Compliance Technology Analyst II
Stifel
What You’ll Be Doing The Compliance Technology Analyst II independently supports supervisory systems, delivers SQL-based reporting solutions, and partners with Compliance stakeholders to implement enhancements and analytical requests. This role balances system administration responsibilities with moderate development and data solution delivery. What We’re Looking For Independently administer and support Compliance system configurations and enhancements. Translate business requirements into structured reporting and analytical solutions. Develop and modify SQL-based reports and queries to support AML, Surveillance, and Advisory functions. Perform full lifecycle support for assigned requests, including requirements gathering, development, testing, and deployment. Conduct regression testing and document validation results for audit readiness. Participate in vendor coordination activities related to upgrades or enhancements. Identify opportunities for process improvements and automation within established team standards. Maintain thorough documentation of reporting logic, system changes, and testing procedures. What You’ll Bring Collaborate directly with business stakeholders to define and clarify technical requirements. Ability to manage and deliver multiple high-priority projects simultaneously in a fast-paced environment. Ability to work with structured data independently. Knowledge of AML monitoring or supervisory reporting environments is preferred. Education & Experience Minimum Required: Bachelor’s degree in Information Technology, Computer Science, Business Administration or related field, or equivalent experience. Minimum Required: 5+ years of experience in financial services, compliance, or related role. 3+ years of technical experience including system administration, reporting and analytics, testing, and documentation. Preferred: Experience supporting surveillance or compliance systems. Licenses & Credentials Minimum Required: None. Systems & Technology Minimum Required: Microsoft Office including Outlook, Word, Excel and PowerPoint. Minimum Required: Intermediate SQL proficiency. Familiarity with Power Platform tools or automation workflows is a plus. Benefits At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off. Stifel is an Equal Opportunity Employer. #J-18808-Ljbffr Stifel
- ...'s talk about how you can find your place here at Stifel, where success meets success. What You'll Be Doing The Compliance Technology Analyst II independently supports supervisory systems, delivers SQL-based reporting solutions, and partners with Compliance stakeholders...SuggestedWork at office
- Stifel is seeking a Compliance Technology Analyst II in St. Louis, MO. The successful candidate will independently support supervisory systems and deliver SQL-based reporting solutions while managing system administration responsibilities. This role requires a bachelor...Suggested
- Stifel Financial Corp. in St. Louis seeks a Compliance Technology Analyst II to support supervisory systems and deliver SQL-based reporting solutions. This role involves system administration, collaboration with stakeholders, and enhancements to reporting functions. The...Suggested
- ...success meets success . What You'll Be Doing The Compliance Analyst II - Institutional Surveillance will develop knowledge of institutional... ...but not limited to Microsoft Excel, SQL, and various technology platforms necessary when completing daily responsibilities....SuggestedWork experience placement
$88k - $128k
...Affirm is looking for a Compliance Analyst II in St. Louis. This role involves supporting compliance governance by addressing regulatory requirements, investigating operations issues, and improving processes. Candidates should have 3 to 5+ years of experience in compliance...SuggestedRemote work- ...dreams. Our passion creates ideas that make dreams come alive. Technology and products that were only dreams become reality. All for... ...maintains its individual personality. Job Description The Compliance Analyst / Administrative Support role supports the design, implementation...Work at officeWorldwideShift work
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- Stifel is seeking a Compliance Analyst II in St. Louis, Missouri. This role involves developing knowledge of institutional compliance, managing daily reports, and assisting in tracking project lifecycles. Ideal candidates should have a Bachelor’s degree, at least 5 years...
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...Our financial expertise, comprehensive products, and advanced technology help clients achieve more today for a better tomorrow. The... ...throughout the United States. Position Overview: The Compliance Analyst (Portfolio Management & Trading) plays a hands-on,...Local area$60k - $90k
...corporations and financial institutions operating in key markets and sectors. Norton Rose Fulbright is seeking an experienced Compliance Analyst with conflicts review experience to join our US team. Compliance Analysts conduct conflict-of-interest research and analysis...Full timeFor contractorsWork at officeWorldwideFlexible hours- ...where success meets success . What You'll Be Doing The Compliance Analyst-Insurance Licensing prepares and processes all insurance-... ...& Credentials ~ Minimum Required: None. Systems & Technology Proficient in Microsoft Excel, Word, PowerPoint, and Outlook...Local area
$77.2k - $96.5k
...corp-to-corp candidates. At World Wide Technology, we work together to make a new world... ...This Position - Empower Security, Elevate Compliance: Be the Force Behind WWT's Resilient... ...Governance, Risk, and Compliance (GRC) Analyst within Audit and Compliance, where you will...Permanent employmentFull timeH1bVisa sponsorshipShift work$77.2k - $96.5k
...corp‑to‑corp candidates. At World Wide Technology, we work together to make a new world happen... ...Position – Empower Security, Elevate Compliance: Be the Force Behind WWT's Resilient... ...Governance, Risk, and Compliance (GRC) Analyst within Audit and Compliance, where you will...Permanent employmentFull timeH1bVisa sponsorshipShift work$51.7k - $101.5k
Compliance Testing Analyst Job Locations US-WI-Brookfield | US-IN-Evansville | US-IN-Indianapolis | US-MN-St Louis Park | US-IL-Chicago... ...particularly Excel and Word. * Ability to learn and understand technology, banking systems and reporting functions. Old...Full timeWork at office- ...Should be proactive in getting their tasks done • Good to have Compliance experience but not mandatory • Good to have experience with... ...Experience 3to6Yrs 4.Required Skills ,SQL 5.Nice to have skills 6.Technology -Not Applicable 7.Shift Day 8.Roles & Responsibilities Should...Shift work
- A company in the energy space is seeking a Compliance Analyst to support its regulatory and compliance activities. This role involves working with internal teams to help maintain established processes and support ongoing compliance efforts. Key Responsibilities Support...Work at office
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$16 per hour
COMPLIANCE INTERN Kennedy Capital Management LLC is a St. Louis-based, boutique investment firm with more than 40 years of experience in... ...equity markets. We are seeking a detail-oriented Compliance Analyst Intern to support our compliance function through data-driven...Hourly paySummer workInternshipWork at office- Norton Rose Fulbright is seeking a Compliance Analyst in St. Louis, Missouri. The role involves ensuring exemplary client service, conducting... ...package, including medical plans and paid time off, fostering a supportive workplace culture. #J-18808-Ljbffr Phase2 Technology
- ...What You'll Be Doing The Compliance Analyst I is responsible for testing policies and procedures for multiple broker-dealer affiliates... ...degree in related field or 2+ industry experience Systems & Technology Proficient in Microsoft Excel, Word, PowerPoint, Outlook...
- ...requirements and propose solutions Should have good communication skills Should be proactive in getting their tasks done Good to have Compliance experience but not mandatory Good to have experience with SOX and SOC2 but not mandatory Good to have experience working on cloud...
- ...assigned Knowledge, Skills, And Abilities (KSAs) Ability to complete required online credentialing training and maintain compliance with PIV‑II SmartID credential requirements Knowledge of ICAM and USAccess credentialing processes, including enrollment, activation,...Full timeContract workTemporary workFor contractorsLocal areaRelocationShift workNight shiftWeekend work
- Larson Maddox is seeking a Compliance Analyst to support regulatory and compliance activities in St. Louis, Missouri. The role involves working with internal teams to maintain compliance processes and support ongoing efforts. The ideal candidate will have 1-3 years of...
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$16 per hour
Kennedy Capital Management is seeking a Compliance Intern in St. Louis. This role involves supporting compliance functions, including data analysis, compliance monitoring, and client guideline testing. Candidates should be enrolled in a business-oriented major, possess...Hourly paySummer workInternship
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