AML Internal Audit Supervisor

We are the leading provider of professional services to the middle market globally our purpose is to instill confidence in a world of change empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled culture and talent experience and our ability to be compelling to our clients. Youll find an environment that inspires and empowers you to thrive both personally and professionally. Theres no one like you and thats why theres nowhere like RSM.

Position Summary
RSM is seeking an Internal Audit Supervisor to support AMLfocused engagements within our Global Banking Practice. This role requires strict third line of defense experience and handson involvement validating MRAs MRIAs and regulatory Consent Orders at large complex global banking institutions.

The Supervisor will execute AML internal audit and validation workstreams produce highquality workpapers and support issue assessments under the direction of Audit Managers and Directors.

Key Responsibilities

• Execute third line Internal Audit testing focused on AML programs
• Perform validation and testing of MRAs MRIAs and regulatory Consent Orders including assessment of remediation design and operating effectiveness
• Conduct walkthroughs testing and documentation across core AML areas including:
  • AML governance and risk assessments
  • Transaction monitoring
  • KYC / CDD / EDD
• Prepare clear wellsupported audit workpapers and testing documentation in accordance with internal audit standards
• Summarize findings and testing results to support audit conclusions and reporting
• Coordinate with client Compliance Audit and Risk teams to obtain evidence and clarify responses
• Provide limited daytoday guidance to junior staff on assigned workstreams as needed

Required Qualifications

• Minimum 10 years of combined experience in AML and Internal Audit
• Mandatory experience in the third line of defense (Internal Audit)
• Direct experience validating MRAs MRIAs and regulatory Consent Orders
• Prior experience working at or auditing large global banking institutions
• Strong understanding of AML regulatory expectations and control frameworks
• Ability to work independently in a highly regulated environment
• Strong written and verbal communication skills

Preferred Qualifications

• Professional certifications such as CIA CAMS or CISA
• Prior consulting or public accounting experience
• Experience supporting largescale regulatory remediation efforts

At RSM we offer a competitive benefits and compensation package for all our offer flexibility in your schedule empowering you to balance lifes demands while also maintaining your ability to serve more about our total rewards at applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; color; creed; sincerely held religious beliefs practices or observances; sex (including pregnancy or disabilities related to nursing); gender; sexual orientation; HIV Status; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave); domestic violence victim status; past current or prospective service in the US uniformed service; US Military/Veteran status; pre-disposing genetic characteristics or any other characteristic protected under applicable federal state or local law.

Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment/ is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application interview or otherwise participate in the recruiting process please call us at or send us an email at .

RSM does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders). If you are a recent U.S. college / university graduate possessing 1-2 years of progressive and relevant work experience in a same or similar role to the one for which you are applying excluding internships you may be eligible for hire as an experienced associate.

RSM will consider for employment qualified applicants with arrest or conviction records. For those living in California or applying to a position in California please click here for additional information.

At RSM an employees pay at any point in their career is intended to reflect their experiences performance and skills for their current role. The salary range (or starting rate for interns and associates) for this role represents numerous factors considered in the hiring decisions including but not limited to education skills work experience certifications location etc. As such pay for the successful candidate(s) could fall anywhere within the stated range.

Compensation Range: $58 - $86 per hour

Required Experience:

Manager