VP, Enterprise Compliance & Risk Oversight
$150k - $170kGuggenheim Partners
Guggenheim Partners is seeking an Enterprise Compliance VP in its New York office. The role focuses on enhancing compliance programs and ensuring adherence to regulatory requirements while leading compliance initiatives. The ideal candidate should have at least 7 years of experience in compliance or financial services, a bachelor's degree, and strong communication and project management skills. The position offers an annual salary range of $150,000 to $170,000. #J-18808-Ljbffr Guggenheim Partners
- VP, Customer Success (Enterprise Data & SaaS) New York, United States | Posted on 01/... ...trends, market opportunities, compliance rules, and beyond.... ...warning systems to identify at-risk accounts and execute "save... ...& Technical Oversight Seamless Handoff: Lead the...RiskImmediate start
$145k
Job Overview Join us as a Securitized Product Business Oversight Compliance - VP, where you’ll provide expert oversight and ensure adherence to... ...structuring, and origination, while helping to identify and mitigate risks. You’ll work closely with business and control partners,...RiskHourly payTemporary work- Intercontinental Exchange (ICE) is looking for a Senior Manager in Enterprise Risk to enhance and execute the risk framework while identifying and escalating risks. The role demands a comprehensive skill set in risk policy leadership and an understanding of complex financial...Risk
$145k - $200k
Barclays in New York is seeking a Securitized Product Business Oversight Compliance - VP to ensure adherence to compliance standards in securitized... ...closely with business partners to identify and mitigate risks. The ideal candidate will excel in problem-solving and communication...Risk$150k - $180k
Vice President, Compliance - Monitoring & Testing, US Compliance Oversight Program - TD Securities (US)Skip... ...Oversight program of first line Risk Owner (RO) activities... ...across the globe. The VP Compliance will also... ...of compliance across the enterprise.* Participate in, and contribute...RiskWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...Branch Administrative Manager in New York to supervise regulatory compliance for Ultra-High Net Worth clients. The role requires a Vice President with strong regulatory background, tasked with managing risks and implementing strategic initiatives. Applicants should...Risk
$65k - $230k
...global financial institution is seeking an experienced AVP / VP, Enterprise Risk professional to join its Project Management Office (PMO)... ...function. This highly visible role combines project governance oversight with risk management responsibilities , including model risk...RiskFull timeWork at office- Cerberus Capital Management, L.P. is seeking an analytical compliance officer to safeguard its investments against financial crimes. This role requires a minimum of 5 years of compliance and white-collar litigation experience, along with knowledge in anti-money laundering...Risk
$200k - $230k
...quality assurance, regulatory compliance, sanitation, supplier quality... ..., Product Integrity, and Risk Management initiatives. Build... ...Regulatory Compliance Ensure enterprise‑wide compliance with FDA,... ...safety regulations. Maintain oversight of all HACCP plans,...RiskLocal area$150k - $200k
...Role No ERM function existed before you. You get to define what enterprise risk management looks like here. There is no safety net. What you... ...operate the system governing intake, due diligence, periodic oversight, issues management, and reporting across vendor and partner...RiskWork at officeRelocationVisa sponsorshipRelocation packageShift work- LivaNova PLC is looking for a Manager, Enterprise Risk Management to oversee and coordinate the ERM framework across the organization. This role involves risk assessment oversight, business continuity management, and providing critical support for executive and board reporting...Risk
- ...The Vice President of Enterprise Systems is a senior technology... ...to the CIO, the VP of Enterprise Systems... ...on technology risks, opportunities, trade‑... ...systems meet cybersecurity, compliance, and governance standards... ..., and financial oversight for enterprise systems...Risk
- ...Description Business Risk Oversight Officer within our second line of defense (2LOD), you will serve as a critical partner providing independent... ...and mitigations. Coordinate with other risk areas across the enterprise to ensure integrated oversight and response to identified...Risk
$100k - $130k
...poster from ETRA Talent Recruiter | Ex-Compliance Officer | Helping Risk & Compliance Talent Find the Right... ...’ll be instrumental in providing oversight on integration activities and... ...within financial services. Knowledge of Enterprise Risk Management and regulatory expectations...RiskPermanent employmentFull time$229.9k - $262.4k
Senior Manager, SRE Risk Advisory and Oversight As the Senior Manager, SRE Risk Advisory and Oversight... ..., and effective challenge over the enterprise's software engineering and Site... ...committed to non-discrimination in compliance with applicable federal, state, and...RiskFull timePart timeLocal area- Overview Job Purpose The Enterprise Risk Department operates as an independent second-line risk function, responsible for developing and... ...escalates risks independently when necessary, and provides robust oversight and challenge across the business. Its objective is to ensure...Risk
- ...seeking a future team member for the role of Director, Head of Enterprise Collateral Risk (2LOD) to join our Credit Risk team. This role is located... ...impact in the following ways: Provide expert second-line oversight of enterprise-wide financial collateral risk across a...RiskLocal area
$91k - $145.6k
...risques Job Description The Group Risk Specialist provides a... ...management activities to mitigate enterprise and/or business-wide risk... ...functional area. The role provides oversight, commentary, and... ...Oversight, and Regulatory Rule Compliance Identify opportunities to streamline...RiskLocal area- About the team The Global Risk team at Airwallex plays a critical... ...decision‑making, and provide oversight of key risks as Airwallex... ...Commercial, Financial Crime Compliance, Regulatory Compliance, and Legal... ...’ll do As Senior Director, Enterprise Risk Management, you will shape...RiskLocal area
$110k - $150k
Position Summary The Manager, Enterprise Risk Management is responsible for overseeing and coordinating... ...Responsibilities Risk Assessment Oversight: Manage the implementation of ERM... ...in enterprise risk management, audit, compliance, or related discipline. Strong...RiskFlexible hours$157.4k - $262.3k
Senior Manager of Enterprise Risk & Controls Senior Manager of Enterprise Risk & Controls sits within ERM’s Risk & Control Office and is responsible... ...risk partners. The individual functions autonomously in the oversight or execution of one or more risk activities, plays a key role...RiskTemporary workWork experience placementWork at office- ...company. About the Team You will provide oversight of all aspects of an ERM program, including but not limited to, model risk management, third party risk management, operational... ...(KRIs), risk appetite statements, and enterprise risk registers to enhance risk transparency...RiskWork from homeFlexible hours
- ...Third-Party Risk Management Senior Analyst (MRA Remediation Support) - VP Level New York City, NY or Tampa, FL (Hybrid) 6-12 Months Contract Web Cam Interview... ...with Markets Business Activity Owners, Enterprise Third Party Management, Operational Risk Management...RiskContract work
$200k - $250k
Who You Are We are seeking a VP, Financial Crimes Advisory to... ...leadership in financial crimes risk management, go‑to‑market... ...institutions, fintechs, and global enterprises. You must have exceptional... ...investigate financial crime, manage compliance risk, and uncover hidden...RiskFull timeFlexible hours$130k - $140k
Join to apply for the Sales Director, Enterprise role at Onspring Onspring is seeking... ...access to key decision makers within risk, compliance and information security functions in... ...reactive approaches to integrated, proactive oversight. Onspring maintains a dynamic,...RiskFull timeLocal areaRemote workFlexible hours$81k - $165k
Vice President, Strategic Risk & Enterprise Initiatives Coverage We’re seeking a future team member... ...business leads and SMEs within Risk & Compliance. Manage quarterly Risk ID processes... ...risks. Monitor risk metrics; ensure oversight of risk appetite limits including...RiskTemporary work- Compliance, GBM Public Compliance - Digital Assets, Vice President, New... ...regulatory and reputational risk across the firm and helps to... ...accomplishes these through the firm’s enterprise-wide compliance risk... ...governance, and emerging risk oversight, supporting both traditional...RiskFull timeTemporary workWork at office
$165.49k - $206.86k
...the Kronos system, and ensures compliance with MTA Headquarters... ...quality, and cost-effectiveness. Enterprise Projects & Systems Management... ...systems. Provide ongoing executive oversight of workforce management... ...workflows. Governance, Compliance & Risk Management Ensure compliance...RiskFor contractorsWork at officeLocal areaRemote work1 day per week- A commercial bank in New York is hiring an Enterprise Risk Analyst to support its Enterprise Risk Management function. The role involves aiding in ERM processes, analyzing risk data, and collaborating with various departments. Candidates should have over 3 years of experience...Risk
- ...General Counsel, Regulatory and Compliance based in the United States.... ...and overseeing a global, risk-based compliance and ethics program... ...legal strategy, regulatory oversight, and operational execution,... ...role with direct influence on enterprise risk management, regulatory readiness...RiskWorldwideFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Enterprise Compliance & Risk Oversight. Be the first to apply!
- vp biotech New York, NY
- vp creative services New York, NY
- assistant vice president sales New York, NY
- vice president for student affairs New York, NY
- vice president creative services New York, NY
- vice president hotel operations New York, NY
- vice president manufacturing operations New York, NY
- vice president business development New York, NY
- senior vice president of operations New York, NY
- senior vice president human resources New York, NY


