Associate General Counsel - Regulatory (Broker-Dealer) (Greenwich)

Interactive Brokers in Greenwich, CT seeks an Associate General Counsel – Regulatory to advise on securities laws, regulatory compliance, and risk management for a broker‑dealer. This hybrid role requires 3 days in office and 2 days remote, and collaboration with global regulatory bodies.

The candidate must hold a JD with a current license to practice law and have at least 5 years in investment brokerage, with substantial APAC regulatory exposure and experience responding to FINRA/SEC inquiries.