal Bank of Canada

    New York, NY
    more than 2 months ago
  •  ...Title: Director & Head of Hedge Funds and US Counterparty Credit Risk...  ...by the Scotiabank Group. Be part of an innovative...  ...in line with regulatory expectations (SR11-1...  ...requirements and cross-functional alignment. Lead...  ..., Operations, Risk, Legal, and Compliance.... 
    Legal
    Regulatory
    Temporary work
    Work at office
    Local area
    Flexible hours

    Scotiabank

    New York, NY
    4 days ago
  • $168k - $240k

    Head of Portfolio Architecture, Corporate Functions Direct Hire (Base + Bonus) Work Location (Hybrid...  ...Corporate Functions (HR, Legal, Finance, Risk,...  ...usersEnsure solutions meet regulatory, risk, security, privacy...  ...veteran.Visit to contact us if you are an individual... 
    Legal
    Regulatory
    3 days per week

    Yoh

    New York, NY
    2 days ago
  •  ...Head of Wealth Management & Private Banking...  ...authorized to work in the US. Applicants must be legally authorized to work...  ...U.S. Communications function Coach and develop...  ...reputational risk, regulatory sensitivity, and...  ...our Employee Resource Groups as they play a central... 
    Legal
    Regulatory

    Financialnarrative

    New York, NY
    4 days ago
  •  ...hire: you'll build a trust function that meets OCC supervisory...  ..., fiduciary, custody, legal, risk, or regulatory roles in US banking, trust banking, or...  ...seat (Chief Trust Officer, Head of Trust, Senior Fiduciary...  ...level accountability with Group alignment ~ High agency,... 
    Legal
    Regulatory
    Work at office
    Flexible hours

    Lorum

    New York, NY
    1 day ago
  •  ...client's industry trends, regulatory landscape, and...  ...Assessment of financial, legal, and operational risks...  ...ExpectationsTo manage a business function, providing significant...  ..., or advocacy groups to both monitor and influence...  ...moral compass, helping us do what we believe is... 
    Legal
    Regulatory

    Hackajob

    New York, NY
    2 days ago
  • $138.1k - $276.2k

     ...Marsh is seeking a Head of SEC Reporting to...  ...performing Controllership function. This role will...  ...Policy & Advisory Group, which owns formal...  ...cycle time Regulatory Monitoring, Benchmarking...  ...Partner with Legal and disclosure governance...  ...Why join us? We help you be your... 
    Legal
    Regulatory
    Minimum wage
    Work at office
    Local area
    Remote work
    Flexible hours
    3 days per week
    1 day per week

    Marsh & McLennan Companies

    New York, NY
    1 day ago
  • $152.29k - $250.2k

    Head of Portfolio Architecture, Corporate FunctionsPosition Overview:The Head of Corporate Functions Architecture is a senior architecture leader responsible...  ..., new product launches, regulatory programs, and operational...  ...areas including HR, Legal, Finance & Risk and Investments... 
    Legal
    Regulatory
    Full time
    H1b
    Visa sponsorship
    Work visa
    Flexible hours
    3 days per week

    Guardian Life Insurance

    New York, NY
    4 days ago
  • $216.49k - $297.67k

     ...categories. What sets us apart is our unique...  ...and proactive Head of Litigation to join Haleon’s legal team. Haleon is a leader...  ...with business and functional leaders to mitigate...  ...Haleon’s Group Legal department to...  ...investigations, subpoena and regulatory response matters,... 
    Legal
    Regulatory
    Full time
    Work at office
    3 days per week

    Haleon plc.

    New York, NY
    2 days ago
  • $215k - $250k

     ...’s approval). Essential Functions & Responsibilities Review...  .... Collaborate with legal teams to ensure compliance with all regulatory requirements during loan...  ...basis of any protected group status under any applicable...  ...subcontractor. The law requires us to provide equal... 
    Legal
    Regulatory
    Contract work
    For contractors
    For subcontractor
    Work at office
    Local area
    Remote work

    Metropolitan Commercial Bank

    New York, NY
    2 days ago
  • $164.2k - $218.9k

     ...Requirements The OpportunityThe Head of L&D - US Business, MIM & Global Functions is responsible for enabling workforce...  ...company-paid life insurance and legal services, a retirement pension funded...  ...401(k) with employer matching, group discounts on voluntary insurance products... 
    Legal
    Full time
    Temporary work
    Work at office
    Local area
    Relocation package
    3 days per week

    Metropolitan Life Insurance Company

    New York, NY
    1 day ago
  •  ...The SVP, Head of North America Program Business...  ...underwriting function, including strategy...  ...actuarial, claims, legal, finance, reserving...  ...licensing, legal, regulatory, ESG, underwriting,...  ...New York, NY, 10005, US About Us...  ...momentum that drives the Group forward and as a... 
    Legal
    Regulatory
    Contract work
    Temporary work
    Work experience placement
    Summer work
    Work at office
    Local area
    Remote work
    Worldwide
    Relocation package
    Flexible hours
    2 days per week
    3 days per week

    Jobleads-US

    New York, NY
    4 days ago
  • $226.2k - $377k

     ...other duties. The Head serve as single...  ...Management, Global Regulatory Affairs, Clinical...  ...Development, Digital, Legal/Compliance, and...  ...(e.g., FDA in the US, EMA in Europe,...  ...standards for cross-functional team-endorsed cohort...  ...technical working groups, committees, etc.)... 
    Legal
    Regulatory
    Local area
    Worldwide
    Relocation package

    Pfizer

    New York, NY
    2 days ago
  • $252k - $315k

     ...time to explore a career with us. As the fastest growing mental health practice group in the country, now is the perfect...  ..., and exceptional executive functioning. The ideal candidate is a...  ...enterprise-wide policy changes, regulatory or legal implications, significant operational... 
    Legal
    Regulatory
    Temporary work
    Local area

    BEHAVIORAL HEALTH PRACTICE SERVICES LLC.

    New York, NY
    4 days ago
  •  ...integration, is seeking a General Counsel to lead US legal and regulatory affairs. The GC will guide growth, navigate...  ...strong drafting, and the ability to build a high-performing US legal function, working closely with Mastercard and BVNK group counsel. #J-18808-Ljbffr
    Legal
    Regulatory

    Bvnk Ltd

    New York, NY
    1 day ago
  •  ...clinical development, regulatory affairs, and the development...  ...Regulatory Affairs ex-US will be a key member...  ...to project teams, functional heads and other stakeholders...  ...regulatory and reimbursement groups) to ensure high-...  ...Commercial, Medical, Legal, Compliance and other... 
    Legal
    Regulatory
    Local area

    Larimar Therapeutics

    New York, NY
    9 days ago
  • $230k - $285k

     ...The CIB Americas Legal Department is a strategic...  ...provide legal and regulatory advice with respect...  ...yield bonds and US private placements)...  ...business team and support functions on transaction...  ...with the Head Office and other locations...  ...Risk, and Operations groups and elevate legal... 
    Legal
    Regulatory
    Work at office

    Natixis

    New York, NY
    1 day ago
  •  ...PayPal is seeking a Sr. Director, US Regulatory Legal to provide strategic leadership across US federal and state regulatory relationships...  ...will manage a team of attorneys, collaborate with cross-functional groups, and influence long-term regulatory strategy with a focus... 
    Legal
    Regulatory

    PayPal

    New York, NY
    1 day ago
  • $191k

     ...payments.This is a highly cross-functional individual contributor role...  ...processing, operational, regulatory, and customer-experience issues...  ...USD $212,000 per year.For all US locations, you will be eligible...  ...histories, consistent with legal requirements. If you have a disability... 
    Legal
    Regulatory
    Full time
    Work at office
    Remote work

    Uber

    New York, NY
    1 day ago
  • $350k

     ...for their businesses.As Head of Reserving for North...  ...intersection of evolving regulatory expectations,...  ...modernizing the reserving function. As the region’s reserving...  ...colleagues across finance, legal, pricing, technology,...  ...Flexible Spending Accounts, Group Accident, Group... 
    Legal
    Regulatory
    Temporary work
    Local area
    Remote work
    Worldwide
    Visa sponsorship
    Work visa
    Flexible hours

    Willis Towers Watson

    New York, NY
    12 hours ago
  • $170.26k - $200.3k

     ...believe it takes all of us to bring our shared...  ...DescriptionSUMMARYThe Head of Faster and Unified Payables...  ...with Pricing, CPS, and Legal partners, and secure...  ...multiple business lines and functions.- Strong financial and...  ...knowledge of the regulatory, risk, and network rule... 
    Legal
    Regulatory
    Full time
    Work experience placement
    Local area
    3 days per week

    US Bank

    New York, NY
    1 day ago
  • $335k - $385k

     ...team is a quickly growing group of committed researchers,...  ...Anthropic is seeking a Regulatory Counsel to lead our legal work on AI regulation in the...  ...regulatory lawyer for Anthropic's US AI regulation and a key...  ...environment, cross-functionally with Legal, Compliance, Safeguards... 
    Legal
    Regulatory
    Interim role
    Private practice
    Work at office
    Worldwide
    Visa sponsorship
    Flexible hours
    3 days per week

    Anthropic

    New York, NY
    5 days ago
  • $189.8k

     ...Global Head of Regional Policy - Trust and Safety...  ...media, governments, and regulatory stakeholders. Regional...  .... Cross-Functional System Optimization: Partner...  ...alongside product, technical, legal, and operational teams....  ...'s journey with us. We believe that wellbeing... 
    Legal
    Regulatory
    Temporary work
    Local area

    TikTok

    New York, NY
    3 days ago
  •  ...receive an alert: Create Alert AVP, Legal Counsel - Technology Investment Group (Private Equity) Location: New York, US Job Function: Legal & Compliance Department Job Type...  ...Department (LCD) manages legal and regulatory compliance risk for GIC and partners with... 
    Legal
    Regulatory
    Permanent employment
    Private practice
    Work at office
    Local area
    Work from home
    Worldwide
    Relocation

    GIC Private Limited

    New York, NY
    4 days ago
  •  ...invites you The EVP, Head of Advisory & Brokerage...  ...& Lending, and Product Legal will be the firm's...  ...management of legal and regulatory issues related to LPL's...  ...approach across the Legal functions - meeting advisors and...  ...the LPL team and help us make a difference by turning... 
    Legal
    Regulatory
    Work from home

    LPL Financial

    New York, NY
    1 day ago
  •  ...Knowledge Lawyer or Counsel (US ERISA, Employee...  ...and updates substantive legal resources, standard forms...  ...for their practice group, and drives the adoption...  ...Responsibilities Essential Functions: Knowledge...  ...curve on relevant legal, regulatory, enforcement, agency, and... 
    Legal
    Regulatory
    Work at office

    Mayer Brown

    New York, NY
    4 days ago
  • $120k - $250k

     ...Address:151 W 42nd StreetJob Family Group:LegalProvides and manages the delivery of legal and regulatory advice on products, initiatives...  ...a single or small number of function(s).Acts as a subject matter...  ...Geographic scope: up to global, with US focus.Operates at a group/... 
    Legal
    Regulatory
    Full time
    Contract work
    Part time
    Private practice
    Local area
    Shift work

    BMO Bank

    New York, NY
    4 days ago
  • $268.5k - $398.75k

     ...everything we do - and they push us to ensure we take care of...  ...is seeking a Sr. Director, US Regulatory Legal. This individual will provide...  ...term success strategy of the function, driving innovation and...  ..., and other cross-functional groups to support initiatives globally... 
    Legal
    Regulatory
    Full time
    Work at office
    Local area
    Immediate start
    Flexible hours

    PayPal

    New York, NY
    1 day ago
  •  ...Vice President, Global Head of Regulated Entities About the...  ...and maintenance of top-tier regulatory compliance programs. This...  ...firms supervised by various US and international regulators...  ...Manager Title Chief Compliance Officer Functions ~ Legal Confidential
    Legal
    Regulatory
    Worldwide

    Confidential

    New York, NY
    4 days ago
  •  ...Finance team handles tax compliance and regulatory inspections for the group's legal entities across every jurisdiction...  ...and non-recurring indirect tax functions including review of tax returns, analysis...  ...firm, Government, and/or US multinational company with a focus... 
    Legal
    Regulatory
    Shift work

    TikTok

    New York, NY
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Head of US Regulatory and Group Functions Legal. Be the first to apply!