Risk & Compliance Controls Associate
$90k - $110kGuggenheim Partners
Guggenheim Partners is seeking an enthusiastic Business Control Associate in New York. The role focuses on supporting risk management and compliance through supervision, surveillance, and control tasks. Requirements include 3-5 years in finance, a Bachelor’s degree, and strong customer service and analytical skills. The position offers a salary range of $90,000 to $110,000, reflecting experience and location. Join a dynamic team to enhance operational processes within the firm. #J-18808-Ljbffr Guggenheim Partners
$104.5k - $325k
...Join Our Team as an Export Controls Compliance Specialistat Axiom Location: Remote (must reside inNew York, NY or Washington, DC). We are seeking... ...with export controls laws and mitigating regulatory risk. This position offers a unique opportunity to collaborate on...SuggestedFull timeRemote workFlexible hours- ...Hotman Group is seeking an Entry Level GRC Analyst to work remotely in the USA. The role involves assessing client security, developing risk frameworks, and translating technical requirements into actionable steps. Candidates should possess a relevant degree and 1-2 years...SuggestedRemote work
- ...and regulatory matters. The Compliance Department is dedicated to protecting DTCC against risks of non-compliance with... ...Have in This Role Being an Associate on the Compliance Testing team... ...the design and effectiveness of controls, while creating reliable documentation...SuggestedWork at officeLocal areaRemote workFlexible hours
- ...Senior Associate Compliance Officer Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong... ...Officer in the Office of Foreign Assets Control (OFAC) Sanctions Screening Management team,...SuggestedWork at office
$161.6k - $202k
...that responsibility demands a security and compliance program that scales with the business. We... ..., SOC 2, PCI-DSS, HIPAA), third-party risk management, security awareness training,... ...evidence, coordinating with assessors, tracking control gaps and remediation timelines. * Build...SuggestedWork from homeFlexible hours$100k - $120k
...the role: We are looking for a detail-oriented and experienced compliance officer to join our team in our New York office. You will be responsible for monitoring compliance risks, implementing controls, and advising management on compliance matters. This will be an...Work at officeWorldwide- ..., and rating agencies. The Treasury Associate will support the Compliance Director and assist with all aspects... ...Department with a primary focus on risk and compliance. Your Primary Responsibilities... ...Designing and testing operational controls to enhance the control environment...Remote workFlexible hours
$60k - $75k
Cross River, located in Fort Lee, New Jersey, is seeking an Analyst for IT Compliance to join its Technology team. The role involves developing an IT compliance program, conducting risk assessments, and managing vendor documentation to ensure compliance with legal and...$77k - $202k
...Requirements: Up to 60% At PwC, our people in risk and compliance focus on maintaining regulatory... ...landscapes and enhance their internal controls to mitigate risks effectively. In... ...frameworks and methodologies. As a Senior Associate you are expected to analyze complex...Full time$89k - $157k
Goldman Sachs is seeking an Associate in Regulatory Compliance based in New York, New York. This role involves creating and executing compliance testing, analyzing results, and working with global teams to refine processes. Applicants must have a Bachelor’s degree in Finance...$103.7k - $155.5k
Regulatory Compliance Risk Senior Associate (Banking) Hybrid Role locations: Dallas, NYC, Charlotte, Philadelphia, Arlington, Phoenix As a Regulatory... ...efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment, and support...Full timeWork experience placementWork at office2 days per week- Senior Governance, Risk, Compliance (GRC) Analyst job at Oura. New York, NY. At Oura, our mission is to empower every person to own their... ...changes, and business processes, and integrate Oura security controls within their workflows. Monitor and analyze regulatory changes...Work at officeLocal areaRemote workFlexible hours
- ...Duration: Contract to Perm Location: Norwalk CT, New York, Houston, TX Must Haves: GRC Nice to Haves: SOC2, IT Controls ~3 days on site. ~ Open to recent college grads with IT or accounting/finance degrees. ~ Values soft skills over audit...Permanent employmentContract work
- ...Remote Jobs is seeking an ITGC Compliance Specialist focused on Internal Controls Management. This remote role requires background in IT compliance, control testing, and familiarity with various frameworks. Key responsibilities include executing control tests and ensuring...Full timeContract workRemote work
- ...who loves a good challenge? Passionate about cybersecurity, risk, and compliance? Ready to grow your career in an environment that’s dynamic,... ...and partners to: Assess and improve client security and IT controls Develop policies, processes, and risk assessments aligned...Permanent employmentFull timeContract workRemote work
- ...Framework Ventures is seeking a Sr Specialist responsible for overseeing operational controls and compliance within the organization. The role involves designing and implementing control processes, collaborating across diverse teams, and supporting audits. Ideal candidates...
- ...am IST in Bangalore, India. Responsibilities Collaborate with the Compliance team on implementation and execution of compliance programs. Identify and measure risks and monitor the business unit control environment. Perform risk assessments of compliance risks and monitor...Work at officeMonday to Friday
- ...remote team. In this role, you'll work closely with senior members to strengthen client cybersecurity and compliance programs. You'll be involved in assessing controls, developing policies, and monitoring remediation efforts, all in a collaborative environment that values...Remote work
$45.3k - $95.6k
C.H. Robinson is seeking an Export Compliance Analyst to help protect and strengthen our global... ...critical Office of Foreign Assets Control (OFAC) compliance and Denied Party Screening... ...globally to identify and mitigate sanctions risk while supporting compliant and efficient...Hourly payContract workTemporary workWork at officeRemote workWorldwideFlexible hours$170k - $180k
...Overview TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance... ...will work as a member of the Americas Risk and Compliance team based in TP ICAP's... ...Draft and revise policies, WSPs, and controls as needed Operate and execute specific...Work at office$110k - $135k
...Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD... ...issues Provide compliance coverage for the Control Room as well as all private side business... ...initiatives to help manage regulatory risk. Depth & Scope: Works...Temporary workWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...Senior GRC Analyst to help scale Radar’s security and compliance programs, with a focus on third-party risk and modern SaaS governance. You’ll partner with... ...compliance or GRC workflows Have worked with a common controls framework Have familiarity with frameworks such as...Work at officeRemote work
- ...Analyst to support our customer trust, security assurance, and compliance programs as we scale globally. This role plays a critical... ...engineering, legal, and go-to-market teams to ensure Rogo's controls, risk posture, and security practices are clearly understood and accurately...
$150k - $180k
...Marex is seeking a Senior Compliance Officer - FCM Advisor who will... ...to minimize non-compliance risks. Compliance efforts are instrumental... ...and compliance requirements associated with this. Salary... ...non-bureaucratic, but well controlled environment fosters...Work at officeImmediate start$134.4k - $235.6k
...Organization is to build and earn trust by reducing risk and securing our businesses and products.... ...for TikTok's Governance, Risk and Compliance function working closely with cross-... ...security policies, implementing our security control framework, conducting regular security...Temporary workWork at officeLocal area- ...Trafilea is searching for an experienced Internal Control Specialist to enhance efficiency and compliance within their global team. The role involves evaluating projects, driving process improvements, and ensuring compliance with internal objectives. Qualified candidates...Remote work
$40 - $50 per hour
...Compliance Analyst (BCO Control Testing & Monitoring) We are seeking a detail-oriented Compliance Analyst to join the Business Control Office... ...is critical in ensuring the implementation of consistent risk control frameworks and the execution of 1st-line control testing...Weekly payContract workTemporary workWork at officeFlexible hours$62 per hour
...BCO Control Testing & Monitoring Analyst Location: Jersey City, NJ Pay Rate: $62/... ...ensuring the implementation of consistent risk control frameworks and maintaining efficient... ...across multiple business units to ensure compliance with established policies and procedures...Work at office- ...Description We are seeking a detail-oriented Compliance Analyst to support oversight and... ...contractual data use obligations Execute risk assessments to identify, evaluate, and... ...against established policies, procedures, and control requirements Document review...Work at office
$150k - $185k
...is a seeking a Broker-Dealer Compliance Advisor who is meant to be a... ...requirements, regulatory and firm risk, and industry best practices.... ...and compliance requirements associated with this. Salary Range: $... ...A non-bureaucratic, but well controlled environment fosters...Immediate start
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