VP, Enterprise Compliance & Risk Oversight
$150k - $170kGuggenheim Partners
Guggenheim Partners is seeking an Enterprise Compliance VP in its New York office. The role focuses on enhancing compliance programs and ensuring adherence to regulatory requirements while leading compliance initiatives. The ideal candidate should have at least 7 years of experience in compliance or financial services, a bachelor's degree, and strong communication and project management skills. The position offers an annual salary range of $150,000 to $170,000. #J-18808-Ljbffr Guggenheim Partners
- VP, Customer Success (Enterprise Data & SaaS) New York, United States | Posted on 01/... ...trends, market opportunities, compliance rules, and beyond.... ...warning systems to identify at-risk accounts and execute "save... ...& Technical Oversight Seamless Handoff: Lead the...RiskImmediate start
$170k - $265k
...for creating New York Life's enterprise AI platform—and the first generation... ...and execute work with human oversight at the appropriate... ...practices.• Partner with Security, Risk, Legal, and enterprise... ...model controls, privacy, and compliance considerations.• Demonstrated...RiskLocal areaFlexible hours3 days per week$121k - $175k
...AmericaHours:40Line of Business:Risk ManagementPay Detail:$121,... ...Vice President, TDS U.S. Enterprise & Operational Risk... ...management programs, risk appetite oversight, risk governance... ...transparency, and regulatory compliance.Job DescriptionThe VP, TDS U.S. Enterprise & Operational...RiskFull timeWork experience placementLocal areaWork from homeFlexible hours$110k - $185k
...Purpose: The Operational Risk Management team is part... ...position reports to the VP, Information Technology Oversight. Essential Responsibilities... ...within the Synchrony’s enterprise governance application (... ...information security risk, compliance, operational risk, or...RiskFull timeWork experience placementWork from homeVisa sponsorshipWork visaMonday to Friday$147.5k - $211k
...governance, operating model, and execution oversight for Enterprise Vulnerability Management across... ...that turns scan findings into measurable risk reduction by aligning asset visibility... ...Positive feedback from Internal Audit/Compliance on evidence quality, coverage, and...Risk3 days per week- TD in New York seeks a Vice President of U.S. Enterprise & Operational Risk Management to lead governance, reporting, and risk programs across TD... ...guiding executive committees, coordinating risk appetite oversight, and delivering clear risk insights to senior leadership....Risk
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...- 3 days per week Role SummaryLead the enterprise operating model for vulnerability and patch... ...vulnerability findings into measurable risk reduction through structured intake,... ...patch execution, deployment waves, reboot compliance, endpoint health, and rollback coordination...RiskLocal area3 days per week$65k - $230k
...global financial institution is seeking an experienced AVP / VP, Enterprise Risk professional to join its Project Management Office (PMO)... ...function. This highly visible role combines project governance oversight with risk management responsibilities , including model risk...RiskFull timeWork at office- ...shape the future of regulatory compliance by driving the responsible adoption... ...Partner with compliance, legal, risk, technology, data, and business teams to deliver enterprise AI initiatives while maintaining strong governance and oversight. Evaluate, review, and support...RiskWork at office
$150k - $164.45k
...you serve as the regional authority on enterprise risk management practices and standards,... ...conditions across strategic, operational, compliance, financial, and emerging risk domains.... ...on subject matter expertise role for oversight of assigned Group Level Risks and be...RiskFull timeWork at officeLocal areaRemote workFlexible hours2 days per week3 days per week- ...difference at Fiserv.Job TitleEnterprise Risk Management DirectorAbout your role:The Director provides enterprise leadership and oversight for the Enterprise Risk Management (ERM)... ...Manager (FRM), Certified Regulatory Compliance Manager (CRCM), or equivalent certification...RiskFull timeTemporary workH1bWork at officeMonday to Friday
$193.5k - $406.5k
...Overview The Governance & Compliance team is responsible for... ..., and the company's risk appetite. The team provides oversight of cybersecurity policies... ...control effectiveness, and enterprise cyber risk reporting while... ...s Internal Job Title: VP, Governance Risk and Compliance...RiskFull timeTemporary workWork experience placementWork at officeFlexible hours2 days per week$130k - $154k
...of AIG’s control environment including risk management, operational, financial, internal... ...across Corporate Functions such as Enterprise Risk Management.IAG is seeking an energetic... ..., Operational Risk and Third Party Risk Oversight in the audits of the First Line of...RiskFull timeWork experience placementWork at office$215k - $290k
CRO - Information Security & Risk Oversight Lead Location New York Business Area Legal, Compliance, and Risk Ref # 10052405 Description & Requirements... ...and credible challenge across the firm’s enterprise-wide information security program. Operating...RiskTemporary workFor contractorsWork experience placementWork at office$100k - $130k
...poster from ETRA Talent Recruiter | Ex-Compliance Officer | Helping Risk & Compliance Talent Find the Right... ...’ll be instrumental in providing oversight on integration activities and... ...within financial services. Knowledge of Enterprise Risk Management and regulatory expectations...RiskPermanent employmentFull time$200k - $230k
...quality assurance, regulatory compliance, sanitation, supplier quality... ..., Product Integrity, and Risk Management initiatives. Build... ...Regulatory Compliance Ensure enterprise‑wide compliance with FDA,... ...safety regulations. Maintain oversight of all HACCP plans,...RiskLocal area- ...division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to... ...these through the firm’s enterprise-wide compliance risk management program... ...materialsPerform forensic testing, oversight and surveillances to assess compliance...Risk
- ...deliver measurable operational, risk, and experience improvements... ...BI teams, Technology, Risk & Compliance, and senior leadership to... ...approved AI platforms (e.g., enterprise copilots, LLM-based tools), establishing... ..., ensuring appropriate human oversight, escalation paths, and...RiskContract work
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Vice President, Strategic Risk & Enterprise Initiatives CoverageAt BNY, our culture allows us... ...business leads and SMEs within Risk & Compliance.· Manage quarterly Risk ID processes as... ...risks.· Monitor risk metrics; ensure oversight of risk appetite limits including escalation...RiskTemporary workWorldwide$126k - $171k
...we are reimagining the way we help customers to manage risk. Join us as a VP, Enterprise Architecture - Modernizationto play your part in that transformation... ..., software, business capabilities, governance risk and compliance controls to ensure both agile capability delivery and...RiskFull timeWork at office- ...and ensuring high-quality execution of risk assessments, walkthroughs, testing, documentation... ....• Day-to-day guidance and quality oversight for junior team members working on... ...financial close, regulatory reporting, or enterprise controls frameworks such as COSO.Exposure...RiskWorldwideFlexible hours
$140k - $180k
...Qualifications:The TD Securities US Compliance team is looking for a Vice... ...and Futures products.The VP Compliance role oversees a team... ...units to manage their regulatory risk.Key... ...analysis at the functional or enterprise level using results to draw conclusions...RiskFull timeLocal areaWork from homeFlexible hours$133k - $181k
...is seeking a Vice President to lead the Credit Portfolio Risk Reporting and Oversight function. This role is responsible for the end-to-end development... ...partner closely with business units, Credit Officers, Enterprise Risk Management, Data and Analytics teams, and senior...RiskFull timeWork at officeLocal areaWork from homeWorldwide- ...division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to... ...these through the firm’s enterprise-wide compliance risk management program... ...examinations, audits and inquiriesPerform oversight of surveillances and programmatic...Risk
$200k - $250k
...seek to generate attractive risk-adjusted returns for institutional... ...to join the BXCI Enterprise Risk team in a senior leadership... ...portfolio management, finance, legal/compliance, treasury, operations, and... ...and provide independent risk oversight across complex investment platforms...RiskFull timeLocal area$140k - $190k
...Hours 40 Line of Business Compliance Pay Detail $140,000 -... ...Job Description This VP, Compliance is a key... ...manage their regulatory risk. Key Responsibilities... ...assurance of MAs against the enterprise standards and help to... ...groups, with limited oversight and direction. Ability...RiskWork experience placementWork at officeLocal areaWork from homeFlexible hours$200k - $300k
...future. The Team The Global Risk team at Airwallex plays a critical... ...decision‑making, and provide oversight of key risks as Airwallex... ...Commercial, Financial Crime Compliance, Regulatory Compliance, and Legal... ...\'ll Do As Senior Director, Enterprise Risk Management, you will...RiskLocal areaWorldwide- Crédit Agricole Group seeks a Lead Auditor to drive second-line corporate regulatory compliance audits from planning through final reporting. You will assess risks, test controls, and validate compliance with policies and laws while coordinating a team of auditors. You...Risk
- ...Vice President, Compliance Testing About the Company Leading financial... ...role within its Compliance Oversight team. The successful... ...development and maintenance of risk-based compliance programs, planning... ..., and experience with enterprise compliance frameworks and issue...RiskWork at office
$115.44k - $186.16k
...this role. Line Of Business Compliance Job Description Why Work with... ...and scalable compliance risk management function. As part... ...Senior Compliance Business Oversight Manager (US) is responsible for... ..., regulations, policies, and enterprise standards are effectively integrated...RiskWork experience placementWork at officeLocal areaWork from homeFlexible hours
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