Compliance Monitoring & Reporting Associate, US CIB
BBVA Compass
A leading financial services company in New York seeks a Compliance Monitoring Specialist to support governance, compliance tracking, and reporting activities. Ideal candidates should have a Bachelor's degree in Business, Finance, or Law, and must possess strong organizational and analytical skills. Proficiency in PowerPoint and Excel, along with communication skills in English and Spanish, are essential. The expected base salary is $120,000 - $130,000, with additional bonus eligibility and comprehensive benefits. #J-18808-Ljbffr BBVA
$100k - $135k
## Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)Applyremote type: On Sitelocations: New York, New Yorktime type: Full timeposted on... ...* Execute testing engagements, and prepare reports to document exceptions and action plans* Communicate...SuggestedWork experience placementLocal areaWork from homeFlexible hours$100k - $130k
...100,000 - $130,000 USD Job Description Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The... ...review Execute testing engagements, and prepare reports to document exceptions and action plans...SuggestedWork at officeLocal area$110k - $120k
...Securities (“GS”) is seeking to hire a Monitoring and Testing Associate to join its Compliance team. The primary objective of... ...the development, execution and reporting of compliance monitoring and... ...as incentive compensation. About Us: Guggenheim Securities is the investment...SuggestedWork at office$150k - $180k
Vice President, Compliance - Monitoring & Testing, US Compliance Oversight Program - TD Securities (US)Skip... ...Systematically Important Bank (GSIB), or associated regulator.* Firm understanding of... ...program progress and develop MIS reporting for ongoing tracking and evaluation...SuggestedWork experience placementWork at officeLocal areaWork from homeFlexible hours- A leading financial services firm is seeking a Monitoring & Testing Associate to join its Compliance team. This role will focus on evaluating business activities... ...Support the development, execution, and reporting of the compliance monitoring and testing program to...SuggestedWork at office
$145k - $190k
## CIB, Associate, US Markets Strategy + Business DevelopmentCandidatar-selocations: Madison Ave Corptime type: Tempo Integralposted on: Publicado... ...execution, client analytics, and senior management reporting for the US Markets business.This role partners closely with...Hourly payFull timeContract workWork experience placementShift work$110k - $130k
Portfolio Management Associate - CIB Lending M1 Location:... ...York City, New York, US Job Summary The Portfolio... ...supporting portfolio monitoring, credit reviews,... ...financial trends, covenant compliance, collateral status,... ...Track borrower reporting deliverables, financial...Work experience placement$100k - $160k
...About the Role The Corporate Reputation Monitoring Associate plays a critical role in protecting and... ...potential flags, managing the reporting process, and surfacing relevant platform... ...non-temporary, full-time and part-time US employees who work at least 20 hours per...Full timeTemporary workPart timeWork at office$18 - $22 per hour
...process. Global Kids, Part-Time Site Monitor Part Time Professional New York, NY, US 23 days ago Requisition ID: 1011... ...(July 7, 2026 to August 8, 2026) Reports To: Community School Director... ...role in ensuring program compliance, maintaining a safe and engaging...Hourly payPart timeSummer workSeasonal work$175k - $195k
...Strategy for High-Performing Consultants Compliance Monitoring Manager - Capital Markets Our client,... ...business whilst among the largest in the US, is still growing, and this is one of... ...Compliance Monitoring & Testing group. You will report directly into the US Head of Compliance...Full time- TD Bank US is seeking a Senior Compliance Officer to join the US Compliance Monitoring and Testing Team in New York. This pivotal role supports Core Compliance across the firm, partnering with global regions and reporting on testing results and regulatory findings. The...
$100k - $135k
TD Bank is seeking a Senior Compliance Officer for its Monitoring and Testing team in New York, NY. This key role involves executing compliance testing, overseeing remediation efforts, and building global relationships with stakeholders. Candidates should have at least...$120k - $160k
Valuations & Portfolio Monitoring Associate This range is provided by Atlas Search. Your actual pay... ...stakeholders to prepare valuation reports and present findings to the Valuation... ...performance of borrowers, including covenant compliance, liquidity, and business developments....Full time$96k - $124.8k
...Associate, Monitoring and Testing with Goldman Sachs & Co. LLC in Jersey City, New Jersey. Review... ...of Controllers to support accurate reporting of financial/regulatory financial reports... ...reviews and ensure regulatory compliance; identifying and recommending process...Full time- ...clinical study site maintenance, data collection, and field monitoring to ensure compliance with protocols, regulations, and Good Clinical Practices.... ...Ensuring adverse events and protocol deviations are reported in an efficient manner Ensuring that device complaints and...Local areaRemote workWork from home
$145k
...SCIB Portfolio Management Associate is an individual contributor within US SCIB COO Lending... ...for supporting portfolio monitoring, credit reviews, financial... ...trends, covenant compliance, collateral status, rating... ...names. Track borrower reporting deliverables, financial...Work experience placement$100k - $130k
...week Line Of Business Compliance Pay Detail $100,000 - $... ...Job Description The TDS US Compliance team is looking for Associate-level candidates to join... ...activities as necessary Conduct reporting and / or meaningful... .../ policies/ practices Monitor service, productivity...Temporary workWork experience placementWork at officeLocal area$100k - $135k
...role.**Job Description:**The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade... ...activities as necessary • Conduct reporting and / or meaningful analysis at... ...of programs/ policies/ practices • Monitor service, productivity and assess efficiency...Temporary workWork experience placementWork at office- In compliance with applicable laws, HSBC is committed to... ...to work in the US. Applicants must be legally... ...sponsorship for this position. Associate - Global Network... ...data and call reports are accurately and timely... ...Provide ongoing risk monitoring in areas concerning Global...Flexible hours
$100k - $130k
Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US) Work Location : New York, New York,... ...activities as necessary Conduct reporting and/or meaningful analysis... ..., policies or practices Monitor service, productivity and assess...Temporary workWork experience placementWork at officeLocal area$100k - $130k
Associate, FCC Solutions Location: New York, United States... ...in financial crimes compliance and client lifecycle... ...management. The Associate reports to the Director, FCC... ..., and transaction monitoring—and conduct research to... ...organization. Salary The US target base salary for...Flexible hours$100k - $120k
...Detail: 100,000 - 120,000 USD Position: Associate, Capital Risk - US Level: L9 Specific business/... ...independent reviews of capital position reporting, stress testing results (including... ...meetings. Oversee Capital Risk monitoring, control procedures, and documentation...Work at officeLocal areaFlexible hours- Ensure proper compliance with all the operational standards of the house... ...and stalking Overseas and monitor activities at the Soteria House... ...health services.Join us on our mission and come be a... ...School Diploma or preferred Associates Degree in a related fieldExperience...Work from homeOverseasShift workWeekend workDay shiftAfternoon shift
$65k - $150k
...Overview The Assistant Vice President performs compliance reviews across the bank to assess... ...identify issues and make recommendations, and report the result. Identify potential... ...Compliance Testing Program Administration Monitor regulatory activities and industry developments...Work experience placement- ...Head of Transaction Monitoring & Sanctions Screening About the Company Rapidly growing financial institution focused on compliance and risk management. Industry Banking Type... ...maintain strong investigative and reporting capabilities. The Head will also be...
$150k - $225k
Associate/VP on the US Debt Syndicate Desk Summary: Associate on the US Debt... ...Produce validated market risk reports and P&L statements on a... ...Capital Markets Market Activity Monitoring (MAM)/Market Risk -... ...legal, regulatory and internal Compliance requirements, including, but...Local area$70k - $95k
...services in administration, accounting, reporting, regulatory and compliance needs of the investment sector... ...under administration (AUA) exceeding US$750 billion. We work with 13 of the... ...ongoing compliance functions such as monitoring trading and communications You’ll be...Permanent employmentFull timeLocal areaWorldwideFlexible hours$90k - $120k
...on propelling automation of transaction monitoring systems and investigation processes. The... ...technology and digital asset tracing. This role reports directly to the Head of Financial... ...parties. Collaborate with the wider Compliance team on program enhancements such as risk...Worldwide- JobPath Partners LLC is seeking a Senior Compliance Officer to join their Monitoring and Testing Team in New York. This... ...developing metrics for compliance reporting. The ideal candidate will have a BA... ...five years of experience with a US broker dealer or regulator, and...
$132k - $178k
...cryptocurrency landscape. Position Summary The Compliance Lead at FalconX will be responsible for... ...cash movement, resulting from internal monitoring systems, alerts, referrals, and external... ...Draft high‑quality Suspicious Activity Reports (SARs) that meet regulatory standards...Local area
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