Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Audit & Controls Manager: Regulatory Exams & QA

Hobbsnews

Bank of America in Chicago, IL seeks an Audit & Regulatory Exams Business Control Manager to lead internal audit and regulatory engagements across Global Risk Analytics. You will design, test, and strengthen controls, oversee QA practices, and guide teams through complex regulatory processes. The role requires extensive experience in financial services audits, strong risk governance knowledge, and the ability to influence stakeholders. #J-18808-Ljbffr Hobbsnews

Vacancy posted 8 hours ago
Similar jobs that could be interesting for youBased on the Audit & Controls Manager: Regulatory Exams & QA in Charlotte, NC vacancy
  •  ...comprehensive reviews, specialized analysis, audits and/or initiatives with a yearly time...  ...Serves as a source of advice to senior management in field of specialty; may lead team(s)...  ...### Experience leading recurring risk and control programs e.g., RCSA/pRCSA cycles, risk... 
    Suggested

    TD Bank

    Charlotte, NC
    2 days ago
  • SMBC is seeking a Regulatory Reporting Quality Assurance VP in Charlotte, NC. This role requires significant expertise in regulatory reporting...  ...7+ years of experience in regulatory reporting and internal control assessment. The position involves mentoring Associates and... 
    Suggested

    SMBC

    Charlotte, NC
    3 days ago
  • Jobtailor in Charlotte, NC is seeking an Internal Audit Associate to assist the Senior Auditor in...  ...compliance. You will present findings to peers and management, collaborate with cross-functional teams to strengthen controls and governance, and help maintain policy... 
    Suggested

    Jobtailor

    Charlotte, NC
    2 days ago
  • Columbus McKinnon in Charlotte, NC seeks a motivated self-starter for an internal audit role focused on Sarbanes-Oxley control processes across divisions. You will support the Senior Auditor in scope development, procedures, and testing. The position requires strong written... 
    Suggested

    Columbus McKinnon

    Charlotte, NC
    3 days ago
  • Compass Group USA is seeking an Internal Auditor to join our audit team, focusing on financial audits complemented by operational, compliance...  ...You will work with experienced auditors to evaluate processes, controls, and systems, identifying risks and opportunities and... 
    Suggested

    Compass Group USA

    Charlotte, NC
    3 days ago
  •  ...Auditor for a remote role, traveling up to 30% to business units across the US. You will lead financial and operational audits, enhance risk-based controls, and leverage data analytics and AI tools to boost coverage and efficiency. Ideal candidates hold a Bachelor’s degree... 
    Remote job

    Compass Group USA

    Charlotte, NC
    1 day ago
  • $138.1k - $157.7k

     ...Audit Manager: Corporate Compliance Audit (Hybrid)Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed... 
    Full time
    Part time
    Local area
    3 days per week

    Capital One

    Charlotte, NC
    2 days ago
  •  ...financial institution supporting complex regulatory and risk-management initiatives across commercial and...  ...teams, risk specialists, developers, QA professionals, and senior leadership...  ...opportunities to improve efficiency, controls, data quality, and reporting. Present... 

    Axiom Path

    Charlotte, NC
    1 day ago
  • $138.1k - $157.7k

     ...Audit Manager: Corporate Compliance Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed... 
    Full time
    Part time
    Local area
    3 days per week

    Capital One Financial Corp

    Charlotte, NC
    3 days ago
  • A leader in quality management services is seeking a Quality Control Manager in Charlotte, North Carolina. This role is vital for ensuring compliance with quality standards across various sites. Qualified candidates should have over 3 years of relevant experience, excellent... 
    Contract work

    Tigua Inc.

    Charlotte, NC
    4 days ago
  • $181.8k - $207.5k

    Director, Audit- Compliance Overview: Capital One’s Audit function...  ...and skills, providing management with insight into their area...  ...understand the business and its control environment. You believe insight...  ...Manager (CRM), or Certified Regulatory Compliance Manager (CRCM) Experience... 
    Full time
    Part time
    Local area

    Capital One National Association

    Charlotte, NC
    3 days ago
  • TD is seeking an Audit Manager II in Charlotte, NC to lead the U.S. Financial Crimes Regulatory Issue Validation Audit function. The role oversees design and operational testing related to regulatory issues, with responsibility for planning, budgeting, and timely execution... 

    TD

    Charlotte, NC
    1 day ago
  • U.S. Bank in Charlotte, NC seeks a Risk, Compliance & Audit (RCA) Manager to oversee risk assessments for the WCIB line. The role ensures operational...  ...framework requirements. The RCA Manager leads risk and control assessment activities, maintains records, and coordinates... 

    U.S. Bank

    Charlotte, NC
    2 days ago
  •  ...Must Have skills: Testing Lead/manager with Automation and banking...  ...preparation and conduction of Quality Control and Quality Assurance for...  ...experience conducting testing audit and governance activities to...  ...testing with at least 2 years being QA Lead Specialist At least... 
    Work experience placement
    Remote work

    Apex Informatics

    Charlotte, NC
    4 days ago
  • Alpitronic Americas is seeking an experienced Accounting & Controlling Manager to lead core accounting, cost accounting and financial reporting for our U.S. operations in Charlotte. This is a hands-on leadership role that partners with Operations, Sales and executive leadership... 

    Alpitronic

    Charlotte, NC
    2 days ago
  • $50 - $70 per hour

     ...Acquisition, Global Sourcing, Talent Management, Communication, BFSI, Sourcing...  ...-Driven… Role: Test Manager/ QA Manager Location: Charlotte,...  ...maintain documentation for audit and compliance purposes....  ...$110,000.00 1 day ago Quality Control- Shift 1B (Thursday to Saturday... 
    Contract work
    Work at office
    Shift work
    Weekend work

    Mindlance

    Charlotte, NC
    17 hours ago
  • $112k - $210k

     ...line of defense Compliance Risk Management function, the Risk Evaluation...  ...the adequacy of operational controls and processes in mitigating...  ...operations and compliance with regulatory requirements. Individuals...  ...have a strong understanding of audit and/or testing concepts and apply... 
    Full time
    Work at office
    Flexible hours
    Shift work

    KeyBank

    Charlotte, NC
    4 days ago
  •  ...problem-solving define this collaborative executive team. LOCATION Charlotte, North CarolinaWHAT THEY OFFER YOUA highly visible Controller role partnering directly with the CFO and senior leadership team. The chance to lead accounting within a private equity-backed business... 
    Shift work

    AccruePartners

    Charlotte, NC
    4 days ago
  •  ...Andritz Hydro Corp is seeking a Finance Controller to lead core activities and drive financial...  ...and forecasting, and cash flow management in a project-driven EPC environment. The...  ...reconciliations; support internal and external audits; ensure compliance with IFRS and company... 
    Worldwide

    Andritz

    Charlotte, NC
    4 days ago
  • Job DescriptionFinancial Controlling Services ManagerAbout the RoleWe...  ...Financial Controlling Services Manager to lead the financial...  ...stakeholders.Technical Accounting, Audit & ComplianceProvide guidance...  ...procedures.Ensure compliance with regulatory requirements, internal... 
    Full time

    Electrolux

    Charlotte, NC
    1 day ago
  • $86.84k - $139.36k

     ...and scalable compliance risk management function. As part of our...  ...Lending, specifically related to regulatory compliance monitoring. This...  ...including inquiries, audits, and exams Identifies and leads problem...  ...lines, corporate and/or control functions and promotes alignment... 
    Work experience placement
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank Group

    Charlotte, NC
    4 days ago
  •  ...Capital One’s Audit function is a dedicated group of professionals focused on delivering...  ...to understand the business and its control environment. Believes insight and objectivity...  ...of Capital One’s governance, risk management, and internal control processes. Possesses... 
    Local area
    3 days per week

    Capital One

    Charlotte, NC
    1 day ago
  • We are seeking an experienced E2E Testing Control Tower Lead to provide centralized...  ...coordinating project intake, prioritization, QA/UAT planning, resource allocation, test environments...  ...strong testing governance and program management experience, with the ability to... 

    Phyton Talent Advisors

    Charlotte, NC
    3 days ago
  •  ...people, customers, and our communities. Audit and assurance services are provided by Elliott...  ...firm.We are looking for an Audit Senior Manager with Real Estate experience to join our...  ...business and audit processesDirect and control engagement planning process to successful... 
    Full time
    Contract work
    Work at office
    Flexible hours

    Elliot Davis

    Charlotte, NC
    2 days ago
  •  ...Associates, Inc. in Charlotte, NC is seeking an Assistant Controller to support the Fund Solutions Division. You will manage daily accounting operations for hedge, private...  ...to ensure accurate financials, support year-end audits, and contribute to process improvements in a fast... 

    Bell & Associates, Inc.

    Charlotte, NC
    4 days ago
  •  ...traded organization, creating additional exposure to public-company reporting, controls, and financial processes . You`ll work closely with the CFO, executive leadership, Project Managers, and an experienced accounting team across contracts, payroll, AP, GL, and... 
    Remote work

    AccruePartners

    Matthews, NC
    22 hours ago
  • $101k - $203k

     ...why there’s nowhere like RSM.Position OverviewAs a Manager in RSM’s expanding Process Risk and Controls Practice, you will play a key role in helping clients...  ...trends, and leading practicesPartner with internal audit teams, chief risk officers, SOX program leaders, and... 
    Full time
    Work experience placement
    Internship
    Local area
    Remote work
    Flexible hours

    RSM International

    Charlotte, NC
    3 days ago
  • TD Bank recrute un professionnel expérimenté en audit pour apporter des conseils et une assistance dans les processus bancaires. Le candidat idéal doit posséder un diplôme de premier cycle et avoir au moins 3 ans d'expérience dans le domaine. Des compétences en gestion... 

    TD Bank

    Charlotte, NC
    17 hours ago
  •  ...CBRE Quality and Compliance Sr. Manager, you will be responsible for...  ...Compliance Manager will lead all QA related initiatives at the...  ...Good Documentation Practices Auditing of Facility Maintenance Staff...  ...authoring deviations, change controls and Corrective Actions Development... 
    Work at office
    Visa sponsorship
    Monday to Friday

    CBRE

    Charlotte, NC
    3 days ago
  •  ...Corporate Controller Charlotte, North Carolina, United States CPI Security is looking...  ...the Corporate Controller are to: Manage all operational entities within the Accounting...  ...financial and tax initiatives and audits Knowledge, Skills and Abilities Required... 
    Temporary work
    Work at office

    CPI Security

    Charlotte, NC
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Audit & Controls Manager: Regulatory Exams & QA. Be the first to apply!