Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Compliance Counsel - Investment Management

Research Affiliates LLC

A prominent investment management firm in California is seeking an experienced legal and compliance professional. This role involves providing strategic legal counsel, managing compliance programs, and ensuring adherence to regulatory frameworks. The ideal candidate will have a J.D. degree and 4-6 years of relevant experience in a legal/compliance role. The firm offers a flexible hybrid work model, education assistance, and other rewarding benefits including a discretionary bonus based on performance. #J-18808-Ljbffr Research Affiliates LLC

Vacancy posted 16 hours ago
Similar jobs that could be interesting for youBased on the Senior Compliance Counsel - Investment Management in Newport Beach, CA vacancy
  • $175k - $240k

    A leading investment management firm in Newport Beach is seeking a Vice President, Counsel - Legal Funds to provide legal support for U.S. registered funds and collective investment trusts. Candidates should have a Juris Doctor and 4-8 years of relevant experience in this... 
    Senior

    LGBT Great

    Newport Beach, CA
    16 hours ago
  •  ...legal advisor to support complex, multi-stakeholder projects. The ideal candidate will provide strategic legal counsel on development agreements and ensure compliance with regulatory standards. Applicants must hold a Juris Doctor, be licensed in California, and have at... 
    Senior

    Software Placement Group

    Newport Beach, CA
    1 day ago
  • $265k - $305k

     ...highly skilled and motivated Senior Vice President, Senior Counsel - Legal Funds to join our collaborative...  ...funds, ETFs, and collective investment trusts. You will play a lead...  ...the Funds Business Group, Compliance, Global Wealth Management, Account Management, and... 
    Senior

    LGBT Great

    Newport Beach, CA
    16 hours ago
  • $265k - $305k

    A global investment manager seeks a Senior Vice President, Senior Counsel in Newport Beach to deliver legal support for U.S. registered funds and collective investment trusts. This role involves drafting agreements, advising on regulatory matters, and working with senior... 
    Senior

    LGBT Great

    Newport Beach, CA
    16 hours ago
  • $265k - $305k

     ...public and private markets. We invest our clients’ capital across a range...  ...a highly skilled and motivated Senior Vice President, Senior Counsel - Legal Funds to join our...  ...including the Funds Business Group, Compliance, Global Wealth Management, Account Management, and... 
    Senior
    Flexible hours

    PIMCO Europe Ltd.

    Newport Beach, CA
    4 days ago
  • A global investment management firm is seeking an experienced Senior Vice President, Senior Counsel - Legal Funds in Newport Beach, CA. The role focuses on providing legal support for U.S. registered funds, requiring a J.D. and approximately 10 years of experience in the... 
    Senior

    PIMCO Europe Ltd.

    Newport Beach, CA
    4 days ago
  • $167.67k - $204.24k

     ...including your own. We're actively seeking a talented Senior Actuary to join our Life Profitability Management Team. This role is on-site 4 days per week and...  ..., using data driven analysis. Partner with Investments, Hedging and Finance to make decisions on rates... 
    Senior
    Work from home
    Relocation package
    Flexible hours
    1 day per week

    Pacific Life

    Newport Beach, CA
    1 day ago
  • $175k - $240k

     ...Vice President, Counsel – Legal Funds PIMCO is a global leader in active fixed...  ...public and private markets. We invest our clients' capital across a range...  ...including the Funds Business Group, Compliance, Global Wealth Management, Account Management, and Product Strategy... 
    Flexible hours

    PIMCO

    Newport Coast, CA
    5 days ago
  •  ...Role Mach Industries seeks a Senior Legal Counsel (Corporate) to serve onsite...  ...and execute M&A, strategic investments, joint ventures, and other...  ...maintenance. Design and manage Mach’s domestic and international...  ...and government contracting compliance, in coordination with... 
    Senior
    Work experience placement
    Local area

    Mach Industries

    Huntington Beach, CA
    1 day ago
  • $150k - $215k

     ...defense practice. § Title: Senior Associate / Counsel – Labor & Employment Defense Practice Area: Management-Side Labor & Employment...  ...afar. The firm heavily invests in its legal talent through...  ...on multifaceted workplace compliance and risk mitigation. ⨖ Collaborating... 
    Full time
    Immediate start

    Percy Towers

    Irvine, CA
    15 days ago
  • $146k - $194k

    Anduril Industries is hiring a Compliance Program Manager in Costa Mesa, CA. You will lead enterprise-level compliance initiatives to strengthen and scale supply chain operations within a defense environment. Your role involves partnering with various stakeholders to build... 
    Senior

    Slope

    Costa Mesa, CA
    1 day ago
  • BMO U.S. is seeking a specialist in customer service and portfolio management for lending services. The role involves managing lending proposals, advising clients, and identifying cross-selling opportunities. The ideal candidate has at least 7 years of relevant experience... 
    Senior

    BMO U.S.

    Newport Beach, CA
    1 day ago
  • $96.5k - $207.5k

    Fifth Third Bank is seeking a Commercial Senior Portfolio Manager in Costa Mesa, California. In this role, you will manage complex commercial client portfolios, provide credit analysis and recommendations, and serve as a mentor to junior staff. The position requires at... 
    Senior

    Fifth Third Bank

    Costa Mesa, CA
    3 days ago
  • $88k - $130k

    NACBA is looking for a Senior Transactional Paralegal to support attorneys in preparing and managing various transaction documentation. The role involves drafting, reviewing, and negotiating contracts, ensuring compliance, and assisting with due diligence. The ideal candidate... 
    Senior

    NACBA

    Newport Beach, CA
    1 day ago
  •  ...Costa Mesa, CA, is seeking an Associate Director to drive revenue strategy and improve operational efficiency. In this role, you will manage long-range planning processes, tackle complex challenges, and lead cross-functional teams to support business objectives. The ideal... 
    Senior

    Peskind Executive Search

    Costa Mesa, CA
    16 hours ago
  • Zero Impact Energy Group is looking for a Building & Operations Manager to oversee operational infrastructure, facilities, logistics,...  ...leadership and organizational skills. A firm understanding of compliance and logistics is essential. #J-18808-Ljbffr Zero Impact... 
    Senior

    Zero Impact Energy Group

    Newport Beach, CA
    16 hours ago
  • Pacific Asset Management, LLC is seeking a Senior Credit Associate for its Private Placement Investment team in Newport Beach, CA. This role focuses on conducting credit research, analyzing investment merits, and making recommendations to support the portfolio. The ideal... 
    Senior

    Pacific Asset Management, LLC

    Newport Beach, CA
    1 day ago
  •  ...Costa Mesa, CA Boardwalk Investments Group, LLC ("Boardwalk") is...  .... The Firm currently manages a commercial real estate portfolio...  ...providing strategic and practical counsel across acquisitions,...  ...managing legal risk, ensuring compliance with applicable real estate... 
    Work at office
    Local area

    Boardwalk IG Management LLC

    Costa Mesa, CA
    9 days ago
  •  ...Description Job Description Antitrust Of Counsel Attorney Direct Counsel is seeking an...  ...Justice and Federal Trade Commission Manage and support complex civil antitrust...  ...closely with clients on competition-related compliance, risk management, and enforcement issues... 

    Direct Counsel

    Costa Mesa, CA
    20 days ago
  • Pacific Asset Management, LLC is seeking a Senior Actuary to join their Enterprise Capital Management team in Newport Beach, CA. This role includes leading capital stress testing processes and enhancing methodologies, requiring an FSA with over 6 years of experience in... 
    Senior
    Work from home
    1 day per week

    Pacific Asset Management, LLC

    Newport Beach, CA
    4 days ago
  • $129k - $171k

     ...Industries in Costa Mesa, California is hiring a Sr. Federal Warehouse Manager to optimize warehouse operations and implement material...  ...SOPs, collaborating with various teams, and ensuring compliance with federal regulations. The compensation ranges from $129,00... 
    Senior

    Anduril Industries

    Costa Mesa, CA
    2 days ago
  • Pacific Asset Management, LLC is seeking a Senior Actuary (FSA) to join the Enterprise Valuation Fixed Annuity Projections team. This role involves leading actuarial projections, preparing thorough analyses, and collaborating with various stakeholders. The ideal candidate... 
    Senior

    Pacific Asset Management, LLC

    Newport Beach, CA
    16 hours ago
  • Pacific Asset Management, LLC in Newport Beach is seeking a skilled Senior Credit Analyst for its Private ABS Team. You'll evaluate and manage investment opportunities suitable for securitizations within Pacific Life’s account. The ideal candidate will have 2-5 years of... 
    Senior
    Flexible hours

    Pacific Asset Management, LLC

    Newport Beach, CA
    1 day ago
  • Pacific Asset Management, LLC is seeking a Senior Actuary for its Life Profitability Management Team in Newport Beach, CA. This role involves managing the inforce life insurance block and analyzing profitability trends. You will collaborate with various departments and... 
    Senior

    Pacific Asset Management, LLC

    Newport Beach, CA
    16 hours ago
  • $205k - $305k

    A leading investment management firm in Newport Beach is seeking a Trader for Investment Grade Credit. The candidate will trade significant...  ...risk management, developing trading strategies, and ensuring compliance with guidelines. Ideal candidates should have an MBA/CFA... 
    Senior

    PIMCO Europe Ltd.

    Newport Beach, CA
    16 hours ago
  • Pacific Asset Management, LLC is seeking a Senior Actuary in Newport Beach, CA, to lead critical enterprise finance and actuarial projects. Candidates should have a Bachelor's in actuarial science, an FSA designation, and at least 6 years of actuarial experience. Responsibilities... 
    Senior

    Pacific Asset Management, LLC

    Newport Beach, CA
    16 hours ago
  • $148.23k - $181.17k

    A leading investment and asset management firm seeks a Lead Data Engineer to accelerate data initiatives in Newport Beach, CA. The role includes building scalable data solutions, collaborating with stakeholders, and managing production systems. Candidates should have over... 
    Senior

    Pacific Asset Management, LLC

    Newport Beach, CA
    16 hours ago
  • PIMCO is seeking a Senior Associate to ensure operational excellence in regulatory reporting...  ...mindset and excellent project management skills. Located in Newport Beach, CA, the...  ...Finance and at least 3 years of experience in investment management or financial services. Join a... 
    Senior

    LGBT Great

    Newport Beach, CA
    2 days ago
  • A defense technology company in Costa Mesa seeks a Senior Systems Analyst for Cost & Receipt Accounting with a strong...  ...Fusion. Responsibilities include overseeing cost management configurations, ensuring compliance with accounting standards, and resolving discrepancies... 
    Senior

    Anduril Industries, Inc.

    Costa Mesa, CA
    2 days ago
  • $100k - $112.5k

    PIMCO Europe Ltd. is hiring a Senior Associate in Newport Beach, CA, specializing in Fund...  ...reporting to U.S. regulators and managing outsourced reporting. The ideal candidate...  ...Finance and at least 3 years of experience in investment management or financial services,... 
    Senior

    PIMCO Europe Ltd.

    Newport Beach, CA
    16 hours ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Compliance Counsel - Investment Management. Be the first to apply!