CFO & FINOP (Series 27) — Broker-Dealer Leader (New York)
Hold Brothers Capital, LLC
Hold Brothers Capital, LLC is seeking a CFO/FINOP to oversee accounting and regulatory filing functions for a self-clearing broker‑dealer. The role reports to the CEO and entails hands‑on day‑to‑day accounting, financial reporting, payroll, reconciliations, tax filings, and coordination with external auditors and regulators.
Series 27 is required. Key duties include managing FINOP responsibilities, preparing consolidated financial statements, maintaining banking relationships, and ensuring
#J-18808-Ljbffr- Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to oversee day-to-day accounting, regulatory reporting and FINOP responsibilities. Reporting to the CEO, you will drive financial controls, tax filings, payroll, reconciliations...SuggestedFull time
- ...Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to manage the accounting and regulatory filing... ...reconciliations, vendor management, and tax filings, with Series 27 required and close collaboration across teams. The candidate...SuggestedFull time
- ...Betterment is seeking a Product Leader for its Broker-Dealer division to own foundational asset management systems handling $70B+ in assets for 1M+ clients. You will lead PMs across custody, trading, and market data, aligning on a single shared roadmap in a highly regulated...SuggestedFull time
$180k - $260k
...assets. We raised our Series A with Greylock Partners... ...regulated entities: a broker-dealer and a registered investment... ...with two dedicated leaders instead of one. We're customer... ...as Frec launches new products and features,... ...in San Francisco or New York. Exceptional remote candidates...SuggestedFull timeRemote workFlexible hours- ...An exciting young and fast-growing New York Self Clearing Broker-Dealer seeks an experienced Chief Risk Officer... ...to work directly with the CEO, COO, CFO and CCO as part of the Executive Management... ...services industry. ~ FINRA Series 7 and 24 (an ability to get Series 4...SuggestedRemote work
- ...finance executive, responsible for financial management, reporting, and internal controls in accordance with U.S. GAAP. Based in New York, the CFO will maintain regulator relationships (OCC/FRB), oversee regulatory filings, board-level financial communications, tax, audit,...Full time
$290k - $295k
...Page Executive is looking for a Chief Financial Officer to join its executive leadership team in New York, NY. The role involves developing financial strategy and overseeing all finance functions. The ideal candidate will possess a Bachelor's degree, over 15 years of...Full timeWork at office- ...sustainability with operational excellence across multiple countries and funding streams. The CFO will be an active, in-person member of the executive team, based in the New York metropolitan area, and expected to be in the New York office 2–3 days per week to foster...Full timeWork at office2 days per week3 days per week
$103.36k - $215k
...The City of New York is seeking a Chief Financial Officer (CFO) to manage the Finance & Procurement Division. You will oversee the agency's budget, lead budget planning efforts, and implement financial functions. Preferred candidates should have ten years of finance...Full time- ...Vital Strategies in New York seeks a Chief Financial Officer to serve as a strategic thought partner to the CEO and Board, overseeing global finance, grants management, compliance, enterprise risk management, and financial operations for a complex international nonprofit...Full time
$220k - $250k
...money so they can live better. As Product Leader for our Broker-Dealer division (Custody, Trading, and Market... ...team of PMs responsible for shipping new capabilities for the clients and... ...compensation package for employees. ~ New York City: $220,000- $250,000 This job...Full timeTemporary workSummer holidayWork at officeLocal areaFlexible hours- ...A global professional services firm seeks a Regional Managing Partner in New York to lead and inspire a high-caliber team of CFOs. The role requires an entrepreneurial leader to drive growth and build trust with clients. This position offers significant earning potential...Full time
- ...East 57th Street Partners in New York is seeking a Chief Financial Officer to lead the global finance organization. This hybrid role anchors... ...strategy, capital allocation, and investor communications. The CFO will oversee SEC reporting, FP&A, treasury, tax, internal...Full time
$200k - $250k
...A global financial services group is seeking a Private Credit CFO for their Nomura Capital Management division in New York, NY. This role involves leading complex financial operations across various private fund structures and driving financial excellence. Candidates...Full time- ...organization through the next chapter of profitable growth. As CFO, you'll be a critical member of the leadership team and operating... ...and accurate forecasting. This is a full‑time role based in our New York City office, with a focus on steering profitability while #J-1...Full timeWork at office
$100 per hour
...and the industry has not seen new entrants in more than 30 years.... ...to prove ourselves. As our CFO, you’ll own DualEntry's financial... ...the bar. Location: New York City HQ, 7 World Trade Center... ...Experience as a first or early CFO at a Series A‑C SaaS or fintech company...Full timeWork at officeImmediate startShift work- ...Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, seeks an EVP of Finance & Operations to lead finance/... ...GAAP and SEC requirements, while monitoring SEC guidances and new U.S. GAAP standards. You will manage monthly, quarterly and annual...Full time
$240k - $300k
...a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to be responsible for our Accounting... ...statements and related disclosures. Series 27 is required . Essential... ...ensuring accuracy of payroll submissions, new employee set‑up, management of internal...Full timeLocal area$180k - $220k
...Namely is seeking a Vice President of Finance to lead financial operations in New York. This strategic role will manage day-to-day finance, reporting, forecasting, and contribute to evolving financial infrastructure. The ideal candidate has 8-15 years of experience,...Full time$200k - $250k
...A financial health company in New York City is looking for a Vice President of Finance to oversee all financial operations, drive strategic planning, and manage a high-performing finance team. This full-time role requires 3-5 days onsite presence and demands 10+ years...Full timeFlexible hours$250k
...US.020 Houlihan Lokey Financial Advisors, Inc. is seeking a Vice President for their New York office. The role involves leading M&A and strategic advisory engagements, managing transaction processes, and mentoring junior staff. Candidates should have 5–8+ years of relevant...Full timeWork at office$180k - $220k
...VeeFriends LLC is seeking a Vice President of Finance to lead core finance operations and reporting in New York City. Ideal candidates will need 8-15 years of progressive finance experience, particularly in high-growth environments. The role includes overseeing financial...Full time- ...execution while building a strong finance team. Ideal candidates will have a minimum of 15 years of experience, including 5 years in a CFO position within a $1 billion+ revenue company. This remote opportunity offers a competitive compensation package, emphasizing equity...Full timeRemote work
- ...Wyckoff Heights Medical Center in New York seeks a seasoned financial leader to serve as Chief Financial Officer. You will drive long-range forecasts, strategic plans, and capital budgeting in a complex safety-net health system. Responsibilities include presenting performance...Full time
- ...Wells Group in New York is seeking a seasoned CFO to guide client financial strategy and to help scale the firm’s CFO platform. The role can be full-time or fractional, with interfaces to private equity and venture-backed growth environments. You will manage engagement...Full time
- ...Interim Fund CFO – Private Equity (4–6 Month Contract) Remote (with potential for periodic in-person meetings in New York City) Duration: 4 to 6 months (Starting June 2025) Company... ...specializes in deploying seasoned leaders into interim roles to support critical...Contract workPart timeInterim roleRemote work
$300k - $400k
...Samba in New York is seeking a Chief Financial Officer to lead financial strategy, manage finance operations, and execute M&A activities... ...finance. This pivotal role requires a growth-oriented finance leader who is both a financial disciplinarian and a growth enabler. A...Full time- ...forecasting, and business insight, partnering with departments to ensure success. The CFO will guide Orchard toward profitability while balancing growth and risk, reporting to the CEO from our New York City office. This full-time role requires 10+ years in financial leadership,...Full timeWork at office
- ...DualEntry Business Corporation in New York City is seeking a passionate CFO to own the financial strategy end-to-end. In this hands-on role, you'll engage directly with leadership, manage investor relations, and architect financial infrastructure. The ideal candidate...Full time
- ...Syntax Talent Solutions is seeking a hands-on CFO for a mission-driven nonprofit in New York. You will own finance and operations for a network of 20+ member organizations, report to the CEO and board, and translate complex financial data into clear insights to support...Full time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to CFO & FINOP (Series 27) — Broker-Dealer Leader (New York). Be the first to apply!
- interim chief financial officer New York, NY
- chief financial officer New York, NY
- chief financial officer cfo New York, NY
- cfo healthcare New York, NY
- construction cfo New York, NY
- cfo real estate New York, NY
- hedge fund cfo New York, NY
- cfo New York, NY
- managing broker New York, NY
- work from home freight broker New York, NY





























