Co-Founder & CEO - AI RIA Compliance
FutureSight
FutureSight is hiring an experienced and visionary Founding CEO to lead the launch of a AI Compliance venture serving SEC- and FINRA-regulated firms. Today, compliance teams at RIAs and broker-dealers spend countless hours manually reviewing marketing materials, employee communications, and trade records—driving up costs, slowing approvals, and increasing exam risk. Our venture is reimagining this workflow with an explainable, policy-as-code platform that brings all reviews into one intelligent, automated system—empowering compliance teams to move faster, cut costs, and stay confidently audit-ready. As Founding CEO, you’ll shape the vision, build the team, and lead this transformation across the $10B regulatory technology market. As Founding CEO, you will Win customers — Run pilots, shape pricing, and validate retention + expansion Build the product — Work with FutureSight's product/engineering pod to launch V1 Raise capital — Lead the seed round with our initial investment Build your team — Hire your founding team and set the cultural foundation About FutureSight FutureSight is a venture studio that co-creates and invests in B2B SaaS and Vertical AI startups alongside exceptional entrepreneurs. We give founders an unfair advantage — pairing hands-on studio support with early capital, reducing risk and increasing the odds of success by 10x. We're led by a cross-functional team of builders and investors. Kevin Nguyen and Alan Smith lead venture design and product strategy. Prathna Ramesh applies her experience as a venture investor with capital strategy in every new business. Dennis Ensing mentors our ventures with operational and strategic expertise, Krista LaRiviere brings years of entrepreneurial and marketing experience as a multi‑time exited founder, and Anupama Joshi drives founder excellence. John Carbrey (San Francisco), a successful software entrepreneur and people leader, adds deep insight into scaling startups from 0 to 1, having built and exited multiple prior SaaS ventures. What We Bring Validated problem — You will enter a venture with a proven market need and strong momentum toward building and scaling Studio bench strength — Designers, engineers, growth marketers, and fundraising pros are embedded from Day 1 Capital commitment — Initial pre‑seed funding for early hires and building the MVP with potential for follow‑on funding, and access to our investor and advisor network What You Bring Founder‑level drive — You're motivated to co‑found a new venture as the CEO. With or without us, this is your calling Startup scrappiness — You know what you're signing up for. You're familiar with the scrappiness of owning something from start to finish Previous founding experience — You have co‑founded a product company or B2B SaaS venture or have been at a venture‑backed company Risk appetite and capacity — Read more on our post on the Entrepreneurial Risk Profile GTM chops — Proven success in B2B SaaS sales, marketing, and customer engagement Fundraising fluency — Able to craft investor narratives and close capital; well‑networked in fintech and early‑stage communities People leadership — Magnet for top talent; coach and culture carrier Industry experience — Background in financial compliance, wealth management, or RegTech (SEC/FINRA familiarity strongly preferred) What You Can Expect Daily active engagement with our team to: launch initial product, achieve initial market traction and prepare for seed fundraise Full P/L ownership of the new entity A significant equity stake in the business This is a full‑time role; we are looking for someone to commit full‑time and exclusively to building and owning a new SaaS venture Ready to build? If this is the perfect opportunity for you, we want to hear from you! Submit your Resume and LinkedIn profile and tell us more about why you think we should chat! FutureSight is committed to diversity, equity, and inclusion. We welcome applicants of all backgrounds and experiences. #J-18808-Ljbffr FutureSight
- ...FutureSight is seeking a Co-Founder & CEO to lead Maestro, an AI-native inventory-planning intelligence venture. This unique role offers a co-founder partnership with meaningful equity, focusing on serving SMB operators managing physical inventory complexity. The ideal...Suggested
$50k - $300k
...The Opportunity FutureSight is seeking a Co-Founder & CEO to lead Reclaim, an AI-native denial management and revenue recovery venture. This is a co-founder partnership with meaningful founder equity, not a salaried executive role. We are entering a $16B+ Total Addressable...SuggestedPart time- DescriptionJoin 1898 & Co., a part of Burns & McDonnell, as we lead the charge in securing critical infrastructure and shaping the future of industrial cybersecurity. Our team partners with electric utilities and other critical infrastructure organizations to deliver cutting...SuggestedFor contractorsWork at office
- A venture studio is seeking a Founding CEO to lead the launch of an AI Compliance venture targeting SEC- and FINRA-regulated firms. In this role, you will define the product vision, build your founding team, and drive the overall transformation in the regulatory technology...SuggestedFull time
$402k
Founder & CEO — NightWatch One robot. One floor. One job. The automation layer for US senior living... ...Our Offer We don't just fund ideas — we co‑build them. Join as Founder & CEO and get... ...support across data science, applied AI, fundraising, legal, finance, PR and commercial...SuggestedFull timeLive inImmediate startRemote workNight shift$175k - $190k
...Description Job Description Description: Co-CEO, REACH Pathways Location: Remote (... ...generation for a workforce transformed by AI, automation, and a generational divide.... ...leadership alongside our current Co-CEO and Co-Founder and be directly responsible for business...Full timeTemporary workRemote work- Northern Trust invites a seasoned investment operations leader to co‑head US Investment Operations. This executive will shape strategy and oversee daily NTAM operations across client onboarding, trading support, and model management, in close partnership with Investments...
$126.5k - $254.7k
...and that’s why there’s nowhere like RSM.Role SummaryThe Director, AI & Emerging Technology Risk provides strategic leadership across... ..., privacy, model risk management (MRM), third-party risk, and compliance—producing actionable remediation plans and control implementation...Full timeWork experience placementInternshipLocal area$157.5k - $205k
...is a stakeholder.What you’ll be responsible for:As Manager, GRM AI Transformation, you will help lead the reinvention of how Circle... ...AI transformation, you will partner with process owners across compliance, financial crime, security, financial risk, and enterprise risk...Flexible hoursShift work$144.6k - $265.1k
Position Summary Manager - AI Assisted Process, Risks and Controls Transformation - Investment Management - Enterprise Operations... ...process, risk and control lifecycle including regulatory and compliance impact assessment, process modeling and risk and control mapping...Visa sponsorship$150k - $175k
...brand while providing proactive advice and oversight of CIBC's compliance with regulatory requirements, including those related to consumer... ...conducting an independent review of the Bank’s Artificial Intelligence (AI) and Data Risks through the use of various risk management...Full timeRemote work3 days per week$141.2k - $278.3k
Position Summary Technical Manager - AI & Data Risk Management - Financial Services Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect...$180k - $285k
...optimized for performance, reliability, scalability, cybersecurity, compliance, and regional business requirements.Develop and execute the... ...standards, master data governance, data quality practices, and AI-enabled capabilities that improve planning accuracy, process automation...Full timeTemporary workPart timeImmediate startRelocation package$145k - $170k
...configuration, testing, and training.Partner with technical teams to guide design and testing of conversions, integrations, and Oracle AI solutions.Supervise junior staff, directing day-to-day execution and coaching/developing their consulting and technical skills....Full timeWork experience placementLocal area$320k
NightWatch is seeking a Founder & CEO to turn a strong thesis into a scaled, defensible business. You will lead hardware/robotics product efforts for the US senior-living market and drive pilots with operators. Join a venture studio that funds and builds startups, with...$118.3k - $207.4k
...from a primarily questionnaire driven approach to a data driven program that incorporates technical validation, continuous monitoring, AI, and risk quantification.• Lead, whether functionally or formally - junior team members as a manager level leader across the TPRM...Full timeContract workWork at officeShift work- ...combine our strength in technology and leadership in cloud, data and AI with unmatched industry experience, functional expertise and... ...specialists, data and AI authorities, and many other specialized skills to co-create each client’s unique path to reinvention. You will be a...Full timeLive inWork at officeLocal area
$169.5k - $291.5k
...apply for the Sr Manager, Cybersecurity Risk role at PayPal Get AI-powered advice on this job and more exclusive features. Company... ...will collaborate closely with engineering, architecture, risk, compliance, legal, communications, government relations, and oversight teams...Work experience placementWork at officeLocal areaFlexible hours- Capital One National Association in Chicago is seeking a Data Analyst Manager to lead the Model Risk Office's AI initiatives and reporting functions. The role involves building AI models to automate risk management processes and collaborating with cross-functional teams...Work at office
- Google is seeking an Intake and Mapping Specialist within the Risk, Compliance and Integrity (RCI) team to transform regulatory operations with AI-enabled processes. You will decompose obligations, map them to actionable requirements, and collaborate on scalable compliance...
- ...process improvement and the adoption of new technologies, including AI. The role involves overseeing the controller organization,... ...The successful candidate will also be responsible for ensuring compliance with all federal and international tax laws and will work closely...
- ...significant components of the SAP ECC (FI/CO) and integrated application landscape (Workday... ...and innovation opportunities, including AI-enabled improvements, recommending where... ...guidelines and rules; managers should also ensure compliance across their teams. Protect Chamberlain...Worldwide
- ...Operations to establish and scale a rigorous operating function across BI, AI rollout, procurement, and market analysis. This senior leader will own five pillars and partner with Finance, Compliance, Product, Engineering, and Commercial to drive strategic decisions. The...
- ...contributing to our mission of maintaining the highest standards of compliance and risk management.As a Manager within our Industry Risk team,... ...information about requesting an accommodation.JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans...Flexible hours
$77k - $214k
...AssociateJob Description & SummaryAt PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks... ...Stamford; FL-Tampa; GA-Atlanta; OH-Toledo; TX-Austin; OK-Tulsa; CO-Denver; IA-Des Moines; MI-Detroit; NY-Buffalo; NJ-Florham Park;...Full timeH1b- ...delivery with a focus on governance and risk management. You will apply auditing methodologies, validate data integrity, and leverage AI-based risk solutions to improve control reliability and business processes. This role emphasizes leadership and integrity. #J-18808-...
- ...with organizations of all sizes to explore, design, and implement AI strategies that are secure, scalable, and human-centered. We believe... ...investing An established network of potential LPs and co-investors — you have raised capital and can do it again Practical...Full timeFor contractorsRemote workShift work
- A leading investment firm in Chicago seeks a High-Level Executive Assistant to support the co-CEO. The ideal candidate will have a proven track record in executive support, excellent organizational skills, and a minimum of 5 years of experience in a corporate environment...
- ...standards.Coordinate with Controls, Technology, Procurement, Legal, Compliance, Operational Risk, and business stakeholders to collect inputs... ...sponsorship for this role. Likewise, JPMorgan Chase & Co. will not provide any assistance or sign any documentation in support...Visa sponsorship
$80.8k - $133.4k
About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most ...Full timeFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Co-Founder & CEO - AI RIA Compliance. Be the first to apply!
- executive assistant to chief executive officer Chicago, IL
- assistant to the executive director Chicago, IL
- executive meeting manager Chicago, IL
- financial executive Chicago, IL
- executive search company Chicago, IL
- managing director of operations Chicago, IL
- senior manager executive compensation Chicago, IL
- executive director senior living Chicago, IL
- chief dental officer Chicago, IL
- information technology executive Chicago, IL

