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Investment Management Counsel

Axiom

This opportunity was posted more than 30 days ago and no application deadline was provided. You can explore active listings below. Investment Management Counsel A Organising Institution / Firm Axiom Not Specified by Organiser United States / North Charleston, SC Not Specified JD degree, licensed to practice law, and 6+ years of experience in investment advisory, wealth management, or fiduciary compliance. Job Full Opportunity Brief Title: Investment Management Counsel Category: Jobs Organiser: Axiom Description: Axiom is seeking an Investment & Wealth Management Counsel to join its Financial Services team. The successful candidate will provide expert legal advice on investment advisory, fiduciary obligations, and wealth management matters. Responsibilities include drafting and negotiating investment advisory and trust agreements, ensuring compliance with SEC and FINRA regulations, and advising on the Investment Advisers Act of 1940. The role involves collaborating with internal compliance and financial teams to manage legal matters for clients in the financial services and private wealth sectors. Eligibility: Applicants must hold a Juris Doctor (JD) and be licensed to practice law in an applicable jurisdiction. A minimum of 6 years of experience advising on investment advisory, wealth management, or fiduciary compliance is required, along with a strong understanding of SEC and FINRA regulations. Deadline: Not specified Location: United States / North Charleston, SC Fees: None Contact Information: View email address on click.appcast.io #J-18808-Ljbffr Axiom

Vacancy posted 4 days ago
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