Compliance Monitoring & Reporting Associate, US CIB
BBVA Compass
A leading financial services company in New York seeks a Compliance Monitoring Specialist to support governance, compliance tracking, and reporting activities. Ideal candidates should have a Bachelor's degree in Business, Finance, or Law, and must possess strong organizational and analytical skills. Proficiency in PowerPoint and Excel, along with communication skills in English and Spanish, are essential. The expected base salary is $120,000 - $130,000, with additional bonus eligibility and comprehensive benefits. #J-18808-Ljbffr BBVA
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Compliance Monitoring & Reporting Associate, US CIB in New York, NY vacancy
$100k - $135k
## Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)Applyremote type: On Sitelocations: New York, New Yorktime type: Full timeposted on... ...* Execute testing engagements, and prepare reports to document exceptions and action plans* Communicate...SuggestedWork experience placementLocal areaWork from homeFlexible hours$150k - $180k
...America Hours 40 Line of Business Compliance Pay Detail $150,000 - $180,000... ..., Compliance at TD Securities (US) to be a key member of the TDS US Compliance Monitoring and Testing Team and Core... ...of test findings in advance of report issuance, and exercise credible...SuggestedWork experience placementWork at officeLocal areaFlexible hours$150k - $180k
...America Hours 40 Line Of Business Compliance Pay Detail $150,000 - $180,000... ...President, Compliance at TD Securities (US) - key member of the TDS US Compliance Monitoring and Testing Team and Core... ...deficiencies of test findings in advance of report issuance and exercise credible...SuggestedWork experience placementWork at officeLocal areaFlexible hours$110k - $120k
...Guggenheim Securities (“GS”) is seeking to hire a Monitoring and Testing Associate to join its Compliance team. The primary objective of this role is to assess... ...Functions Support the development, execution and reporting of compliance monitoring and testing program to help...SuggestedWork at officeGuggenheim Partners
New York, NY1 day ago$100k - $130k
...renseignements personnels permettant l’identification.Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US) page is loaded## Sr. Compliance Officer -... ...* Execute testing engagements, and prepare reports to document exceptions and action plans*...SuggestedTemporary workWork experience placementRemote workWork from homeFlexible hours- ...match with their career goals. Job Description Department/Team: Operations Management Department Job Title: Associate - Operational Risk Monitoring Analyst Reports to: Head of Operations Management Department Summary: This is a full-time position. This position is...Full time
$100k - $120k
...defense (1A) role, the Associate will work with... ...- including 1B, Compliance, Legal, Audit, Risk... ...Perform Social Media monitoring to meet business... ...and deploy reporting tools to produce dashboards... ...the Canadian and US capital markets... ...Investment Banking (CIB) provides a full...Local areaWork from homeFlexible hours$110k - $130k
Portfolio Management Associate - CIB Lending M1 Location:... ...York City, New York, US Job Summary The Portfolio... ...supporting portfolio monitoring, credit reviews,... ...financial trends, covenant compliance, collateral status,... ...Track borrower reporting deliverables, financial...Work experience placement$130k - $150k
...shape and evolve the Portfolio Compliance function by partnering... ...business continues to grow.Why join us:Play a key role supporting... ...pre‑ and post‑trade compliance monitoring across assigned portfolios,... ...AnalyticsPrepare and review compliance reporting for senior management, and...Full timeTemporary workWork experience placementFlexible hours$80k - $135k
...business opportunitiesSettlements: Daily monitoring of payments and receipts, invoicing clients... ...transactions covering structured US power and North American natural gas products... ...Responsible for performing some regulatory reporting functions with respect to the US Power and...Daily paidFull timeTemporary workPart time- ...Job Title Safety Associate Job Description The Safety... ...management and medical monitoring activities, ensuring compliance with applicable regulatory... ...and timely safety reporting. Serve as resource for protocol... ...preferred Strong knowledge of US federal regulations, ICH...
Allen Spolden
New York, NY3 days ago - ...Quality Monitoring Coordinator The Quality Monitoring... ...all federal and state compliance monitoring... ...results from contact reports and monitoring visits... ...Suite Outlook About Us Strength through Unity... ...investigator according to the Association of American Medical...Full timeTraineeshipWork at officeLocal areaShift work
$100k - $130k
...Corporation NY, the AML/KYC Associate provides oversight of the... ...general responsibilities include monitoring and reporting of employee electronic... ...Head Office and semi-annual Compliance and Controls reporting to... ...position is 100k $- 130k $ About us Intesa Sanpaolo IMI...Work at officeIntesa Sanpaolo Group
New York, NY1 day ago$100k - $130k
...Associate, FCC Solutions Location: New York, United States... ...in financial crimes compliance and client lifecycle... ...management. The Associate reports to the Director, FCC... ..., and transaction monitoring—and conduct research to... ...organization. Salary The US target base salary for...Flexible hourseClerx
New York, NY4 days ago$120k - $160k
Valuations & Portfolio Monitoring Associate This range is provided by Atlas Search. Your actual pay... ...stakeholders to prepare valuation reports and present findings to the Valuation... ...performance of borrowers, including covenant compliance, liquidity, and business developments....Full time- ...clinical study site maintenance, data collection, and field monitoring to ensure compliance with protocols, regulations, and Good Clinical Practices.... ...Ensuring adverse events and protocol deviations are reported in an efficient manner Ensuring that device complaints and...Local areaRemote workWork from home
GForce Life Sciences
New York, NY4 days ago $100k - $130k
...Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $... ...Job Description The TDS US Compliance team is looking for Associate-level candidates to join... ...as necessary. Conduct reporting and/or meaningful... ...policies, or practices. Monitor service, productivity and...Work experience placementWork at officeLocal areaFlexible hours$145k
...SCIB Portfolio Management Associate is an individual contributor within US SCIB COO Lending... ...for supporting portfolio monitoring, credit reviews, financial... ...trends, covenant compliance, collateral status, rating... ...names. Track borrower reporting deliverables, financial...Work experience placement$100k - $120k
...Detail: 100,000 - 120,000 USD Position: Associate, Capital Risk - US Level: L9 Specific business/... ...independent reviews of capital position reporting, stress testing results (including... ...meetings. Oversee Capital Risk monitoring, control procedures, and documentation...Work at officeLocal area$100k - $135k
...role.**Job Description:**The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade... ...activities as necessary • Conduct reporting and / or meaningful analysis at... ...of programs/ policies/ practices • Monitor service, productivity and assess efficiency...Temporary workWork experience placementWork at office$56k - $70k
...Southeast Asia, and the US Southeast. FJS... ...Position Summary The program associate for the US Southeast... ...grantee Review proposals, reports, and related documents... ...Assist with grants monitoring and ensure that grantee... ...policies and compliance requirements and assist...Temporary workLocal areaImmediate start$240k - $280k
...: The Managing Director, SoQM Monitoring & Evaluation directs the Firm's monitoring, evaluation & reporting program and provides independent... ...within the SoQM • Evaluates compliance with documentation and retention requirements associated with the operation of the SoQM...Full timeWork at officeBDO USA, P.C.
New York, NY5 days ago$500 per month
...Who We Are: Alpaca is a US-headquartered, global leader... ...Securities' dynamic and fully remote Compliance team dedicated to... ...-Fraud, and Securities Fraud Monitoring programs. You will lead and support... ...regulatory demands. This position reports directly to the AMLCO (Anti-...Remote workHome officeAlpaca
New York, NY21 days ago$170k - $200k
...Job DescriptionAres is seeking a Senior Associate to join its U.S. Direct Lending... ...investment valuations and financial models, monitoring company and industry developments, and... ...PowerPoint and presentation-development skills.Reporting RelationshipsPartner,...Full timeTemporary workWork experience placementFlexible hours$96k - $120k
...seeking a highly motivated Associate to join the Global Corporate... ...identification, assessment, monitoring, and mitigation of operational... ..., product, operations, compliance, and risk management stakeholders... ...materials.Utilize reporting tools, dashboards, and data...Full timeWork at officeLocal areaRemote work$110k - $125k
...across the firm.What you’ll doBuild and enhance scalable fund reporting processes and controls that support growth, increase accuracy,... ...teams including Tax, Operations, Treasury, Valuation, Legal, Compliance, and Investor Relations to deliver timely and integrated reportingLiaise...Work experience placementInterim role$77k - $214k
...and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses... ...and increased efficiencies. As a Senior Associate you shall analyze complex problems,... ...and trusted workplace for all.SummaryLocation: NY-New York; US-HybridType: Full timeFull timeH1b- ...Yorkers and communities to flourish. The Compliance Program Manager is responsible for ensuring... ...desk reviews to assess compliance, monitor performance, and provide direct guidance to organizations in need of support. Reports must be thorough and provide essential information...Full timeContract workWork at office
City of New York
New York, NY5 days ago $130k - $175k
...and growing industry.Job DescriptionThe Associate will provide support for the sourcing, underwriting... ...portfolio management and investment monitoring. Key ResponsibilitiesPerforming detailed... ...Preparing quarterly portfolio reports summarizing changes in performance and updating...Full timeTemporary workWork experience placementFlexible hours$100k - $140k
...risk tolerance established by the Board; monitors and reports on credit risk exposures on a regular... ...on the PositionCRM is seeking an Associate to join the Global Credit Reporting team... ...materials, ensuring accuracy, timeliness, and compliance with internal policies and regulatory...Temporary workWork experience placement
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Monitoring & Reporting Associate, US CIB. Be the first to apply!
Related searches
- alarm monitoring New York, NY
- security monitor New York, NY
- monitor technician New York, NY
- clinical research monitor New York, NY
- test monitor New York, NY
- telemetry monitor technician New York, NY
- patient safety monitor New York, NY
- community monitor New York, NY
- cardiac monitor tech New York, NY
- quality assurance monitor New York, NY