Fiduciary Investment Compliance Specialist

Fiduciary Investment Compliance Specialist

Summary: The Fiduciary Investment Compliance Specialist is responsible for the review and approval of investment reviews as submitted by the Trust Portfolio Managers as required under Regulation 9.

Duties and Responsibilities:

• Approves all Investment Reviews consistent with internal policies and procedures and in accordance with 12 C.F.R. 9.
• Monitors compliance and documentation of all investment related policy exceptions and insures that issues are addressed appropriately.
• Provides management level reporting of investment reviews and escalates reviews as necessary.
• Performs other duties as assigned.

Basic Qualifications:

• 3+ years of experience with a bank, wealth management firm or similar financial institution
• Bachelor's Degree

Preferred Qualifications:

• Demonstrable knowledge of investments
• Strong understanding of fiduciary duty
• Understanding of bank risk and compliance management
• Highly organized, with ability to prioritize competing responsibilities
• Strong sense of accountability

Exempt Status: (Yes = not eligible for overtime pay) ( No = eligible for overtime pay)

Yes

Workplace Type:

Office

Our Approach to Office Workplace Type

Certain positions outside our branch network may be eligible for a flexible work arrangement. We're combining the best of both worlds: in-office and work from home. Our approach enables our teams to deepen connections, maintain a strong community, and do their best work. Remote roles will also have the opportunity to come together in our offices for moments that matter. Specific work arrangements will be provided by the hiring team.

Huntington will not sponsor applicants for this position for immigration benefits, including but not limited to assisting with obtaining work permission for F-1 students, H-1B professionals, O-1 workers, TN workers, E-3 workers, among other immigration statuses. Applicants must be currently authorized to work in the United States on a full-time basis.

Huntington is an Equal Opportunity Employer.

Tobacco-Free Hiring Practice: Visit Huntington's Career Web Site for more details.

Note to Agency Recruiters: Huntington will not pay a fee for any placement resulting from the receipt of an unsolicited resume. All unsolicited resumes sent to any Huntington colleagues, directly or indirectly, will be considered Huntington property. Recruiting agencies must have a valid, written and fully executed Master Service Agreement and Statement of Work for consideration.