Senior Director, Wealth Management Risk & Compliance
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC is seeking a Senior Director, Business Unit Compliance Liaison to lead the centralized risk team for Wealth Management Solutions. The role focuses on regulatory reporting, controls, committee governance, risk program coordination, policy oversight, and risk routines in Minneapolis and Charlotte. The candidate will oversee governance processes, risk management, audit activities, licensing, and vendor risk. #J-18808-Ljbffr Ameriprise Financial Services, LLC
$148.89k
...Smith is currently seeking a Senior Human Resources Business... ...working in partnership with the Director, Human Resources Business... ...mitigating organizational risk and ensuring compliance with company policies and... ...leadership and guidance to managers and employees across designated...SeniorWork experience placementH1bWork at officeRelocation- ...position reports to the Human Resources Manager and is responsible for partnering with business... ..., employee engagement activities, compliance and administering policies and procedures... ...company policies and procedures to minimize risk, ensure legal compliance, and maintain...SeniorTemporary workWork at office
$77k - $214k
Industry/SectorAsset and Wealth... ...clients on tax planning, compliance, and strategy. These individuals... ...obligations while minimising risks of non-compliance.Focused... ...connections, and learning how to manage and inspire others.... ...tax solutions. As a Senior Associate you will analyze...SeniorFull timeH1b$85k - $145k
COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENTWHAT IS THE OPPORTUNITY?The Compliance Specialist... ...for Bank Wealth Management products. Responsible for... ...management and the board of directors.WHAT DO YOU NEED TO SUCCEED... ...years of experience with risk management and/or Compliance...SeniorRemote work- ...Senior Manager, HR Products & Transformation Wells Fargo is seeking... ...directly with the HR Product Director on strategic planning, engagement... ..., Control, Independent Risk Management, etc.). Manage... ...strong risk mitigating and compliance-driven culture which firmly...SeniorWork experience placementRelocation package
- ...level stakeholders. Requirements 12+ years of quantitative leadership and advisory and management consulting experience (with big brands) spanning banking, insurance, and wealth management sectors. Proven track record in data aggregation frameworks (e.g., BCBS 239 principles...Senior
- A financial services company is looking for a Product Director to lead the Wealth Management product group. This role includes setting strategy, managing teams, and ensuring business value through best practices. Candidates should have over 10 years of relevant experience...Remote job
$149.52k - $175.9k
...customer experience insights strategy for Wealth and Wholesale, converting complex, multi... ...role operates as a strategic partner to senior leadership , owning high-visibility... ...acquisition, deepening, retention, and portfolio management—linking insights directly to growth and...Temporary workWork at officeLocal areaRemote workFlexible hoursShift work3 days per week$150k - $206.3k
...than $1.5 trillion in assets under management, administration and advisement as of... ...around the world.Job DescriptionThe Senior Director, Business Unit Compliance Liaison is responsible for leading the centralized risk team for Wealth Management Solutions, with a focus on...SeniorFull timeContract workH1bWork at officeWork from homeVisa sponsorship1 day per week- ...company with 50+ years of experience and a bold new identity. The Senior Manager of Central Resources provides strategic leadership and... ...comprehensive benefits package designed to protect your health, grow your wealth, and help you do your best work. Here’s a look at what we...SeniorWork at officeFlexible hours
$230k - $306k
...spanning multiple client engagements and team leaders. You’ll manage Directors and/or Managers responsible for developing measurement... ...for improvement, and adjust strategies and scopeServe as the senior measurement leader during crucial client moments, guiding the...SeniorFull timeWork at officeImmediate start$110k - $155k
...You’ll Work With: The Senior Associate, Credit Manager will be part of a... ...and managing credit risk associated with loan... ...terms. The role ensures compliance with credit policies... ...will report to the Director, Investment... ...investors, and private-wealth clients in major markets...SeniorTemporary work$167k - $213k
...professional home, Wipfli offers a career-defining opportunity.ResponsibilitiesResponsibilities: Responsible for managing and coordinating tax compliance and advisory work for clientsReview Federal and Multi-State Partnership tax returnsLead client relationships on day...SeniorTemporary workLocal areaFlexible hours$200k - $250k
Wealth Enhancement Group in the Minneapolis-Saint Paul metro area is seeking a Vice President, Financial Advisor to join a growing team focused on serving clients referred through custodial channels. This role partners with new clients to understand goals, provide thoughtful...Senior- University of Minnesota Law School is seeking an Associate Director of External Engagement to lead external engagement strategy and programming, partnering with leadership to elevate the Law School’s profile and deepen connections with alumni, bench and bar, and other...Senior
- Wealth Enhancement seeks a Vice President, Financial Advisor to join our Minneapolis-based team. This hybrid role focuses on delivering... ...craft personalized plans. The position combines relationship management, planning leadership, and strategic client service in a growth-...Senior
- GP Fund Solutions (GPFS) is seeking a Director of Fund Reporting to lead client relationships, oversee the accuracy, quality, and timeliness of fund deliverables, and guide onboarding for new clients across the US, UK, and EU. This role emphasizes mentorship, strong US...Senior
- University of Minnesota Law School is seeking an Associate Director of External Engagement to lead external engagement strategy, programming, and relationship building with alumni, bench and bar leaders, and other key stakeholders. The role focuses on deepening the Law...SeniorFull timeRemote work
- Open Arms of Minnesota is seeking a Senior Manager of Corporate Partnerships to lead the institutional partnership strategy by building, cultivating, and stewarding transformational relationships with corporations, foundations, healthcare organizations, and community institutions...Senior
- ...Ventures, a faith-based nonprofit in south Minneapolis, seeks a Senior Director to oversee programs, lead directors, and ensure high-quality... ...-driven evaluation. You will foster a culture of excellence, manage budgets, and collaborate with Advancement to sustain growth...Senior
$137k - $205.6k
SUMMARY Mortenson is currently seeking a Senior Manager of Human Resources to build the organization’s people strategy in alignment with... ...employee experience.Serve as the primary partner to Mortenson’s HR Director - Data, Process and Technology to develop efficient,...SeniorWork experience placementH1bWork at office$170k - $225k
...a Private Banker (Vice President or Executive Director) in Minneapolis, MN, to provide exceptional financial... ...services to clients. The role involves managing client relationships, generating business, and advising on wealth management strategies. Candidates should have...Senior- Ameriprise Financial is seeking a Senior Recruiter for Field and Branch Management to drive hiring across branch and field roles within our Wealth Management business nationwide. You will partner with business leaders to understand needs, define role requirements, and...Senior
$200k - $260k
...quoting speeds and optimize operational deal review workflows Establish global discounting policies and maintain strict internal compliance controls Oversee the strategic integration of advanced enterprise pricing software tools Deploy predictive analytics models,...SeniorRelocation- RBC Capital Markets, LLC is seeking a Senior Employee Relations Advisor, US Wealth Management to support HR partners and managers on workplace issues and risk management. You will collaborate with the Global Employee Relations team to provide expert guidance, manage investigations...Senior
$170.7k - $242.37k
...programs enable and sustain regulatory compliance, accreditation readiness, and operational... ...and Quality Assurance plans. Serve as a senior representative in industry benchmarking... ...experience in strategic planning, financial management, and performance analytics. Preferred...SeniorFull timeTemporary workFor contractorsWork at office3 days per week- ...Daikin Applied, the world’s largest HVAC company, is seeking a Senior Compensation Partner to shape compensation programs for Alliance Air Products across the U.S. and Mexico. This role focuses on designing structures, evaluating roles, and guiding leadership on pay decisions...SeniorRemote work
$100 per hour
...Rate - $100/hr max Anaplan, a software company that is part of the Thoma Bravo portfolio, is currently seeking a Senior Technical Program Manager (TPM) to join our Product Launch team. This role will be remote and will report to our Vice President of Product...SeniorContract workRemote workFlexible hours- Ameriprise Financial is seeking an experienced Risk & Compliance professional to support Wealth Management Solutions. The role focuses on regulatory reporting, controls, committee governance, and risk program coordination across the business lines in Minneapolis, MN, and...Senior
- ...A prominent water solutions provider based in Minneapolis, MN, is seeking a Senior Human Resources Business Partner. This role will drive strategic HR solutions, focusing on employee relations and workforce development. Candidates should possess a Bachelor’s degree in...Senior
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