VP, Private Wealth Compliance & Regulatory Risk
Goldman Sachs Bank AG
Goldman Sachs Global Compliance seeks a VP for Private Wealth Management Compliance based in Miami. The role focuses on surveillance, regulatory adherence, and client suitability across PWM activities, collaborating with Legal, Compliance and Operations to ensure policy-compliant guidance and execution. The ideal candidate brings 5+ years of financial compliance experience, strong communication skills, and the ability to manage multiple priorities in a fast-paced environment. #J-18808-Ljbffr Goldman Sachs Bank AG
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance... ...compliance groups. This supports the Private Wealth Management Business. Private Wealth...PrivateRiskRegulatoryFull timeTemporary workWork at office
- Leading the future of Wealth Management compliance data, the KYC Data Product team builds and operates... ...that power client onboarding, regulatory compliance, and risk management at scale. Job... ...leading investment management and private banking solutions. Asset Management...PrivateRiskRegulatory
$130k - $160k
...Global Family Office Compliance Team is seeking a senior... ..., operations, and regulatory reporting responsibilities... ...to identify emerging risks, strengthen controls,... ...Experience with retail wealth management, brokerage... ...Supervision, Operations, Private Advisors, and business...PrivateRiskRegulatoryWork at officeLocal area- ...AnnuallyIndustry Fund Administration;Private Equity;Real EstateSelling Points Lead... ...relationships and service offerings.Ensure compliance with regulatory requirements, KPIs, and service level... ...operational excellence.Contribute to risk management programs and quality...PrivateRiskRegulatoryWork at office
$90k - $120k
...TypeFull Time Your roleThe Risk and Liquidity Manager... ...the core offerings to wealth management clients,... ...both public and private market exposures.• Support... ...Collaborate with investment and compliance teams to support risk... ...best practices, regulatory developments, and...PrivateRiskRegulatoryFull timeFlexible hours- ...financial needs. As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will be... ...active participation in Risk Management procedures,... ...unit, and complying with regulatory requirements. You will... ...operational procedures and compliance requirements (e.g....RiskRegulatory
- We are a privately-held, family-owned investment firm. Our... ...investment management and wealth planning solutions as... ...and sales, insurance and risk management, public finance... ...investment vehicles, regulatory oversight, investor education and compliance standards Learn the fundamentals...PrivateRiskRegulatory
$155.6k - $306.8k
Position Summary Private Equity M&A Strategy & Diligence Manager... ...value drivers and deal risks that can affect price or structure... ...issues brought on by regulatory changes, competition, globalization... .... Our clients include asset, wealth, and investment advisers and...PrivateRiskRegulatoryOdd jobWork experience placementLocal area- Private Wealth Management Intern (Summer 2027) ABOUT STEPHENS We are a privately... ...and sales, insurance and risk management, public finance and private... ...experience with investment vehicles, regulatory oversight, investor education and compliance standards Learn the fundamentals...PrivateRiskRegulatorySummer workInternship
$189.2k - $372.9k
Position Summary Private Equity M&A Strategy & Diligence Senior... ...value drivers and deal risks that can affect price or structure... ...issues brought on by regulatory changes, competition, globalization... .... Our clients include asset, wealth, and investment advisers and...PrivateRiskRegulatoryOdd jobWork experience placementLocal area- ...partner within Asset & Wealth Management (AWM)... ...help shape the future of risk and control management... ...business, operations, legal, compliance, risk, audit,... ...Familiarity with fiduciary regulatory requirements (e.g.,... ...investment management and private banking solutions....PrivateRiskRegulatoryWork at officeShift work
- ...and manages operational, regulatory, and reputational risks. In support of operational... ...to identify and mitigate compliance and operational risks.Contribute... ...J.P. Morgan Asset & Wealth Management delivers industry... ...investment management and private banking solutions. Asset Management...PrivateRiskRegulatoryWork at office
$129.84k - $194.76k
...matter authority within Citi Wealth, purposefully positioned at the... ...alignment for global tax regulatory regimes impacting UHNW clients... ...resolution, and reputational risk management.This position is intentionally... ...‑making, and ensure tax compliance is embedded seamlessly into...RiskRegulatoryFull time$170k - $300k
..., Banking, Functions, Wealth, US Commercial Cards,... ...innovation, and robust risk management to anticipate... ..., including Citi Private Bank, Citi Gold, and Wealth... ...This highly scalable, regulatory-compliant platform... ...risk. Ensure absolute compliance with global laws, regulations...PrivateRiskRegulatoryFull timeWork at officeRemote work- ...Description Job Description As a Wealth Management Advisor through... ...the highest ethical and compliance standards. Responsibilities... ...reviews and assess clients’ risk tolerance and investment... ...Stay informed on market trends, regulatory updates, and firm product...RiskRegulatoryLocal area
$163k - $237k
...will serve on Chubb's Global Analytics Risk Cohorts team, bringing advanced expertise... ....Ensure analytics solutions comply with regulatory, data privacy, and internal standards.Report... ...to equal employment opportunity and compliance with all laws and regulations pertaining...RiskRegulatoryLocal area- ...us in shaping the future of wealth management advisory... ...advisors to use across the U.S. Private Bank and U.S. Wealth channels... ...Middle Office/Operations, Risk, Legal and Compliance to transform both the operating... ..., design, and control/regulatory features in collaboration with...PrivateRiskRegulatoryWork at office
- ...THE ROLE This is a Wealth Advisor seat on the firm’s flagship team, working... ...optimization analysis Flag legal, tax, regulatory, insurance, and licensing risks and requirements across entity... ...company financial analysis M&A advisory, private equity, investment banking, equity...PrivateRiskRegulatoryWork at office
- ...leadership to guide product development, regulatory strategy, commercial distribution,... ...AccountabilitiesWork cross‑functionally with leaders in compliance, operations, product development, and... ...with the ability to balance legal risk with operational and strategic realities...RiskRegulatoryFull timeTemporary workWork at office
- ## Manager, Wealth Business Controls - Mount Laurel, NJApplyremote type: On Sitelocations... ...execution and administration of key regulatory, supervisory, and risk management programs across TD Wealth... ...a liaison with business partners, Compliance, Legal, Risk, Operations, and Human...RiskRegulatoryWork at office
- ...enterprise QA strategy across business units. This executive collaborates with senior management on global regulatory shifts and mitigates complex compliance risks for medical devices and companion diagnostics. The role champions a quality-first culture, ensuring QMS...RiskRegulatoryShift work
- ...Compliance Risk Management Lead Vice President Bring your expertise to JPMorgan Chase. As... ...oversight of the business and expertise on regulatory compliance matters. Job... ...regulatory support to the J.P. Morgan Wealth Management broker-dealer (J.P. Morgan Securities...RiskRegulatory
$200k - $240k
Under the supervision of the Chief Compliance Officer, the Vice President of Compliance is... ...clinical and operational practices compared to regulatory requirements. The Vice President of... ...(internal and external) to address risk areas identified. Essential Functions and...RiskRegulatoryTemporary workWork experience placementRemote workRelocationFlexible hoursNight shift- tms, Chicago-based, seeks a VP, Global Compliance Lead to centralize regulatory, environmental, safety, and client/brand-mandated standards across the global packaging and supplies portfolio. You will build a single source of truth and govern policy across markets, ensuring...RiskRegulatory
- Join our dynamic team to navigate complex risk landscapes and fortify technology... ...aligned aspects of Governance, Risk, and Compliance in line with the firm's standards. Leverage... ...Services team and ensure compliance with regulatory obligations and industry standards.Job responsibilitiesAssess...PrivateRiskRegulatory
- VP, Enterprise Transformation - Alpharetta, GA Job Description... ...— surfacing progress, risks, and trade-offs early and clearly... ...a culture of quality and regulatory compliance, respecting the deep industry... ...initiatives, ideally within a private-equity-backed or highly...PrivateRiskRegulatoryWork at officeImmediate start3 days per week
- ...join our Consumer Community Banking, Wealth Management Internal Audit team. This... ...management, other control groups (i.e. risk management, compliance, fraud prevention), external auditors... ...industry trends, external news and regulatory changes, and analyze the impact to the...RiskRegulatory
$94k - $112k
Strategic Markets VP II, OSF page is loaded## Strategic Markets... ...sheets be able to articulate the risk profile and subsequent... ...business development. Maintain compliance with internal policies and procedures... ...previous commercial lending, private or business banking,...PrivateRiskInternshipWork at officeLocal area- ...customers? Join the JPMorgan Private Business Practices Team, where... ...Community Bank and Asset & Wealth Management Lines of Businesses... ...processes and controls to maintain compliance by partnering with... ...within the Business, Legal, Risk, Controls and Compliance. Project...PrivateRiskPrivate practiceShift work
- The Banking and Wealth Management team for Consumer and Community Banking is looking for... ...to ensure executive-ready insights across regulatory & SEC management reporting. As a Vice President... ...product, technology, finance, policy, risk, and control partners Strong finance/...RiskRegulatory
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