Vice President, U.S. Compliance
Confidential
Vice President, U.S. Compliance
About the Company
Top financial technology (FinTech) platform & insurance brokerage operator
Industry
Management Consulting
Type
Privately Held
Founded
2006
Employees
10,001+
Funding
$200+ million
Categories
- Consulting & Professional Services
- Insurance
- Marketplace
Specialties
- commercial property and casualty
- risk management
- loss and claims management
- employee benefits
- professional employer organization
- human resource outsourcing
- surety
- voluntary benefits
- personal lines
- third party administrator
- industry niches and expertise
- cyber security
- asset management
- real estate
- title insurance
- and cyber risk
- cyber risk
- and payroll
About the Role
The Company is seeking a Vice President, U.S. Compliance to lead the development and enhancement of its enterprise compliance program for U.S.-based businesses. The successful candidate will be responsible for ensuring that all operations and activities comply with relevant laws, regulations, and internal policies. This role involves proactive risk identification, regulatory monitoring, and the implementation of strategies to mitigate compliance risks. The VP will also be instrumental in policy development, training, and fostering a culture of compliance throughout the organization. Key responsibilities include leading compliance initiatives, partnering with various internal departments, and serving as the primary contact for regulatory bodies. Applicants for the Vice President, U.S. Compliance position at the company should have a deep understanding of regulatory requirements in the insurance and financial services sectors, including P&C insurance, employee benefits, and cybersecurity. The role requires a strong background in compliance best practices, internal control frameworks, and risk management principles. The ideal candidate will have at least 15 years' of progressive compliance experience, with a preference for those holding a JD. The VP must possess excellent analytical, communication, and collaboration skills, and be adept at influencing and aligning diverse stakeholders. A proven track record in compliance and risk management within highly regulated industries is essential.
Hiring Manager Title
Chief Compliance Officer
Functions
- Legal
- ...Vice President, U.S. Compliance About the Company Top financial technology (FinTech) platform & insurance brokerage operator Industry Management Consulting Type Privately Held Founded 2006 Employees 10,001+ Funding $200+ million Categories...Suggested
$215k - $250k
...legal advice and consult on a variety of legal, regulatory and compliance issues relating to the structuring, launch, distribution and day... ...of a leading financial services organization. Experience in U.S. federal securities laws and asset management and advising mutual...SuggestedFull timeApprenticeshipWork at officeLocal areaWork from homeFlexible hours1 day per week$280k - $320k
...lead for policy and legislative matters, heading engagement with U.S. policymakers and regulators, as well as state and... ...evolving regulatory environments in non-U.S. markets. Oversee compliance with local, state, federal, and international lobbying disclosure...SuggestedContract workFor contractorsFor subcontractorWork at officeLocal areaFlexible hours3 days per week$220k - $255k
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$170k - $270k
...Deposits and Electronic Payments Attorney, Vice President, New York City/Washington, DC location_... ...D.C. office to support Goldman Sachs’s U.S. deposit and electronic payments... ...; coordinating with business, legal and compliance colleagues on policies, procedures, controls...Full timeTemporary workPart timeWork at office$240k - $280k
...Registered Fund Attorney - Senior Vice President New York, New York, United States About... ...Development, Legal, Finance, and Regulatory and Compliance Team members on a variety of legal and... ...UT Stamford, CT This only applies to U.S. based roles. #J-18808-Ljbffr...Full timeWork at officeRemote work- ...and help shape the future of regulatory compliance. You’ll work alongside talented professionals... ..., high-performing team. As a Vice President in the Regulatory Reporting Policy team... ...Coordinate assessments of proposed changes to U.S. regulatory reports and assist with feedback...Visa sponsorship
$120k - $145k
Vice President of Programs, U.S. Location: New York City, NY or Stamford, Connecticut Travel: Up to 60% Reports To: Chief Operating Officer (COO) Salary: $120,000 - $145,000 buildOn breaks the cycle of poverty through service (buildon.org). Communities in low-income countries...$135k - $210k
# Investigations, Compliance & Privacy, Senior Vice PresidentClient Services - Risk Advisory - Experienced ProfessionalNew YorkJob posted: 05 Nov 2026... ...skills in English.* Willingness to work outside of normal U.S. business hours, and in particular as unique projects/needs...Full timeWork at officeRemote work$155k - $180k
Regulatory and Compliance, Corporate AML Oversight - Vice President New York, New York, United States About the Role iCapital is seeking a Corporate Anti-Money... ...providing oversight of AML controls across applicable U.S. and international businesses. This role will...Full timeWork at officeRemote work- In compliance with applicable laws, HSBC is committed to employing only those who are authorized... ...be legally authorized to work in the U.S. as HSBC will not engage in... ...of everything we do. The Opportunity As Vice President Technology, Media and Telecom (TMT) Sector...Worldwide
- ...talented individuals who are collaborative, confident and motivated to provide a first-class experience to clients within J.P. Morgan's U.S. Private Bank. If you have an entrepreneurial mindset and are looking to constantly challenge yourself, J.P. Morgan is the place for...Temporary workWork experience placementLocal area
- ...Vice President, Commercial & Product Counsel About the Company Innovative health insurance... ...on privacy, consent, data use, AI, and compliance from product design through launch. It will... ...in good standing in at least one U.S. jurisdiction, with 12 or more years of...Contract work
- ...Associate Vice President of Fund Accounting About the Company Lead fund accounting operations for a dynamic financial services... ...lead and oversee fund accounting operations, ensuring strict compliance with U.S. GAAP and fostering collaboration with both internal...
- ...Vice President, Deputy General Counsel About the Company Innovative provider of business... ...to-day counsel in the areas of privacy, compliance, product legal, and artificial intelligence... ...Doctor (JD) from an ABA-accredited U.S. law school, an active license to practice...
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- ...opportunity for you to join a dynamic, diverse team within J.P. Morgan's U.S. Private Bank. We are actively looking for exceptionally... ...with various internal product partners, banking teams, risk and compliance, marketing, etc. Ability to provide mentorship and guidance to...Shift work
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