Hybrid VP, Trade Surveillance (FICC/Equities/FX)
$120k - $190kMadison-Davis, LLC
A leading investment bank in Midtown Manhattan is seeking a VP - Trade Surveillance to manage compliance and risk in trading activities. The role involves responsibility for monitoring productivity and efficiency levels while adhering to internal policies and regulatory guidelines. Candidates should have experience in the financial services sector and a proactive approach to risk management. The position offers a hybrid schedule and a competitive salary between $120,000 and $190,000 per year. #J-18808-Ljbffr Madison-Davis, LLC
$120k - $190k
...An investment bank located in Midtown Manhattan looking to bring on board a “VP - Trade Surveillance VP (FICC, Equities, FX/Commodities)” to join their team. This role is currently in a hybrid schedule (2 days in office / week). Base pay range $120,000.00/yr - $190,000....Employment EquitySurveillanceFull timeWork at office2 days per week- ...collaborating with traders. Candidates should have moderate experience in market risk or trading, strong communication skills, and a solid understanding of equity options. The position offers a hybrid working model and competitive benefits including health insurance and...Employment Equity
- ...seeking a Senior Business Analyst in New York to support FX, Equities, and Fixed Income trading platforms. This hands-on role focuses on OMS workflows... ...ability to lead projects and troubleshoot complex trading issues in a hybrid work environment. #J-18808-Ljbffr InteProsEmployment Equity
$150k - $225k
Vice President - AMRS Futures Electronic Trading (Sales Trader), New York This senior... ...full franchise by partnering across Equities and FICC trading teams to deliver comprehensive... ...knowledge. Support Trade Monitoring & Surveillance. Market Microstructure knowledge. Data...Employment EquitySurveillanceShift workDay shift- ...Compliance Officer for its New York office. This generalist role focuses on trading/advisory work, with autonomy to challenge PMs and contribute to surveillance and core compliance. Strong equities experience is highly valued, while exposure to fixed income, commodities...Employment EquitySurveillanceWork at office
$120.8k - $137.9k
...Role We are seeking a highly analytical and investigative Trade Surveillance Principal Associate to play a key role in executing and enhancing... ...with other asset classes, including Interest Rates, FX, Equities, and Fixed Income is preferred. The candidate should demonstrate...Employment EquitySurveillanceFull timePart timeLocal area$200k - $250k
...Platform (Award-winning post-trade surveillance & best execution software) Location: Midtown NYC (Hybrid - 2-3 days onsite) Reports to:... ...is seeking a transformational VP of Engineering to own their product... ...platform innovation across equities, derivatives, fixed income,...Employment EquitySurveillanceFull timeRemote work$150k - $200k
...Quantitative Trader (Associate/VP) - Onchain Trading Galaxy is a global leader in digital assets... ...base salary and discretionary bonus ~ Hybrid/Flexible Working Arrangements ~ Flexible... ...base salary, annual bonus, and equity incentives. Base Salary Range $150...Employment EquityContract workLocal areaFlexible hours$140k - $220k
TD Bank is seeking a senior-level business analyst for the FX E-Trading Technology Team in New York City. This role involves working on strategic low latency pricing and trading applications for global FX trading desks. Candidates must have 10+ years of experience, strong...$160k - $190k
..., which is tasked with identifying and resolving unusual trading patterns, anomalies, and other near real‑time compliance... ...understanding of trading mechanics in multiple asset classes (e.g., equities, options, futures, FX) Familiarity with financial industry rules, like trade...Employment EquitySurveillanceWork at officeLocal areaOverseas$159.4k - $181.9k
Trade Surveillance Manager (Broker-Dealer & Swap Dealer) - Capital One About the Role We are seeking... ...Swap Dealer products (Interest Rates, FX, and Energy Commodities) as well as institutional Broker‑Dealer activities (Equities and Fixed Income). The candidate should...Employment EquitySurveillanceFull timePart timeLocal area- ...calibre team environment. The Role You'll sit within a dedicated surveillance function, taking ownership of trade activity and communications surveillance across a wide range of asset classes including Cash Equity, Fixed Income, Commodities, and Derivatives (Futures,...Employment EquitySurveillanceWorldwide
- A leading global consulting firm is seeking a Trade Surveillance Analyst for a hybrid position in Midtown NYC. The role involves conducting daily compliance surveillance, performing investigations into suspicious activities, and collaborating with IT and management on regulatory...SurveillanceRemote jobContract work
$120k - $140k
...Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities, fixed income instruments,... ...Position Summary: The Trading and Surveillance Compliance Specialist supports the... ...Community Engagement Programs DCMA has a hybrid work program in place, with opportunities...Employment EquitySurveillanceFull timeTemporary workWork at officeLocal areaRemote workFlexible hours3 days per week$110k - $120k
...offer seamless investing and trading experiences to clients worldwide... ...offering trading of US equities, mutual funds, ETFs, fixed income... ...looking for an experienced surveillance analyst who has ground through... ...sponsorship available). NewYork,NY-Hybrid Pay Range: $110,000 USD – $12...Employment EquitySurveillanceFull timeWork at officeWorldwide- ManpowerGroup is seeking a Trade Surveillance - Business Execution Consultant in New York, NY. This role involves supporting the Global Trade... ...in Excel, PowerBI, and surveillance tools. The job offers a hybrid work environment and comprehensive benefits including medical...Surveillance
$89.2k - $148.6k
Sr. Market Surveillance Analyst - NY (Hybrid) page is loaded## Sr. Market Surveillance Analyst - NY (Hybrid... ...& analysis of data related to trading activity, position maintenance & news... ...the company through our broad-based equity program. Through our benefits program...Employment EquitySurveillanceContract workWorldwide$130k - $234k
Principal/ Sr. Consultant - Risk & Compliance - Trade Surveillance This range is provided by Infosys Consulting. Your actual pay will... .../order data. Solid understanding of financial products: equities, fixed income, FX, and derivatives. Familiarity with Agile methodology and...Employment EquitySurveillanceFull time$120k - $175k
Post Trade Implementation Specialist Location New York Business Area Sales and Client... ...cost analysis, regulatory reporting, surveillance, and data archiving. We partner with... .... Knowledge of Fixed Income, Equities, FX, and/or OTC markets. Experience working...Employment EquitySurveillanceTemporary workFor contractorsWork experience placement- ...Officer VicePresident to lead RCC activities, including monitoring the Watch/Restricted List, reviewing transactions and employee trading for conflicts, and ensuring policy adherence. You will report to the Local Head of Regulatory and Corporate Compliance within the NY...SurveillanceLocal area
$130k
The VP, Compliance Officer will play a crucial role in offering... ...advice and guidance to the trading and sales teams, ensuring the... ...Perform electronic communications surveillance and trade reconstructions.... ...(e.g., deferred cash, equity, etc.). #J-18808-Ljbffr Cantor...Employment EquitySurveillanceTemporary workWork at officeImmediate start$165k - $300k
...quantitative investment management and trading firm. The company applies a... ...team trades over 10,000 US equities and 4,000 listed options,... ...monitoring, book management, surveillance reports review, etc. Monitor... ...paid caregiver leaves Hybrid Work Policy: Flexible in‑office...Employment EquitySurveillanceCasual workWork at officeLocal areaHome officeFlexible hours$109.3k - $182.1k
...Arrangement/Location This is a hybrid position requiring in-office... ...and financing solutions, trading and investing strategies, financial... ..., including the review of surveillance activities and focused forensic... ...and Practices Private equity and private placements Best Execution...Employment EquitySurveillanceWork experience placementWork at office$100k - $140k
...leading financial market innovator is hiring a Surveillance Analyst in New York, NY. The role involves monitoring trading activities, investigating anomalies, and enhancing... ...The salary range is $100,000 to $140,000, plus equity and benefits. Join a dynamic team committed to...Employment EquitySurveillance$70k - $100k
...of a leading global hedge fund. This role requires 5 days onsite in the midtown Manhattan office. Responsibilities Conduct trade surveillance reviews with a focus on identifying potential market manipulation and insider trading activity Monitor daily surveillance reports...SurveillanceWork at office$140k - $250k
Morgan Stanley's Institutional Equity Division is seeking a Vice President for its Risk Management team. This role focuses on negotiating a variety of trading agreements and requires a strong analytical thinker with a legal background in trading documentation. The successful...Employment Equity$100k - $235k
Goldman Sachs Bank AG in New York is looking for a Senior Vice President to oversee Post-Trade Operations for Equity Derivatives and Structured Products. This leadership role requires 10+ years of experience in post-trade operations and a deep subject-matter expertise in...Employment Equity$100k - $235k
Goldman Sachs is looking for a Senior Vice President to lead Post‑Trade Operations in New York. This role entails overseeing critical... ...processes. The ideal candidate will have over 10 years of experience in equity derivatives, leadership of operational teams, and the ability to...Employment Equity$100k - $235k
The Goldman Sachs Group is seeking a Senior Vice President to lead Post-Trade Operations for Equity Derivatives and Structured Products in New York. This high-impact role will oversee three core teams, driving transformation initiatives to enhance operational scale and...Employment Equity$150k - $300k
...Director, STS Solutions Team Team: Systematic Trading Strategies (STS) Solutions, Americas (... ...strategies across asset classes (equities, rates, FX, credit, commodities) for institutional... ...clear value propositions Experience Level VP or Director level, typically 5‑10+...Employment EquityFull timeTemporary workPart time
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