Risk & Compliance Controls Associate
$90k - $110kGuggenheim Partners
Guggenheim Partners is seeking an enthusiastic Business Control Associate in New York. The role focuses on supporting risk management and compliance through supervision, surveillance, and control tasks. Requirements include 3-5 years in finance, a Bachelor’s degree, and strong customer service and analytical skills. The position offers a salary range of $90,000 to $110,000, reflecting experience and location. Join a dynamic team to enhance operational processes within the firm. #J-18808-Ljbffr Guggenheim Partners
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Regulatory Compliance Risk Senior Associate (Banking) Hybrid Role locations: Dallas, NYC, Charlotte, Philadelphia, Arlington, Phoenix As a Regulatory... ...efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment, and support...SuggestedFull timeWork experience placementWork at office2 days per week- Goldman Sachs is seeking an Associate for the Enterprise Compliance Office - Risk Management in New York. You will help drive the firm’s risk assessments, controls, and training programs across Compliance, Risk, and Engineering teams. You will lead meetings, manage stakeholder...SuggestedWork at office
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A financial services firm in New York is seeking a Fund Compliance Analyst to ensure fund operations meet compliance standards. The role blends compliance monitoring with operational oversight, ideal for someone with a degree in finance or related fields. The successful...Full time- VOIS is looking for a Compliance Analyst to support Vodafone's Global Roles, Governance & Compliance function. This role involves... ...candidate will have a strong understanding of SAP GRC controls, SOX compliance, and risk management, with responsibilities including governance...Remote job
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- ...remote team. In this role, you'll work closely with senior members to strengthen client cybersecurity and compliance programs. You'll be involved in assessing controls, developing policies, and monitoring remediation efforts, all in a collaborative environment that values...Remote work
- ...am IST in Bangalore, India. Responsibilities Collaborate with the Compliance team on implementation and execution of compliance programs. Identify and measure risks and monitor the business unit control environment. Perform risk assessments of compliance risks and monitor...Work at officeMonday to Friday
- ...setups, inconsistent rails, duplicated compliance, and unpredictable timelines. Stablecoin... ...settlement, and reconciliation sit in one controlled system. Our platform unifies global and... ...transactional behaviour, customer profiles, and risk indicators. Make risk-based decisions on...Bank staffLocal areaRemote workFlexible hoursShift work
- ...Department: The Office of the CCO is an Advisory Compliance function that supports the Americas... ..., sub-advised client oversight, product risk and other compliance functions. Our... ...strategic advice, implement and synergize controls across the region and perform compliance...Full timePart timeWork at officeFlexible hours
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...Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management. They will provide support to... ...and monitoring of processes and controls, identify improvements and facilitate necessary...Work at officeFlexible hours- ...Position Title BSA Compliance Officer Position Summary The BSA Compliance Officer is a leadership... ...industry best practices, sound risk management, and forward‑looking compliance... ...Department; designs and maintains internal controls, policies, and procedures; and partners...Work at office
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...makes everything else feel small. Role Scope Run the day-to-day compliance program end to end across SOC 2 Type II, ISO 27001, NIST 800-5... ...FedRAMP Moderate equivalency: continuous evidence collection, control monitoring, and audit readiness held on GRC platforms (Vanta)...Local area- Wiz is seeking a Remote Senior Governance, Risk, and Compliance Analyst - Governance to join our team. You will report to the Manager, Governance... ...align governance with business needs and enhance security controls. You will design and refine policies, manage audits, and...Remote job
$95k - $115k
...and enhance the company’s governance, risk, and compliance operations for its public sector business... ...and update FedRAMP and GovRAMP controls and documentation in alignment with organizational... ...as the System Security Plan (SSP) and associated appendices. Continuous Monitoring &...Permanent employmentFull timeContract workRemote work- Alignerr is seeking a Governance, Risk & Compliance (GRC) Analyst for AI training. Remote hourly contract with 10-40 hours per week, focused... ...compliance, and risk in AI systems, and shaping governance and control frameworks. Ideal candidates have 2+ years in GRC,...Remote jobHourly payContract work10 hours per weekFlexible hours
- ...Senior GRC Analyst to help scale Radar’s security and compliance programs, with a focus on third‑party risk and modern SaaS governance. You’ll partner with... ...compliance or GRC workflows Have worked with a common controls framework Have familiarity with frameworks such as...Work at officeRemote work
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...mission. Reporting to the Sr Manager, IT Compliance, this Senior Compliance Specialist II joins... ...focuses on learning Alma’s GRC tools and control environment, mapping them against Spring... ...program. Communicate integration status, risk findings, and program recommendations...Full timeRemote workWorldwideSleeping nights- Lockheed Martin is looking for an experienced International Trade Compliance professional to serve as an Export Control Coordinator in New York. This role requires expertise in ITAR and EAR, as well as responsibilities including managing export/import authorizations and...
- A leading compliance firm is seeking a GovCloud Compliance Analyst to support audit readiness... ...maintaining evidence in AuditBoard, executing control assessments, and working alongside cross-... ...have a background in compliance or IT risk, with a bachelor's degree and at least 3...Remote job
- ...the design of initiatives to further enhance the global Compliance Management Program of the Knorr-Bremse Group Support... ...cases in the compliance environment Execute compliance risk analysis and compliance control procedures, including the evaluation of business processes...Remote workWorldwide
- Commvault Systems, Inc. is seeking a full-time remote Compliance Analyst to support its Governance, Risk, and Compliance (GRC) team. The role involves managing compliance controls across various regulatory frameworks, leading gap assessments, and supporting external audits...Remote jobFull time
$67 - $72 per hour
...leading staffing firm in New York is seeking a Supervisory Controls Analyst to ensure compliance through auditing and testing control processes. The... ...Written Supervisory Procedures and a strong understanding of risk evaluation frameworks in financial environments. This...Hourly payFull timeContract work$96k - $181k
...Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible... ...Executive in overseeing compliance risk mitigation and discouraging actions that... ...In‑depth practical knowledge of internal controls, risk assessments, compliance processes,...Work at officeFlexible hours$88 per hour
BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution in New York City. Location: Midtown... ...hour plus benefits. The role focuses on Information Barriers, Control Room Compliance, and Equity Research compliance, supporting governance...Contract workImmediate startRemote work$80k - $90k
...fast-growing fintech company is seeking a Compliance Management System (CMS) Analyst to... ...remote role involves conducting compliance risk assessments and collaboration with product... ...regulations into operational controls. The US base salary range for this position...Remote work$150k - $180k
Senior Compliance Officer - FCM Advisor - VN2537 New York, NY Full-... ...to minimize non‑compliance risks. Compliance efforts are instrumental... ...and compliance requirements associated with this. Salary Range: $1... ...non‑bureaucratic, but well controlled environment fosters...Full timeWork at officeImmediate start
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