Principal/ Sr. Consultant - Regulatory Reporting - Risk and Compliance - Financial Services
Infosys Consulting
Overview Principal/ Sr. Consultant - Regulatory Reporting – Risk and Compliance - Financial Services Location: Infosys hub offices - Atlanta, GA; Boston, MA; Chicago, IL; Dallas, TX; Houston, TX; Bridgewater, NJ; New York City, NY; San Francisco, CA; Seattle, WA Responsibilities Play a lead role in delivery of large change programs, which includes IT and Business Change Gather and analyze key regulatory requirements, processes, design and develop data and process maps to meet the reporting needs of the specific regulation Conduct interviews / workshops with subject matter experts and process owners to elicit and document requirements Work on change initiatives related to key regulations (e.g., Basel, CCAR, BCBS 239, CCPA, MIFID, CECL, NFRR, Dodd Frank, EMIR, GDPR, KYC, Client Onboarding, etc.) Understand key regulatory directives issued by U.S. financial oversight bodies (e.g., Fed, FINRA, SEC, OCC, FRB, CFPB) with ability to identify and interpret affected areas/processes Define workflow management and enterprise-wide reporting requirements for reports like FR Y-14, FR Y-9C, FFIEC call reports, FR 2052a, Issuer/Position Reporting, etc. Have working knowledge of enterprise standard reporting solutions (e.g., Axiom, Wolters Kluwer) Collaborate with clients to define long-term vision, goals and strategies related to Regulatory Reporting transformation Advise clients on strategy and detailed regulatory reporting use cases using industry best practices Collaborate with client functions (Operations, Compliance, Risk and/or Finance) to assess impact of regulations on policies, risks, and controls Manage end-to-end project execution, stakeholder communication and minimize engagement risk by proactively identifying issues and remediation options Engage with Regulators and Internal Audit to explain results, analysis and methodologies used for report generation and testing Maintain, manage, and update meta-data in the enterprise data catalog to meet reporting requirements Assist in developing process efficiencies, improvement efforts and data quality projects Monitor and report governance metrics including data governance adoption and maturity; ensure alignment to enterprise data governance policy and standards Practice Development Provide insights on new and emerging technologies and best practices; contribute to service offerings Support thought leadership activities and develop innovative assets and methodologies Prepare white papers and participate in industry conferences, webinars, and forums Contribute to practice growth through recruitment, campus hiring and training People Management Mentor individuals and guide career progression and development Coach and develop junior team members to deliver quality results Participate in practice training activities Leverage professional networks to attract talent Business Development Lead small to medium sales pursuits and business development activities from proposal creation to contract constructs Develop and build relationships at senior management and CXO levels Present Infosys Consulting propositions and service offerings Qualifications Minimum of 10 years’ experience in the Financial Services industry with understanding of business, technology, and operations Bachelor’s degree or foreign equivalent; or three years of relevant work experience in lieu of every year of education At least 7 years of experience in regulatory reporting, business analysis in financial services Excellent presentation and facilitation skills with ability to engage senior management and CXO levels Ability to thrive in an environment with ambiguity and bring structure Strong background in leadingIT and business teams Proven ability to translate business requirements into technology solutions with commercial acumen Experience in business development including exposure to sales cycles Willing and able to travel up to 100% based on client requirements U.S. citizens and those authorized to work in the U.S. encouraged to apply; sponsorship not available Preferred qualifications MBA or advanced degree; certifications such as CFA, FRM Domain knowledge of banking products (deposits, loans, securities, derivatives) Experience with industry products like Appian, Suade, Collibra, JIRA SQL and data analysis skills; experience with Tableau or similar tools Experience delivering programs using Agile methodologies Ability to work in cross-cultural teams and multiple time zones Who we are We are Infosys Consulting – the Business Consulting arm of Infosys Limited. Our teams navigate the next for clients through innovation and zero distance, defining the future of business by harnessing technology. Equal Opportunity Employer: ethnicity / minorities / female / disability / veteran / sexual orientation / gender identity Tags: #ManagementConsulting #Consulting #RegulatoryCompliance #RegulatoryReporting #RegulatoryChange #FinancialServices #KYC #Regtech #DataManagement #Datatransformation #MetadataManagement #DataGovernance #Axiom #J-18808-Ljbffr
$128k - $252.5k
...Work you'll do As an Actuarial Senior Consultant on the Insights, Innovation & Operate... ...insurance and annuity product, market, and regulatory developments to anticipate client... ...underwriting, new business, product development, financial reporting, modeling, and adjacent actuarial...SeniorRegulatoryLocal areaVisa sponsorship$116.88k - $148.13k
...DescriptionCompliance & Risk, Infosys... ...including Consultant/ Senior Consultant and Principal, Business Consulting - Compliance & Risk. You... ..., regulatory change management... ...across banks, financial institutions... ...monitoring, reporting, regulatory... ...financial services organization...PrincipalRegulatoryFull timeContract workTemporary work$118k - $130k
...environment? As an experienced Regulatory Reporting Senior Consultant, you will have the... ...long-term, onsite client service delivery.Recruiting for this... ...role ensures regulatory compliance, accuracy, and timeliness... ..., reduce operational risk, and improve process efficiency...SeniorRegulatoryLocal areaVisa sponsorship- ...Fargo is seeking a Principal Credit Risk & Approval Officer that... ...monitoring and reporting, risk rating grading... ...internal and external regulatory audits.Reinforce Wells... ...incidents.Specific compliance policies may apply regarding... ...(Credit, Market, Financial Crimes, Operational,...PrincipalRegulatoryFull timeWork experience placementRelocation package
$109.9k - $125.4k
...Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's... ...quality assurance services to the... ...conducting operational, financial, and compliance... ...fieldwork, and reporting phases of audit... ...services industry, risk management, or consumer...PrincipalSeniorFull timePart timeLocal area3 days per week$104k - $177k
...President, Consumer Compliance Officer - Global... .... to join our Risk & Compliance team... ...aptitude for assessing regulatory consent orders,... ...that include services and features such... ...compliance monitoring and reporting for BaaS and... ...industry. Financial Services, Audit or...SeniorRegulatoryTemporary workWorldwideFlexible hours- ...opportunitiesProactively manage risk exposure and... ...comprehensive financial and credit... ...understanding of financial services industryExcellent... ...A current credit report will be used to... ...also meet ongoing regulatory requirements including... ...mitigating and compliance-driven culture...SeniorRegulatoryFull timeWork experience placementWork at officeLocal area
- ...information technology, risk and control... ..., monitoring, reporting, and minimizing information... ..., audits, regulatory interaction and... ...processes, aligned with compliance regulations,... ...large complex financial institutions Ability... ...global financial services company at the...SeniorRegulatoryWorldwideFlexible hours
$172.5k - $222.5k
...leading internet financial platform companies... ...of the Global Risk Management (GRM)... ...managed in line with regulatory obligations,... ...timely regulatory reporting.What you'll work... ...e-money, payment services, and virtual asset... ...stakeholders (e.g., Compliance, Legal, Finance,...SeniorRegulatoryLocal areaFlexible hours$163.6k - $245.4k
...the AI Governance and Risks, Legal and Ethics... ...management position, reporting to the Audit Director... ...leading IA function in the financial services industry.Citi IA is a... ..., Internal Audit and Regulatory issue validation and... ...assets, by driving compliance with applicable laws,...SeniorRegulatoryFull timeWorldwide$130k - $154k
...control environment including risk management, operational, financial, internal control, and... ...about AIG’s products and services and enhance your... ...management methodology, and regulatory expectations. The candidate... ...identified issues, audit reports, process flows and narratives...SeniorRegulatoryFull timeWork experience placementWork at office$119k - $218.3k
...Summary Senior Consultant - Risk, Regulatory, & Licensing -... ...Assets Regulatory & Financial Risk Ready for a fast... ...date perspectives on compliance obligations and industry... ...teams to educate, report, and build consensus... ...relevant financial services industry sector, and...SeniorRegulatoryWork at office- ...Fixed Income & Equities Regulatory and Change Lead to... ...drive the regulatory, risk and governance agenda... ..., risk, controls or compliance, bringing sound judgment... ...with clear reporting on regulatory developments... ...leadership roles within financial services. Strong knowledge of...SeniorRegulatoryWorldwideFlexible hours
$110.5k - $202.7k
...700Job Function: Risk ConsultingEmployer... ...professional services firm with a separate... ...separate business unit, Financial Services... ...actuarial opinion and regulatory... ...adviceAd hoc financial reporting adviceSkills and... ...languages.Previous consulting experience or experience...SeniorRegulatorySummer holidayWorldwideFlexible hours$110.7k - $218.3k
Position Summary Financial Services Senior Consultant - Financial Risk Our Deloitte Regulatory, Risk & Forensic team helps client... ...clients' regulatory and compliance needs, balancing risk and regulatory... ...risk management and reporting (e.g., liquidity stress testing...SeniorRegulatoryWork at officeVisa sponsorship$161.93k - $269.88k
...Assurance--> Technical Accounting & Reporting. We are seeking... ...clients. At Deloitte, we provide services using an approach designed to... ..., business models and financial accounting areas, helping your... ...environments.Stay current on regulatory and capital markets developments...SeniorRegulatoryWork at officeLocal areaRemote workVisa sponsorship$150k - $200k
...a leading global banking institution, is seeking a Senior Financial Reporting Manager. This will be a New York City, NY based role with remote... ...in monitoring and interpretation of new SEC/GAAP and Regulatory pronouncements; Prepare position papers and implement the accounting...SeniorRegulatoryRemote work$104k - $147k
...President, Operational Risk Coverage to join our Risk & Compliance team. This role is... ..., and agency services, leveraging a strong... ..., including Financial Institutions, Corporates... ...and challenge on reporting for Risk, Control... ...Results (OKRs), and regulatory deliverables.To be...SeniorRegulatoryTemporary workWork experience placementWorldwideFlexible hours$81.5k - $178.3k
...Business Tax Services (BTS)Employer:... ...serving the global financial services... ...- Information Reporting & Withholding.... ...other global compliance and reporting... ...meeting complex regulatory requirements.... ..., quality and risk management, sales... ...relevant tax, consulting, or tax operational...SeniorRegulatorySummer holidayLocal areaImmediate startFlexible hours$220k - $240k
...are seeking a Sr. Principal, Product Manager... ...regulated financial institutions require... ...Professional Services, and the... ...diligence and regulatory-examination bar... ...In a regulated compliance product, a gap... ...carries real risk.Agentic WorkflowsDefine... ...direct reports.Mentor product...PrincipalSeniorRegulatoryFull timeContract workWork at officeLocal areaRemote workFlexible hours$125k - $175k
.... Marex is a global financial services platform, providing essential... ...for a Surveillance Compliance officer to join the... ...a wide range of regulatory requirements to maintain... ...non-compliance risks. Compliance efforts are... ...responsibility. To report any breaches of policy...SeniorRegulatoryWork at officeImmediate start$132.7k - $303.2k
...Function: Global Compl & Reporting (GCR)Employer: EY... ...in serving the global financial services marketplace and the... ...Functional Leader across compliance, advisory or annuity... ...assistance managing risks and across tax... ...services in assurance, consulting, tax, strategy and transactions...SeniorWork experience placementSummer holidayFlexible hours- ...’s non-investment risks, including business, operational, compliance and fund-specific... ...structure, personnel, regulatory compliance, legal... ..., and third-party service providers.Obtain... ...and deal documents, financial statements,... ...internal control reports, and relevant policies...SeniorRegulatoryWork at officeWorldwideFlexible hours
- ...to live a healthier financial life. We work with thousands... ...to the apps and services they want to use.... ...Governance, Risk, and Compliance (GRC) team is part of... ...aligned with industry and regulatory expectations. The... ...program metrics and reporting, and operate as an AI...SeniorRegulatoryContract workWork experience placementLocal area
- ...Senior GRC Consultant E*Pro Consulting service offerings include contingent Staff Augmentation of IT... ...industry expertise and knowledge within financial services, insurance, telecom,... ...At least 8+ years of governance, risk and compliance experience, - Experience should...SeniorPermanent employmentFull timeTemporary workFor contractors
- ...Establish and manage program governance, reporting frameworks, and executive... ...business value.Manage project plans, risks, dependencies, and communications while... ...years of client-facing experience, with consulting and/or financial services experience preferred.Demonstrated...PrincipalFlexible hours
- ...AmTrust Financial Services, Inc. is seeking a Risk Control Consultant II to serve insureds across industries, focusing on workplace safety, loss prevention... ..., data analysis of injury trends, reporting, providing regulatory guidance, and supporting local operating plans...RegulatoryLocal area
$144.2k - $195k
...program at the intersection of risk management, data governance,... ..., and enhance proactive compliance detection. This will also extend... ...decision time, and improve self-service capabilities.• Partner with... ...and InfoSec teams to navigate regulatory dynamics and evolving data...PrincipalRegulatoryLocal areaWorldwideFlexible hours$211.28k - $316.92k
...develop proactive, risk-appropriate and... ...businessProvides advisory services in respect of... ...laws, rules, and regulatory guidelines,... ...partners (e.g., Risk, Compliance) by participating... ...that could cause financial, reputational, or... ..., managing and reporting control issues...SeniorRegulatoryFull time$110k - $190k
...Accounting & SEC Reporting team, you will... ...accounting consultations, SEC filings,... ...transactions and compliance requirements... ...and emerging regulatory guidance.Review... ...SEC Reporting & Financial ReportingLead... ...controls risk assessments, walkthroughs... ...to expand service offerings and...SeniorRegulatoryFull timeContract work
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