Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Compliance Associate — Brokerage Regulations Pro

ViewTrade

ViewTrade in Boca Raton, FL is seeking a licensed Compliance Associate with over 5 years of brokerage experience and a Series 24 License. This role involves assisting with compliance duties, managing regulatory documentation, and supporting team operations. The ideal candidate will excel in communication and possess strong problem-solving skills, showcasing attention to detail and the ability to work under pressure. A competitive salary and comprehensive benefits package, including health and retirement plans, are offered. #J-18808-Ljbffr ViewTrade

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Compliance Associate — Brokerage Regulations Pro in Boca Raton, FL vacancy
  •  ...Securities is currently looking for a licensed Compliance Associate for our Boca Raton, FL office. We are...  ...with 5+ years of experience in the brokerage industry with a Series 24 License....  ...collect documentation and data for regulator’s requests. Assist clients and different... 
    Suggested
    Full time
    Work at office

    ViewTrade

    Boca Raton, FL
    1 day ago
  •  ...The Senior Compliance Officer supports the firm's compliance program across its broker-dealer, investment adviser, and insurance operations...  ...other status or characteristic protected by applicable laws, regulations, and ordinances. If you need assistance and/or a reasonable... 
    Suggested

    Insight Global

    Boca Raton, FL
    2 days ago
  •  ...ViewTrade Securities is currently looking for an Operations Associate for our Boca Raton, FL office. We are seeking full time candidates...  ...all aspects of Operations processing with experience in the brokerage industry with a Series 7 License preferably, and Microsoft... 
    Suggested
    Full time
    Work at office

    ViewTrade

    Boca Raton, FL
    27 days ago
  • GOEBEL FIXTURE COMPANY in Boca Raton, Florida is seeking a Compliance Data Analyst to support the compliance functions of automotive...  ...data and ensuring compliance with lender requirements and state regulations. The ideal candidate will have a Bachelor’s degree in a... 
    Suggested
    Work at office

    GOEBEL FIXTURE COMPANY

    Boca Raton, FL
    4 days ago
  •  ...The Chief Compliance Officer ("CCO") serves as a senior member of the executive leadership...  ...senior leadership, legal counsel and regulators to support the firm's continued growth...  ...exposure - Experience overseeing both brokerage and advisory compliance programs simultaneously... 
    Suggested

    Insight Global

    Boca Raton, FL
    1 day ago
  •  ...Email: ****@*****.*** Description The Compliance Data Analyst supports the compliance functions of our...  ...Lender requirements and state Department of Insurance (DOI) regulations. The analyst will manage filing data, track approval statuses... 
    Full time
    Work at office

    GOEBEL FIXTURE COMPANY

    Boca Raton, FL
    2 days ago
  •  ...Responses Customer Complaints, Incidents & 4530 Reporting Licensing, Registration & Onboarding Controls Compliance Training & Continuing Education (CE) Regulator & Internal Stakeholder Interaction Nice to Have Skills & Experience Experience overseeing compliance... 

    Insight Global

    Boca Raton, FL
    5 hours ago
  •  ...Job Description Job Description Description Regional Veterinary Practice Manager ("PM Pro") Are you an experienced veterinary practice manager who is looking to take your skills on the road? We are seeking an experienced and highly skilled veterinary practice manager... 
    Permanent employment
    Full time
    Temporary work

    American Veterinary Group

    Boca Raton, FL
    23 days ago
  •  ...Analyst II for their Boca Raton, FL office. This role provides analytical and operational support to ensure compliance with internal policies and local regulations while preparing reports for decision-making. The ideal candidate will have a Bachelor's degree, 2-4 years... 
    Work at office
    Local area

    SBA Communications

    Boca Raton, FL
    4 days ago
  •  ...ensure timely enrollment, privileging, and compliance with regulatory and payer requirements....  ...of Medicare and related healthcare regulations, policies, and enrollment processes. Effective...  ...school diploma or equivalent required; associate or bachelor’s degree in healthcare... 
    Full time
    Work at office

    NuVIEW Health, LLC

    Boca Raton, FL
    5 days ago
  •  ...database and related applications while maintaining compliance with all applicable standards and regulations. Duties and Responsibilities Oversee and...  ...as assigned. Minimum Job Requirements Education: Associate’s or Bachelor’s degree in Healthcare Administration... 
    Work at office

    NuView Telehealth LLC

    Boca Raton, FL
    1 day ago
  •  ...seeking a seasonal position to assist in member-oriented programs and services. Responsibilities include providing assistance in the Pro Shop, organizing events, and maintaining inventory. The role requires strong customer service skills and the ability to effectively communicate... 
    Seasonal work
    Shift work

    The Polo Club of Boca Raton

    Boca Raton, FL
    3 days ago
  • $60k - $70k

     ...Office Manager - Waste Pro | Pompano Beach, FL Salary: $60,000 - $70,000 per year At Waste Pro USA , we don't just talk about "The Distinguishable Difference"- we hire people who create it. We are seeking a hands-on Office Manager who thrives in a fast-... 
    Contract work
    Work at office
    Local area

    Waste Pro

    Pompano Beach, FL
    28 days ago
  • A leading insurance brokerage firm in Delray Beach seeks a Brokerage Assistant to support brokers with administrative tasks for new and renewal accounts. The role includes entering client information, managing account updates, and assisting with policy processes. Applicants... 

    AMWINS USA

    Delray Beach, FL
    1 day ago
  •  ...state and local law). Pay Transparency In compliance with pay transparency laws, pay ranges...  ...compensation for part-time roles will be pro-rated based on the agreed number of...  ...Stantec is in compliance with laws and regulations and ensures equitable opportunities in all... 
    Full time
    Temporary work
    Part time
    Local area
    Flexible hours

    Stantec Consulting International Ltd.

    Deerfield Beach, FL
    1 day ago
  •  ...of the 340B Infusion Leakage Program. You will evaluate infusion providers, confirm program eligibility, and ensure compliance with standard regulations before and after go-live. The ideal candidate will have 1-3 years of relevant experience, strong organizational skills... 
    Remote job

    Valid8 Financial, Inc.

    Boca Raton, FL
    4 days ago
  •  ...This role involves managing provider credentialing and ensuring compliance with regulatory and payer requirements. The ideal candidate...  ...have strong credentialing skills, experience with Medicare regulations, and effective communication abilities. Join NuView Health in... 
    Full time

    NuView Health

    Boca Raton, FL
    4 days ago
  •  ...Position Summary The Quality & Regulatory Specialist will maintain compliance with applicable global regulatory requirements across all...  ...subject‑matter expert on pharmaceutical and biologics GMP regulations, supports internal and external quality audits, authors and maintains... 
    Contract work
    Work at office

    Gift of Life Marrow Registry

    Boca Raton, FL
    3 days ago
  •  ...Raton is seeking a Quality & Regulatory Specialist to ensure compliance with regulatory standards and manage quality systems. The role...  ...documentation and serving as a subject-matter expert in GMP regulations. The ideal candidate will have a Bachelor’s degree in a relevant... 

    Gift of Life Marrow Registry

    Boca Raton, FL
    3 days ago
  •  ...maintaining credentialing processes. You will manage the onboarding of physicians, conduct background checks, and ensure compliance with regulations. The ideal candidate should have a degree in Healthcare Administration and at least 2 years of experience in credentialing... 

    NuView Telehealth LLC

    Boca Raton, FL
    2 days ago
  •  ...efforts for the identified gaps including assessment of new or enhanced implemented controls. ? Maintain IT security risk and compliance matrix and performs management reporting. This will include IT systems controls, and business process risks to meet compliance... 
    Work experience placement

    Kaav Inc.

    Boca Raton, FL
    2 days ago
  • $78.8k - $131.3k

     ...or embedding strategies. Does not make final governance or compliance decisions independently. Requirements: Proven experience...  ...or retrieval patterns. Experience working in enterprise or regulated environments. Experience contributing to standards,... 
    Local area
    Flexible hours

    Lexus Nexus

    Boca Raton, FL
    15 hours ago
  •  ...maintaining frequent contact with the Associate Director of Regulatory Affairs. Responsible...  ...Drug and Cosmetic Act, Code of Federal Regulations, FDA guidelines, and international...  ...projects with constant interruptions. Compliance Requirements The minimum compliance expectation... 
    For contractors
    Work at office
    Immediate start

    Initial Therapeutics, Inc.

    Boca Raton, FL
    1 day ago
  • Eight Pillars, a boutique commercial real estate firm in Boca Raton, Florida, is seeking a Licensed Real Estate Sales Associate. This full-time and part-time role involves overseeing property transactions, assisting clients in buying, selling, or leasing properties, and... 
    Full time
    Part time

    Eight Pillars

    Boca Raton, FL
    14 hours ago
  •  ...The ideal candidate will possess excellent interpersonal communication skills to effectively interact with clients during assessments. This opportunity offers a pathway to build skills in a vital area of home inspection and compliance. #J-18808-Ljbffr Atlantic Partners
    Full time

    Atlantic Partners

    Boca Raton, FL
    1 day ago
  •  ...comprehensive examinations of residential properties including structures, electrical, plumbing, HVAC, and exterior components to assess their condition, safety, and code compliance. Requirements: Excellent interpersonal communication skills #J-18808-Ljbffr Atlantic Partners
    Permanent employment
    Full time
    Local area

    Atlantic Partners

    Boca Raton, FL
    1 day ago
  • $45k - $65k

    Manpower - South Florida is seeking a Broker’s Assistant to provide support for Financial Advisors in Boca Raton. The ideal candidate will have experience in the investment or wealth management industry, with strong administrative and communication skills. The role includes...

    Manpower - South Florida

    Boca Raton, FL
    2 days ago
  •  ...Customs Compliance Analyst Since it was founded in 1956, Williams - Sonoma has grown from Chuck Williams' single store in Sonoma,...  ...responsible for ensuring corporate compliance to the rules and regulations of Customs and other government agencies while providing... 
    H1b
    Work at office
    Relocation package

    Williams-Sonoma

    Pompano Beach, FL
    3 days ago
  •  ...Job Description Underwriting & Compliance Specialist Merchant Onboarding, Risk Assessment & Compliance Location: Remote...  ...platform built to support merchants operating in complex and regulated industries. Our platform helps businesses accept payments while... 
    Remote work
    Visa sponsorship
    Flexible hours

    Approvely

    Coral Springs, FL
    5 days ago
  •  ...and others. Education Requirements Bachelor’s degree required. Preferred Experience The minimum compliance expectation for this role entails strict adherence to FDA regulations and company policies governing sales and marketing activities. This includes completion of... 
    Work at office
    Immediate start
    Night shift

    ADMA BioCenters Inc

    Boca Raton, FL
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Compliance Associate — Brokerage Regulations Pro. Be the first to apply!