Senior Officer-Associate Director
Securities and Exchange Commission
The Division of Enforcement is seeking applicants for the Senior Officer-Associate Director position. This position is located in Chicago, IL and is open to US Citizens. Applicants are responsible for confirming all required materials are submitted by the closing date of the announcement. Please check the How You Will Be Evaluated and Required Documents sections carefully, as missing documents will render the application incomplete and ineligible for review. Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional, philanthropic, religious, spiritual, community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. All qualification requirements must be met by the closing date of this announcement. BASIC REQUIREMENT: All applicants must possess the following: J.D. or LL.B. degree --AND-- Active membership of the bar in good standing in any state, territory of the United States, the District of Columbia, or the commonwealth of Puerto Rico. (Note: proof of bar membership will be required before entry on duty.
MINIMUM QUALIFICATION REQUIREMENT:
In addition to meeting the basic requirement, applicants must also meet the minimum qualification requirement. SO-01: Applicant must have 4 year(s) of post J.D. work experience identifying legal issues, providing legal analyses, recommendations, and preparing complex legal documents, which also includes at least 3 year(s) of specialized experience which includes: Interpreting Federal securities laws; and Conducting investigations and enforcement activities under the Federal securities Acts relating to the anti-fraud, anti-manipulative, and other provisions of the Acts.ACCOMPLISHMENT RECORD COMPETENCIES:
Your Accomplishment Record narratives should address the following competencies. See the How You Will Be Evaluated section below for more information: Leading the Organization: Building and support the organization's vision, create strategies to achieve the vision, support and lead innovative and creative initiatives to meet organizational goals. Leading and Developing People: Ability to recruit, lead, develop and manage the workforce, constructively manages differences and potential conflicts between employees, building teams that meet and exceed SEC's mission, strategic plan, and goals. Results Orientation: Ability to meet organizational goals by effectively managing program area, identifying and solving important problems, making sound and timely decisions, and effectively managing and sharing information. Building Coalitions: Ability to build coalitions by partnering with others to build strategic relationships, influencing and negotiating with those in sphere of influence to achieve favorable outcomes for SEC. General Legal Guidance: Apply and explain the provisions of the laws, rules, and regulations that govern the securities industry. Investigation, Wells Process, Commission Authorization Process: Assists with investigations and steps leading to the filing of enforcement actions. Creativity and Innovation: Ability to imagine or conceive of something new and original, and balances the creative idea against the status quo, to recommend which creative ideas to fully develop into new or cutting-edge programs/ processes. #J-18808-Ljbffr Securities and Exchange Commission$207.83k
Agency: Securities and Exchange CommissionDepartment: Other Agencies and Independent OrganizationsSub agency: Division of EnforcementSalary: Starting at $207,830 Per year (SO 1)Dates: Open 08/03/2026 to 08/17/2026Schedule: Full-timeWork type: PermanentRelocation: FalsePosition...Senior- U.S. Securities and Exchange Commission in Chicago, IL seeks a Senior Officer-Associate Director to lead enforcement initiatives. Candidates must hold a J.D. or LL.B. and be an active bar member in good standing; 4 years post-J.D. experience with 3 years in specialized...Senior
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