Regulatory Compliance Specialist
MassMutual
MassMutual is seeking a Regulatory Operations Consultant in Springfield, MA. You will evaluate exception reporting, ensure supervisory controls, and align activities with state, FINRA, and SEC standards. You’ll document findings, collaborate across business areas, and support field leaders to strengthen the firm’s risk posture. You will review trade activity and documentation, build relationships, and deliver training as needed to protect the firm from regulatory risk. #J-18808-Ljbffr
Vacancy posted 1 day ago
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