Junior Legal Counsel

Job Description

Legal Counsel | Investment Management

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We are currently working with a leading investment management firm that is seeking a mid-level Legal Counsel to join its Legal & Compliance team.

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This is an excellent opportunity for an attorney with a strong registered funds and investment management background to work closely with business professionals on a broad range of legal, regulatory and product-related matters.

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Key Responsibilities:

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• Provide legal advice to internal business teams on investment management, registered funds, ETFs and related regulatory matters
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• Assist with SEC filings and ongoing updates to fund registration statements and offering documents
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• Draft and review prospectus supplements, regulatory disclosures and other fund documentation
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• Support fund board and committee meetings, including preparation of materials, memoranda and minutes
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• Draft, review and negotiate a variety of agreements, including investment management, distribution, intermediary, trading and vendor agreements
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• Assist with the launch and ongoing maintenance of investment products
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Requirements:

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• J.D. from an accredited law school and admission to at least one U.S. state bar
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• 2+ years of relevant legal experience
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• Strong experience with the Investment Company Act of 1940 and Investment Advisers Act of 1940
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• Background in registered investment companies, mutual funds, ETFs or related investment products
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• Experience drafting and negotiating commercial and investment management agreements
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Location: Boston or Chicago

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