Senior Officer & Associate Director, Market Risk & Compliance
U.S.-Securities-and-Exchange-Commission
The U.S. Securities and Exchange Commission, Division of Trading and Markets, seeks applicants for a Senior Officer-Associate Director position within the Office of Broker-Dealer Finances (OBDF). This role is located in Washington, DC and open to U.S. Citizens. Ensure all required materials are submitted by the closing date for review. Qualifying experience may be gained in private or public sectors. The incumbent will monitor risk management practices at large broker-dealers, approve and #J-18808-Ljbffr U.S.-Securities-and-Exchange-Commission
$180k - $225k
ProShares Trust II, ProShare Advisors LLC is seeking a Credit and Counterparty Surveillance professional in Bethesda, Maryland. This role involves monitoring business partners, creating databases, and conducting due diligence reviews. The ideal candidate will hold an undergraduate...Senior- FTI Consulting in Washington, DC is seeking an experienced professional to manage the lifecycle of healthcare risk management projects. You will lead project teams, interact with clients, and leverage your expertise to deliver impactful data-driven solutions. The ideal...Senior
- ...Investigations, Diligence and Compliance practice is seeking a Senior Manager based in... ...global events and markets, with an awareness... ..., insider risk compliance assessments... ...review the quality of Associates, Associate Managers... ...Kroll’s network of offices and various...SeniorTemporary work
- The Division of Trading and Markets is seeking applicants for the Senior Officer-Associate Director position within the Office of Broker... .... SO-01: Monitoring risk management practices at large... ...prepares documents and reports in compliance with Federal law that governs...SeniorWork at office
- EngineersOfAI is seeking a Director, Product Risk and Compliance in Washington, DC to lead product compliance functions focusing on privacy, safety, and security. This senior role includes guidance on compliance obligations, leading three teams, and developing compliance...Senior
$260k - $365k
...employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be... ..., Phoenix or Dallas office. We offer competitive... ...sanctions, third-party risk management, and consumer... ..., internal equity, and market data, including geographic...SeniorFull timeTemporary workWork at officeFlexible hours- ..., navigating crises, managing risk and optimizing performance, our... ...change, mitigate risk, ensure compliance, resolve disputes, execute... ...to travel to clients and FTI office(s) as needed. Preferred Qualifications... ...of relevant factors including market considerations, business needs...SeniorWork at officeFlexible hours
- ...the broad spectrum of Risk Management, Compliance, Business Process, IT... ...Consulting Seeks a Senior Level Energy Programs... ...Advisor, Electricity Market Expert, Rural Electrification... ...including Microsoft Office. The ideal candidate... ...incentives associated with each new client...SeniorFull timeContract workTemporary workFor contractorsWork at officeRemote workFlexible hours
- ...focus entirely on delivery. The Market Groups apply a regional lens,... ...) team is responsible for the compliance execution of global export... ...and escalation support for high‑risk, complex, or ambiguous compliance... ...This job operates in an office setting. Travel Approximately...SeniorFull timeTemporary workWork at officeMonday to FridayShift work
- Senior MBS Portfolio Manager (Senior Portfolio Officer) Job #: req38142 Organization: World Bank Group... ...to the Managing Director and World Bank Group Chief... ...divisions: Capital Markets; Asset Management; Client... ...; and Treasury Risk, Compliance & Controls. Treasury has...SeniorInternshipWork at officeLocal areaWorldwide
- ...Forensic Technology eDiscovery Associate Director job at Forensic Risk Alliance. Washington DC.... ...Forensic Risk Alliance (FRA) is a market leader in regulatory compliance, financial investigations, and... ...client expectations, working with senior management, and mentoring and...Local areaRemote work
$82k - $136.3k
...qualified candidates to fill an open Senior Regulatory Compliance Analyst position! Specific details... .... Proactively identifies compliance risks by conducting thorough noncompliance... ...regulations. Proficiency in Microsoft Office Excel, Word, PowerPoint and Access, or...SeniorTemporary workWork at officeLocal areaFlexible hours- MorganFranklin Consulting LLC in Washington, DC is seeking a Senior Risk & Regulatory professional to help Fortune 100 clients with SOX readiness, internal audit, and ERM. You will work alongside business leaders to implement controls and improve risk frameworks, delivering...Senior
- ABS Group is seeking a Senior Consultant II to apply technical expertise on maritime risk, safety, and regulatory compliance projects. You will lead tasks, mentor junior staff, and maintain client relationships while driving on-time, on-budget delivery. The role includes...SeniorRemote job
- ...Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in... ...insider risk compliance assessments... ...global events and markets, with an awareness... ...direction from a senior member of the... ...Kroll’s network of offices and various practices...Temporary workInterim roleFlexible hours
$153.6k - $207.8k
...adherence to best practices, optimizing performance, and managing risks throughout the project. The AWS Professional Services... ...science, engineering, or other related field- 3+ years of security, compliance and risk management experiencePreferred qualification - Knowledge...SeniorLocal areaFlexible hours- ...assessing and identifying potential risks that may threaten our... ...be based out of one of our 3 offices in Washington, DC, Reston, VA... ...governance, controls, audit, compliance, or a closely related area.Strong... ...finance, banking, capital markets, or another regulated financial...SeniorFull timeWork at officeRemote work
- ...Job Description Job Description Apogee is seeking an experienced Senior Cybersecurity & Compliance Advisor to provide cybersecurity governance, risk management, and compliance guidance supporting a federal simulation and analytics solution. This role will focus...SeniorFor contractors
- ...Analysis, Inc. is seeking a National Security Compliance Analyst to provide onsite support at the... ...Global Investment and Economic Security Office. The ideal candidate will hold a Juris... ...12+ years of experience, with a focus on risk mitigation practices and compliance agreements...SeniorWork at office
- ...PC Construction is seeking a Risk Manager to identify, assess, and mitigate risks across our projects in alignment with corporate policies. The role focuses on administering the Corporate Property & Casualty Program, CCIP, SDI, Builder’s Risk, and other coverages while...Senior
$77.6k - $176k
Phase2 Technology is seeking a Cybersecurity Compliance Analyst to design and manage policies ensuring software and database security. The role requires extensive experience in compliance analysis and the ability to communicate cybersecurity posture effectively. Responsibilities...Senior- Newrez LLC is seeking a Sr. Compliance Analyst in Originations Compliance to support the company’s compliance program through testing, reporting, and policy implementation. The role will aid multiple lines of business in aligning with federal, state, and local regulations...SeniorLocal area
$212k - $318k
...'s Single-Family Credit Risk Management (CRM) division... ...a Business Management Senior Director, reporting to the Chief Credit Officer to serve as the strategic... ...across the U.S. housing market. The Business Management... ...control functions (audit, compliance, model risk, legal)....SeniorLocal area$128k - $212.5k
...crises, managing risk and optimizing performance... ..., Inc.’s Risk& Compliance Department is seeking a Senior Manager/Director of Compliance --... ...Risk & Compliance Officer (CRCO). The job... ...reputational risk associated with lines of business... ...factors including market considerations,...SeniorFull timeWork at office$155.6k - $306.8k
...of Quality and Risk Management (QRM... ...Portfolio and Market Offerings. Candidates... ...and Support to Senior Business... ...leadership and the Office of General... ...Facilitates internal compliance with contract... ..., Managing Directors, and engagement... ...contractual risks associated with the services...SeniorContract workFor subcontractorWork at officeLocal area- Capital One is seeking a Senior Director, Enterprise Risk Management to lead risk reporting to Senior Management and the Board. The role focuses on evolving Risk Appetite, effective challenge, and real-time risk insights across the enterprise. You will guide a team of...Senior
$238.7k - $272.4k
A leading financial services company is seeking a Senior Director to lead its Commercial Valuations team. This role is crucial for risk management practices, ensuring compliant valuations related to Commercial Real Estate and Enterprise Value. The candidate should have...Senior$269.6k - $307.7k
Capital One is seeking a Senior Director, Product Management, GRCx in McLean, VA to lead transformation of risk management products with a focus on human centered design, business impact, and technology enablement. The role requires a Bachelor's degree and 7+ years of...Senior$173.08k - $276.47k
...including but not limited to; scheduling, estimating, cost control, risk management, document control and project management information... ...coordinate the work of project controls staff.RISK FOCUS The Senior Risk Manager provides risk management leadership for major transit...SeniorFull timeContract workFor contractors- A leading defense contractor in Washington seeks a Program Risk Manager to oversee risk management for the Virginia Class Submarine Program. The ideal candidate will manage risk assessment processes, work with government stakeholders, and prepare comprehensive risk management...SeniorFor contractors
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