Marketing Compliance Officer
Full-time
Arrow Search Partners
Our client, a mulit-strategy investment management firm, is looking to add a compliance officer to support their marketing compliance initiative. This role will also provide an opportunity to work on generalist compliance responsibilities such as testing and surveillance as well.
Responsibilities:
- Act as a key resource on regulatory requirements under the Investment Advisers Act, including the SEC Marketing Rule, and provide guidance on matters impacting marketing and investor communications.
- Monitor and interpret new and evolving regulatory requirements, evaluating their potential business and operational implications.
- Provide compliance and regulatory review of marketing and fundraising materials for identifying and mitigating legal, regulatory, and reputational risks.
- Collaborate with Legal and business stakeholders to support the design, launch, and ongoing management of new products and investment strategies.
- Support code of ethics, surveillance, testing and other compliance initiatives.
Requirements
- Bachelor's Degree
- Series 7 and 24 preferred
- 2-6 years of compliance experience
- Experience at an investment management firm
Vacancy posted 19 hours ago
Similar jobs that could be interesting for youBased on the Marketing Compliance Officer in New York, NY vacancy
- ...detail-focused professional to own maintain compliance program and run our appraisal desk. The... ...training. Review advertising and marketing, keep the complaint log and support vendor... ...Monday and Thursday at our Flushing, Queens office. work remotely for the rest of the week....SuggestedTraineeshipWork at officeRemote work
Exponential Mortgage
New York, NY3 days ago $180k - $225k
...Job Description The CUSO Compliance Risk Management Officer will support the BPCE/Natixis Combined U.S. Operations (CUSO) and CIB Compliance teams... ...services, including wholesale banking products and markets such as project finance, aviation finance, trade finance...SuggestedWork at officeLocal areaImmediate startNatixis Corporate & Investment Banking
New York, NY3 days ago- ...completion. Your attention to detail, follow-through, and ability to identify and resolve issues will help ensure timely onboarding and compliance with licensing, accreditation, and regulatory requirements. Summary of Responsibilities: Manage credentialing and enrollment data...Suggested
JCCA
New York, NY3 days ago - ...BerryDunn is seeking a Credentialing Specialist to join our Healthcare Compliance and Credentialing Practice Area. Under the supervision of the Credentialing leadership team, the Credentialing Specialist will manage all aspects of credentialing and re-credentialing, including...SuggestedRemote work
BerryDunn
New York, NY2 days ago - ...recredentialing process for dental providers, ensuring accurate records, compliance with dental plan and regulatory requirements, timely... ...of all requirementsMaintain accurate, up-to-date provider and office records across credentialing databases, systems, and network participation...SuggestedWork at officeRemote work
SGA Dental Partners
New York, NY2 days ago - ...BerryDunn is seeking a Credentialing Specialist for our Healthcare Compliance and Credentialing Practice Area. This remote role involves... ...Requirements include 2–3 years of healthcare credentialing experience, MS Office proficiency, and strong attention to detail. Travel is minimal....Remote work
BerryDunn — Assurance, Tax and Consulting
New York, NY2 days ago $56k - $61k
...BerryDunn is seeking a Credentialing Specialist to join our Healthcare Compliance and Credentialing Practice Area. Under the supervision of the... ...attention to detail and quality Proficiency with Microsoft Office suite (Word, Outlook, Teams) and Adobe; Excel preferred...Work at officeRemote workBerryDunn — Assurance, Tax and Consulting
New York, NY2 days ago$30 per hour
...and monitor all credentialing/background checks, while maintaining accuracy and data integrity. Responsible for interpretation and compliance with the appropriate accrediting and regulatory agencies, while developing and maintaining a working knowledge of the statues and...Hourly payDiverse Lynx
New York, NY4 days ago- A leading credentialing service provider is seeking a remote Credential Specialist to handle day-to-day provider credentialing, licensing, and payor enrollment. Key responsibilities include processing applications, conducting research on licensure requirements, and communicating...Remote work
Talentmatics
New York, NY1 day ago $30 - $37 per hour
...solution. As a Credentialing Specialist at BetterHelp, you’ll join a diverse team of clinicians, engineers, product pros, creatives, marketers, and business leaders who share a passion for expanding access to therapy. You’ll have the opportunity to make an immediate impact...Full timeWork experience placementImmediate startRemote workBetter Help
New York, NY2 days ago- ...recredentialing process for dental providers, ensuring accurate records, compliance with dental plan and regulatory requirements, timely... ...of all requirements* Maintain accurate, up-to-date provider and office records across credentialing databases, systems, and network participation...Full timeWork at officeRemote work
SGA Dental
New York, NY19 hours ago - ...applications and supporting documentation to ensure eligibility and compliance. Conduct thorough background investigation, research and... ...and provider files. Proficient with data entry, MS Office Suite (Word, Excel, Outlook, PowerPoint), and Symplr credentialing...Monday to FridayShift workDay shift
LE002 Amboy Medical Practice, P.C.
New York, NY3 days ago - ...practitioners meet the highest standards of qualification and compliance. Under general supervision, you'll manage all credentialing and... ...practitioner information Submit completed files to MSO offices and delegated entities in compliance with all requirements Build...Remote work
Henry Ford Health
New York, NY2 days ago $50k - $70k
...re-attestations every 120 days. Conduct thorough background checks and verify education, training, and work history to ensure compliance with NCQA and CMS standards. Update and maintain accurate provider data within internal systems (TLOS and Healthy) to ensure the...Remote workTotal Life Inc.
New York, NY2 days ago$25.96 per hour
...ensure efficiency and accuracy within the Credentialing Program using the audit tool Assist with annual external CVO audits to ensure compliance with the delegated credentialing agreement using the audit tool Work with Credentialing Manager and Enterprise clients to provide...Hourly payWork experience placementLive inLocal areaRemote workWorldwideMonday to FridayFlexible hoursRemote Jobs
New York, NY1 day ago- ..., completes and submits credentialing applications and ensures compliance with payer, regulatory, and organizational requirements. The Credentialing... ...of sensitive information. Proficiency with common office and collaboration tools (e.g., spreadsheets, document management...Full timeWork at officeRemote work
Independent Practice MSO LLC
New York, NY4 days ago - Remote Credentialing Specialist (Provider Credentialing) Get providers credentialed and in-network - CAQH, PECOS, Medicaid and commercial panels - and track every application until there is a confirmed effective date. A practice cannot bill a payer it isn't enrolled with...Remote work
CredSpun LLC
New York, NY3 days ago $50k - $60k
Job Title Remote Credentialing Specialist Location Remote Salary Range $50,000 - $60,000 per year Must Haves ~2+ years of provider credentialing experience ~ Experience working at or with a CVO (Credentialing Verification Organization), understanding...Full timeRemote workInsight Global
New York, NY2 days ago- Join Equum Medical and be a driving force in revolutionizing acute care telehealth. As an innovative leader in the healthcare technology industry, Equum Medical is dedicated to transforming how patients access critical medical services. Our cutting-edge telehealth solutions...For contractorsRemote workFlexible hours
Equum Medical
New York, NY3 days ago - ...compassionate care to some of the state's most vulnerable and underserved residents. Founded in 1999, we’ve grew from a single primary care office into a network of 50+ locations offering urgent care, primary care and specialty services, from women’s health to endocrinology and...
Essen Health Care
New York, NY1 day ago - ...for ensuring healthcare providers meet security, regulatory and compliance standards through accurate and timely verification processes.... ...packages for review by the customer’s Security & Credentialing Office. Managing timelines and processing, and handling customer expectations...Full timeTemporary workLocal areaImmediate startFlexible hours
Planned Systems International
New York, NY19 hours ago - ...investment firm, is seeking an Associate Director to join its Compliance team in New York. This individual will take ownership of several... ...Responsibilities Own the end-to-end review and approval of marketing and advertising materials, including pitch decks, whitepapers,...Full time
Fernridge Group
New York, NY19 hours ago - ...Senior Compliance Officer We are seeking a compliance officer to join our growing team. This position is starting on a temporary basis with... ...adviser managing a diverse platform across both public market strategies (e.g., equities, fixed income) and private market...Permanent employmentTemporary work
Northbound Executive Search
New York, NY5 hours ago - ...Investment Banking Equity Derivatives Compliance Officer Role: ~ Capital Markets Compliance Advisory Experience : Equities Compliance, Equity Derivatives, Futures, Capital Markets Compliance, Broker-Dealer Compliance, Front Office Advisory ~ Regulatory Expertise (...
LevelUP HCS
New York, NY2 days ago $120k - $140k
...AVP, Fixed Income Compliance Officer Location: New York, NY This position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate will assist with compliance...Full timeJefferies
New York, NY2 days ago- ...Responsibilities: Acts as a strategic compliance resource to business units, delivering practical guidance and risk-focused recommendations across operational activities, products, and customer offerings. Interprets applicable banking requirements and regulatory...Full time
Partnership Employment
New York, NY1 day ago - ...Position Summary The Consumer Compliance Officer is responsible for overseeing and strengthening the bank's consumer regulatory compliance... ...retail banking leadership. Review new products, services, marketing materials, customer communications, disclosures, and...Full time
JCW Group
New York, NY3 days ago $175k - $200k
...Jefferies is looking to hire a Compliance Officer into its Global Control Group, IB and Research Compliance team. This is an exciting opportunity to join a fast-growing business and work in a dynamic role with broad exposure to Jefferies Investment Banking and Research...Full timeJefferies
New York, NY27 days ago- ...Our client, a global hedge fund, is looking for a Senior Compliance Officer to join their team to support generalist compliance responsibilities. This role will play a critical role in advising the business on key initiatives while holding oversight of the compliance...Full time
Arrow Search Partners
New York, NY1 day ago - ...leading investment management firm is seeking an experienced Compliance Officer to oversee regulatory compliance across its trading... ...new investment strategies, financial instruments, and trading markets. Lead initiatives to improve surveillance technology, automated...Full time
Madison-Davis, LLC
New York, NY1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Marketing Compliance Officer. Be the first to apply!
Related searches
- interactive marketing manager New York, NY
- education marketing manager New York, NY
- marketing manager New York, NY
- senior email marketing manager New York, NY
- marketing outreach manager New York, NY
- director strategic marketing New York, NY
- marketing manager healthcare New York, NY
- market sales manager New York, NY
- director capital markets New York, NY
- partner channel marketing manager New York, NY