Senior Information Barriers & Compliance Lead
RBC
RBC is seeking an experienced information barriers compliance professional based in San Francisco to maintain the firm’s barriers and ensure compliance with FINRA and SEC rules. You will review research before publication, manage watch/restricted lists, and advise on permissible activities across divisions. The role requires extensive control room experience, scheduling flexibility, and the ability to work under tight deadlines. #J-18808-Ljbffr RBC
Vacancy posted 4 days ago
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