Compliance Associate — Brokerage Regulations Pro
ViewTrade
ViewTrade in Boca Raton, FL is seeking a licensed Compliance Associate with over 5 years of brokerage experience and a Series 24 License. This role involves assisting with compliance duties, managing regulatory documentation, and supporting team operations. The ideal candidate will excel in communication and possess strong problem-solving skills, showcasing attention to detail and the ability to work under pressure. A competitive salary and comprehensive benefits package, including health and retirement plans, are offered. #J-18808-Ljbffr ViewTrade
- ...Securities is currently looking for a licensed Compliance Associate for our Boca Raton, FL office. We are... ...with 5+ years of experience in the brokerage industry with a Series 24 License.... ...collect documentation and data for regulator’s requests. Assist clients and different...SuggestedFull timeWork at office
- ...Operations Associate ViewTrade Securities is currently looking for an Operations Associate for our Boca Raton, FL office. We are... ...of all aspects of Operations processing with experience in the brokerage industry with a Series 7 License preferably, and Microsoft...SuggestedFull timeWork at office
$18 per hour
...We're hiring a full‑time entry‑level Health Insurance Compliance and Quality Assurance Associate who thrives in a structured, fast‑paced environment... ...with a critical eye, ensuring every detail aligns with regulations. You'll identify potential compliance risks, document...SuggestedHourly payFull timeMonday to Friday- ...Beach, FL is seeking a full-time entry-level Health Insurance Compliance and Quality Assurance Associate. In this structured role, you'll review Medicare and ACA enrollments to ensure compliance with regulations. The ideal candidate will have a high school diploma,...SuggestedFull time
- ...Analyst II for their Boca Raton, FL office. This role provides analytical and operational support to ensure compliance with internal policies and local regulations while preparing reports for decision-making. The ideal candidate will have a Bachelor's degree, 2-4 years...SuggestedWork at officeLocal area
- ...ensure timely enrollment, privileging, and compliance with regulatory and payer requirements.... ...of Medicare and related healthcare regulations, policies, and enrollment processes. Effective... ...school diploma or equivalent required; associate or bachelor’s degree in healthcare...Full timeWork at office
- ...what’s possible. Pay Transparency: In compliance with pay transparency laws, pay ranges... ...compensation for part-time roles will be pro-rated based on the agreed number of... ...Stantec is in compliance with laws and regulations and ensures equitable opportunities in all...Full timeTemporary workPart timeCasual workLocal areaFlexible hours
- ...seeking a seasonal position to assist in member-oriented programs and services. Responsibilities include providing assistance in the Pro Shop, organizing events, and maintaining inventory. The role requires strong customer service skills and the ability to effectively communicate...Seasonal workShift work
- ...Operations Support Specialist (Administrative) Waste Pro is looking for an Operations Support Specialist to join our Pompano Beach Division. In this role, you will provide administrative and operational support to our management team while helping coordinate the day-...Contract workWork at office
- ...exterior elements. The ideal candidate will possess excellent interpersonal communication skills to effectively interact with clients during assessments. This opportunity offers a pathway to build skills in a vital area of home inspection and compliance. #J-18808-Ljbffr...Full time
- ...conducting comprehensive examinations of residential properties including structures, electrical, plumbing, HVAC, and exterior components to assess their condition, safety, and code compliance. Requirements: Excellent interpersonal communication skills #J-18808-Ljbffr...Permanent employmentFull timeLocal area
$26 - $28 per hour
A compliance consulting firm in Boca Raton seeks a Business Licensing Compliance Administrator for... ...process for business licenses, interpreting regulations, and supporting compliance efforts. Ideal candidates have an associate’s degree and 2+ years of relevant experience...- O'Reilly Automotive Stores, Inc. is seeking a Delivery Specialist in Deerfield Beach, Florida. The role involves operating company vehicles to deliver parts to professional customers while ensuring safety and efficiency. Candidates should exhibit strong interpersonal communication...
- ...Compliance (RIA) Opportunity in Boca Raton Our client is a small investment advisory firm based out of Boca Raton, FL, with three... ...procedures of securities industry compliance ~ Client Bank Regulations governing Financial Holding Companies ~ Compliance and legal...Work at office
$70k
...with the goal of bringing in new bank and brokerage assets. Deepen relationships with... ...follow-up and adhere to all Regulatory and Compliance operating procedures Ensure that KYC/... ...compliance with applicable laws, rules and regulations, adhering to Policy, applying sound...Full timeWork at office- ...is looking for a professional to manage surplus lines transactions. This role entails reconciling accounts, ensuring compliance with state regulations, and providing assistance on tax matters. The ideal candidate should have two years of experience in the insurance sector...
- ...as necessary.Degree in Healthcare Administration or equivalent experience preferred3 years of job-related work experience may be accepted in lieu of degreeFour years of experience with healthcare provider enrollment and/or credentialing #J-18808-Ljbffr Remedial Pro LLCContract workWork experience placement
- Remedial Pro LLC in Boca Raton, Florida is seeking a qualified individual to manage the credentialing and contract negotiation processes... ...for healthcare providers. This role includes maintaining compliance with licensing and certification requirements as well as active...Contract work
- ...vendors, visitors, and others. Education Requirements Bachelor’s degree required. Compliance Requirements (ES) Minimum compliance expectation for this role entails strict adherence to FDA regulations and company policies governing sales and marketing activities. This includes...Work at officeImmediate startNight shift
- ...cross-connection surveys in accordance with regulatory standards. Under supervision of Environmental Resources Compliance Manager, you will coordinate with regulators, collect samples at industrial sites, and maintain comprehensive records while ensuring safety and quality...
$19.5 - $20 per hour
The Compliance/Violations Coordinator is responsible for conducting regular inspections of... ...property to ensure compliance of the Association's Governing Documents: Articles of Incorporation... ...Restrictions and Easements, Rules and Regulations including standards developed by the...Full timeWork at officeLocal areaWeekend work3 days per week- ...and long-term care insurance, annuities, brokerage, advisory services, trust services, and... ...This is a full-time, on-site Associate Financial Advisor position based in Boca... ...updated on industry trends and financial regulations to deliver informed advice. Qualifications...Full timeWork at office
$231.88k - $331.25k
...We’re different than most primary care providers. We’re rapidly expanding and we need great people to join our team. The Associate Center Clinical Director will directly supervise and train primary care providers (PCPs) in his/her assigned center. The incumbent...Work at office- ...maintaining frequent contact with the Associate Director of Regulatory Affairs. Responsible... ...Drug and Cosmetic Act, Code of Federal Regulations, FDA guidelines, and international... ...projects with constant interruptions. Compliance Requirements The minimum compliance expectation...For contractorsWork at officeImmediate start
- Credentialing Specialist Butterfly Effects - Headquarters in Deerfield Beach Full-Time Opportunity Onsite / Potentially Hybrid Butterfly Effects is seeking a Credentialing Specialist to join our corporate office in Deerfield Beach, FL! The Credentialing Specialist is responsible...Full timeWork at office
$142.6k - $261.5k
...client service. Manage and execute the full payroll cycle using Oracle HCM Cloud Payroll. Ensure compliance with local, state, and federal payroll regulations and tax laws. Maintain and update payroll configurations and system settings within Oracle HCM Cloud....Summer holidayLocal areaFlexible hours$55k - $60k
...superior patient service with compassion and care in accordance with patient needs, company policies and procedures, government regulations, and dental board standards Hire, develop, manage and retain the office staff Consult with patients on treatment options provided...Full timeWork at officeFlexible hours$85.38k - $132.34k
...various stormwater and seawall projects. This position handles regulations and design in addition to project design/construction... ...accomplished in accordance with accepted technical standards and in compliance with applicable rules, regulations and laws. This job...Full timeContract workTemporary workFor contractorsLocal areaImmediate startMonday to FridayShift work- ...activities, quality, productivity, and safety standards meet or exceed Company guidelines, Contract Requirements, and government regulations. Leads meetings with project staff, clients, third party stakeholders and JV partners to communicate information related to project...Contract workWork at officeImmediate start
- ...in Boca Raton, Florida. The successful candidate will provide analytical and operational support for Capital Projects, ensuring compliance with internal policies and assisting in preparing operational reports. This role demands strong data accuracy and collaboration with...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Associate — Brokerage Regulations Pro. Be the first to apply!
- regulatory compliance specialist Boca Raton, FL
- regulatory affairs consultant Boca Raton, FL
- regulatory affairs specialist Boca Raton, FL
- compliance coordinator Boca Raton, FL
- compliance specialist Boca Raton, FL
- healthcare compliance officer Boca Raton, FL
- coding compliance specialist Boca Raton, FL
- regulatory specialist Boca Raton, FL
- risk and compliance analyst Boca Raton, FL
- regulatory analyst Boca Raton, FL


