Compliance Associate - Rockford, IL

Our Compliance Associate role offers a unique opportunity to learn from experienced industry professionals while gaining hands‑on exposure to regulatory oversight, compliance testing, audits, and firm‑wide compliance initiatives. We're seeking a detail‑oriented and motivated professional who thrives in a fast‑paced environment and is eager to build a long‑term career in financial services compliance! Hybrid Work This is a hybrid position, requiring team members to work from a Savant office at least three days per week. Candidates must reside within a commutable distance of a Savant office and be able to reliably commute for in‑office collaboration and training. The Compliance Associate is responsible for assisting in the administration of the firm's compliance program to meet regulatory requirements. The role is ideally suited for an individual who is eager to learn and thrives in a fast‑paced environment. Responsibilities Assist in the day‑to‑day operation of the Compliance Program Perform testing and audits to support the surveillance of the firm’s compliance policies Assist with personal securities monitoring Assist in the preparation of data needed for routine regulatory filings Assist with proxy voting administration Be a conduit for discovering or the internal reporting of alleged violations of rules, regulations, policies, procedures, and Code of Ethics Monitor, and as necessary, coordinate compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends Ensure proper reporting of violations or potential violations to the CCO Assist in any external examinations performed by regulators Assist in preparing data requested by auditors for surprise custody exam and annual CEFEX renewal Maintain team approach by assisting and filling in for others Qualifications Education Bachelor’s degree from an accredited college or university in finance, business administration or related field. Experience One to three years of experience, preferably in an operations or compliance role in the financial services industry. Preferred Qualifications Willing to pursue and obtain Investment Adviser Certified Compliance Professional (IACCP), Certified Regulatory and Compliance Professional (CRCP) or similar professional designation. What Sets Savant Apart Collaborative, integrated model across advisory, tax, and planning—no silos Growth‑oriented firm, offering meaningful opportunities for career development and long‑term impact Values‑driven culture, grounded in excellence, integrity, lifelong learning, respect, growth, and servant leadership Majority employee‑owned, giving our team a shared stake in our long‑term success The Perks At Savant, we invest in our people—supporting both their well‑being and long‑term growth. We take a market‑based approach to compensation. The expected base hourly range for this role is $24.00 - $33.00 an hour , final pay determined by experience, skills, and location. This role may also be eligible for additional incentive compensation based on responsibilities and performance. Core Benefits (Effective Day One) Medical, dental, and vision coverage with multiple plan options Health Savings Account (HSA) or Flexible Spending Account (FSA) Company‑paid life insurance, AD&D, and disability coverage Financial & Long‑Term Rewards 401(k) with company match (Roth and Traditional options) Team‑based incentive opportunities and recognition program Time Away & Flexibility Generous paid time off, plus at least 10 paid holidays Annual “Savantiversary” day Summer Hours (shorter work weeks during the summer) Parental leave, personal leave, and other life‑event support Well‑Being & Everyday Perks Employee Assistance Program (EAP) Wellness reimbursements (e.g., gym memberships) Flexible “Dress for Your Day” approach All applicants must be authorized to work for any employer in the U.S. We are unable to sponsor or take over sponsorship of an employment Visa at this time. We are not accepting unsolicited resumes from agencies or search firms for this job posting. Savant Capital LLC, is an Equal Opportunity Employer #J-18808-Ljbffr Savant Wealth Management