Compliance Associate — Brokerage Regulations Pro
ViewTrade
ViewTrade in Boca Raton, FL is seeking a licensed Compliance Associate with over 5 years of brokerage experience and a Series 24 License. This role involves assisting with compliance duties, managing regulatory documentation, and supporting team operations. The ideal candidate will excel in communication and possess strong problem-solving skills, showcasing attention to detail and the ability to work under pressure. A competitive salary and comprehensive benefits package, including health and retirement plans, are offered. #J-18808-Ljbffr ViewTrade
- ...Securities is currently looking for a licensed Compliance Associate for our Boca Raton, FL office. We are... ...with 5+ years of experience in the brokerage industry with a Series 24 License.... ...collect documentation and data for regulator’s requests. Assist clients and different...SuggestedFull timeWork at office
- ...The Senior Compliance Officer supports the firm's compliance program across its broker-dealer, investment adviser, and insurance operations... ...other status or characteristic protected by applicable laws, regulations, and ordinances. If you need assistance and/or a reasonable...Suggested
- ...ViewTrade Securities is currently looking for an Operations Associate for our Boca Raton, FL office. We are seeking full time candidates... ...all aspects of Operations processing with experience in the brokerage industry with a Series 7 License preferably, and Microsoft...SuggestedFull timeWork at office
- GOEBEL FIXTURE COMPANY in Boca Raton, Florida is seeking a Compliance Data Analyst to support the compliance functions of automotive... ...data and ensuring compliance with lender requirements and state regulations. The ideal candidate will have a Bachelor’s degree in a...SuggestedWork at office
- ...The Chief Compliance Officer ("CCO") serves as a senior member of the executive leadership... ...senior leadership, legal counsel and regulators to support the firm's continued growth... ...exposure - Experience overseeing both brokerage and advisory compliance programs simultaneously...Suggested
- ...Email: ****@*****.*** Description The Compliance Data Analyst supports the compliance functions of our... ...Lender requirements and state Department of Insurance (DOI) regulations. The analyst will manage filing data, track approval statuses...Full timeWork at office
- ...Responses Customer Complaints, Incidents & 4530 Reporting Licensing, Registration & Onboarding Controls Compliance Training & Continuing Education (CE) Regulator & Internal Stakeholder Interaction Nice to Have Skills & Experience Experience overseeing compliance...
- ...Job Description Job Description Description Regional Veterinary Practice Manager ("PM Pro") Are you an experienced veterinary practice manager who is looking to take your skills on the road? We are seeking an experienced and highly skilled veterinary practice manager...Permanent employmentFull timeTemporary work
- ...Analyst II for their Boca Raton, FL office. This role provides analytical and operational support to ensure compliance with internal policies and local regulations while preparing reports for decision-making. The ideal candidate will have a Bachelor's degree, 2-4 years...Work at officeLocal area
- ...ensure timely enrollment, privileging, and compliance with regulatory and payer requirements.... ...of Medicare and related healthcare regulations, policies, and enrollment processes. Effective... ...school diploma or equivalent required; associate or bachelor’s degree in healthcare...Full timeWork at office
- ...database and related applications while maintaining compliance with all applicable standards and regulations. Duties and Responsibilities Oversee and... ...as assigned. Minimum Job Requirements Education: Associate’s or Bachelor’s degree in Healthcare Administration...Work at office
- ...seeking a seasonal position to assist in member-oriented programs and services. Responsibilities include providing assistance in the Pro Shop, organizing events, and maintaining inventory. The role requires strong customer service skills and the ability to effectively communicate...Seasonal workShift work
$60k - $70k
...Office Manager - Waste Pro | Pompano Beach, FL Salary: $60,000 - $70,000 per year At Waste Pro USA , we don't just talk about "The Distinguishable Difference"- we hire people who create it. We are seeking a hands-on Office Manager who thrives in a fast-...Contract workWork at officeLocal area- A leading insurance brokerage firm in Delray Beach seeks a Brokerage Assistant to support brokers with administrative tasks for new and renewal accounts. The role includes entering client information, managing account updates, and assisting with policy processes. Applicants...
- ...state and local law). Pay Transparency In compliance with pay transparency laws, pay ranges... ...compensation for part-time roles will be pro-rated based on the agreed number of... ...Stantec is in compliance with laws and regulations and ensures equitable opportunities in all...Full timeTemporary workPart timeLocal areaFlexible hours
- ...of the 340B Infusion Leakage Program. You will evaluate infusion providers, confirm program eligibility, and ensure compliance with standard regulations before and after go-live. The ideal candidate will have 1-3 years of relevant experience, strong organizational skills...Remote job
- ...This role involves managing provider credentialing and ensuring compliance with regulatory and payer requirements. The ideal candidate... ...have strong credentialing skills, experience with Medicare regulations, and effective communication abilities. Join NuView Health in...Full time
- ...Position Summary The Quality & Regulatory Specialist will maintain compliance with applicable global regulatory requirements across all... ...subject‑matter expert on pharmaceutical and biologics GMP regulations, supports internal and external quality audits, authors and maintains...Contract workWork at office
- ...Raton is seeking a Quality & Regulatory Specialist to ensure compliance with regulatory standards and manage quality systems. The role... ...documentation and serving as a subject-matter expert in GMP regulations. The ideal candidate will have a Bachelor’s degree in a relevant...
- ...maintaining credentialing processes. You will manage the onboarding of physicians, conduct background checks, and ensure compliance with regulations. The ideal candidate should have a degree in Healthcare Administration and at least 2 years of experience in credentialing...
- ...efforts for the identified gaps including assessment of new or enhanced implemented controls. ? Maintain IT security risk and compliance matrix and performs management reporting. This will include IT systems controls, and business process risks to meet compliance...Work experience placement
$78.8k - $131.3k
...or embedding strategies. Does not make final governance or compliance decisions independently. Requirements: Proven experience... ...or retrieval patterns. Experience working in enterprise or regulated environments. Experience contributing to standards,...Local areaFlexible hours- ...maintaining frequent contact with the Associate Director of Regulatory Affairs. Responsible... ...Drug and Cosmetic Act, Code of Federal Regulations, FDA guidelines, and international... ...projects with constant interruptions. Compliance Requirements The minimum compliance expectation...For contractorsWork at officeImmediate start
- Eight Pillars, a boutique commercial real estate firm in Boca Raton, Florida, is seeking a Licensed Real Estate Sales Associate. This full-time and part-time role involves overseeing property transactions, assisting clients in buying, selling, or leasing properties, and...Full timePart time
- ...The ideal candidate will possess excellent interpersonal communication skills to effectively interact with clients during assessments. This opportunity offers a pathway to build skills in a vital area of home inspection and compliance. #J-18808-Ljbffr Atlantic PartnersFull time
- ...comprehensive examinations of residential properties including structures, electrical, plumbing, HVAC, and exterior components to assess their condition, safety, and code compliance. Requirements: Excellent interpersonal communication skills #J-18808-Ljbffr Atlantic PartnersPermanent employmentFull timeLocal area
$45k - $65k
Manpower - South Florida is seeking a Broker’s Assistant to provide support for Financial Advisors in Boca Raton. The ideal candidate will have experience in the investment or wealth management industry, with strong administrative and communication skills. The role includes...- ...Customs Compliance Analyst Since it was founded in 1956, Williams - Sonoma has grown from Chuck Williams' single store in Sonoma,... ...responsible for ensuring corporate compliance to the rules and regulations of Customs and other government agencies while providing...H1bWork at officeRelocation package
- ...Job Description Underwriting & Compliance Specialist Merchant Onboarding, Risk Assessment & Compliance Location: Remote... ...platform built to support merchants operating in complex and regulated industries. Our platform helps businesses accept payments while...Remote workVisa sponsorshipFlexible hours
- ...and others. Education Requirements Bachelor’s degree required. Preferred Experience The minimum compliance expectation for this role entails strict adherence to FDA regulations and company policies governing sales and marketing activities. This includes completion of...Work at officeImmediate startNight shift
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