Senior Swap Dealer Compliance Strategist
Capital One National Association
Capital One National Association seeks a Principal Swap Dealer Compliance Advisor to guide regulatory interpretation and implement controls across Sales & Trading, Derivatives Desk and Operations. You will partner with the SD CCO and Compliance teams to administer the Swap Dealer program and support risk reporting. Responsibilities include advising on CFTC and NFA rules, conducting risk assessments, maintaining policies, and representing Capital One in industry groups. #J-18808-Ljbffr Capital One National Association
Vacancy posted 2 days ago
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