Regulatory Compliance Manager — Stock Broking
Jainam Share Consultants Pvt Ltd.
Jainam Share Consultants Pvt Ltd. seeks a detail-oriented Associate Manager – Regulatory to oversee compliance with regulatory guidelines in stock broking operations. This role involves ensuring adherence to SEBI and exchange regulations while coordinating with various teams for effective compliance management. The ideal candidate will have 5–8 years of relevant experience and a Bachelor's degree in Finance, Law, or Business Administration. Strong analytical skills and a keen attention to detail are essential for success in this dynamic environment. #J-18808-Ljbffr Jainam Share Consultants Pvt Ltd.
- Company: Jainam Broking Limited Location: Jainam House, Department: Regulatory - JBL, Employment Type: Permanent Role Summary... ...and proactive Associate Manager - Regulatory to ensure compliance with regulatory requirements governing stock broking operations. The role...StockPermanent employment
- ...of client demat account activities, compliance with regulatory guidelines (NSDL/CDSL, SEBI), and maintaining... ...complaints; assisting relationship managers with operational support Key Skills... ...Experience Experience working with stock broking firms, DP operations, or financial...Stock
- Role Overview The Associate Manager - Risk Management & Surveillance is... ...of trades, and ensuring compliance with regulatory frameworks laid down by SEBI and stock exchanges. The incumbent will play... ...Trade Surveillance within stock broking or financial services Technical...Stock
$69k
...work hours and clear paths for advancement into leadership and management. You will work remotely, serving clients by providing guidance... ...opportunities through client renewals Unionized position with stock options Comprehensive benefits package including medical,...StockRemote workWork from homeFlexible hoursHMG Careers
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