CFO for Broker-Dealer Growth & Compliance Strategy
ACG Texas
ACG Texas, located in New York, is seeking a Chief Financial Officer (CFO) to lead financial operations and strategy. This role includes financial planning, budgeting, ensuring regulatory compliance, and supervising finance departments’ work. The ideal candidate has proven experience as a CFO in a broker-dealer environment and a strong understanding of relevant regulations including FINRA and SEC. Key responsibilities include developing financial strategies and managing financial reporting. #J-18808-Ljbffr
- ...New York Self Clearing Broker-Dealer is seeking a Chief Financial Officer (CFO) to lead its financial operations and strategy. The CFO will be responsible... ...and ensuring regulatory compliance. The CFO will supervise... ...the organization's growth. Financial Planning & Analysis...Suggested
- ...is seeking a Chief Financial Officer (CFO) to safeguard its fiscal integrity and... ...guidance, oversee financial reporting and compliance, and lead finance staff. This position... ...This impactful role offers the chance to shape financial strategy and drive growth. #J-18808-Ljbffr...Suggested
- ...looking for a Head of Finance to lead the finance function of a high-growth startup. This includes strategic planning, operational... ...team. This role is remote-based in the US, offering the chance to shape financial strategy and drive company growth. #J-18808-Ljbffr...SuggestedRemote work
- ...Solutions is seeking a Head of Product Management for our Bank Broker Dealer business in New York. You will create product strategies, manage product roadmaps, and lead a team to drive execution and growth. The ideal candidate has over 10 years of industry experience,...SuggestedWork at office
$200k - $225k
Tensec is looking for a Director - Broker-Dealer FINOP to oversee regulatory financial reporting for their Broker-Dealers. The role focuses on compliance and support for the Company's growth strategy. Ideal candidates should have over 8 years' experience in finance, specifically...Suggested$250k - $300k
...seeking a strategic Chief Financial Officer (CFO) to join its Executive team in Lafayette... ...Facilities operations, leading financial strategy and stewardship within a mission-driven... ...and a strong understanding of regulatory compliance. The position offers a competitive salary...- ...provider of Electronic Healthcare Records (EHR) software, is seeking a Chief Finance Officer (CFO) in New York, NY. The CFO will lead financial strategy and operations, ensuring compliance with regulations and optimizing financial performance. The ideal candidate must hold a...
- ...Financial Officer to oversee financial health and compliance for clients. This part-time role involves developing financial strategies, managing budgets, and providing accurate... .... Ideal candidates will have over 8 years of CFO-level experience, preferably in the nonprofit...Part time
- ...A high-revenue business is seeking an experienced Fractional CFO to provide strategic financial leadership on a part-time, remote... ...applicant will oversee accounting, manage cash flow, and advise on tax strategies, preferring candidates who can work during Eastern Standard...Contract workPart timeRemote work10 hours per week
- ...A national securities exchange is seeking a strategic Chief Financial Officer (CFO) to lead financial strategy and oversee operational performance. The ideal candidate will have deep experience in financial planning, fundraising, and governance, with a focus on scaling...Remote workFlexible hours
- ...A technology-centric firm is seeking a Head of Finance to establish financial operations and strategy as they scale beyond $100M in ARR. The ideal candidate has experience in managing finance independently, a firm grasp of GAAP principles, and strong analytical skills...Remote workFlexible hours
$175k - $257k
...The successful candidate will guide strategic decision-making, allocate resources effectively, and mentor a finance team to drive growth. The role requires expertise in financial analysis, modeling tools, and presentation software, as well as the ability to track and...Full time$240k - $320k
...Tala is seeking a Vice President of Finance to lead enterprise-level financial strategy and drive performance management. The role requires over 10 years of experience in high-growth corporate finance and strategic initiatives. You will translate business strategy into...Remote work$135k - $160k
...Betterment oversees and operates Betterment’s broker‑dealer entity that safeguards over $65B in... ...and financial reporting to maintain compliance with relevant FINRA and SEC financial responsibility... ...operational processes to support our growth. This role is based out of our NYC...Temporary workWork at officeLocal areaMonday to ThursdayFlexible hours- ...and health platform company in New York is seeking a Director of Strategy & Operations to lead its go-to-market strategy for innovative... ...narratives while designing scalable team structures to support growth. Competitive salary and equity package offered in a hybrid work...
- ...Goodyear is seeking a Car Dealer Specialist in Tennessee to serve as the primary interface with car dealerships. This role demands a strong strategic approach towards driving profitable growth through effective management and execution of category business plans including...
$70.6k - $139.8k
...equitable access to opportunities for career growth and leadership. Over our 80-year... ...Senior Associates with experience in the Broker Dealer industry vertical. As an Audit... ...and with integrity at all times. In compliance with federal law, all persons hired will...Local areaWorldwideHome office$156.17k - $192.61k
...assessed during the interview process. Role Overview The Compliance Lead, Broker‑Dealer & Investment Adviser is a senior member of Gusto’s Retirement... ...—including AI governance—keep pace with Gusto’s growth. Serve as the primary compliance lead on all FINRA and SEC...Full timeLocal area$216.8k - $325.2k
...Head Of Central GTM Finance & Strategy Stripe is a financial infrastructure platform for businesses. Millions of companies - from the... ...accuracy, optimize investments, and accelerate enterprise growth as Stripe expands internationally. Lead and develop a team...$216.8k - $325.2k
...Head Of Connect & Crypto, Finance & Strategy Stripe is a financial infrastructure platform for businesses. Millions of companies—from... ...decisions that shape Stripe's product portfolio and long-term growth strategy. The Connect & Crypto F&S team sits at the intersection...Full timeWork at office- ...relationships with trading counterparties, and contribute to the OTC sales strategy. Candidates should have a quantitative degree and experience in trading. This dynamic environment offers significant growth opportunities and a vibrant company culture, promoting a...
$150k - $200k
...a senior leader for enterprise decision-making in finance and strategy. The role demands 6+ years in consulting or finance, particularly... ...and communication. This position supports significant company growth with responsibilities including investment evaluation and executive...Remote workFlexible hours$170k - $270k
...Principal Responsibilities Advise on the strategy, development, integration and expansion... ...with our clients’ requests. Assist Compliance in producing responses to regulatory inquiries... ...of SEC and FINRA rules governing broker-dealers. Knowledge of the SEC and state rules governing...Full timeTemporary workPart time$150k - $175k
...Infios US, Inc. is seeking a Senior Director, FP&A – Growth to lead planning and analysis for the growth organization. This role will drive insights for pricing, forecasting, and revenue strategies while managing a global FP&A team. The ideal candidate will have 10-15...- ...Summary The Director, Revenue Growth Management will lead pricing strategy, trade spend optimization, and pricing data management for the MHUSA commercial... ...execution, including price increases, price filing compliance, and maintaining a standardized pricing calendar....
$200k - $225k
...loyalty, retention, and revenue growth. DriveWealth’s commitment to... ...the Role As Director - Broker-Dealer FINOP, you will be responsible... ...financial reporting and compliance for the Company’s Broker-Dealers... ...Drive Wealth’s growth strategy. What you will do Work on day...Work at officeWork from homeWork visaFlexible hours$135k - $165k
...Webull Financial is seeking an Associate Director of Compliance in New York to lead compliance efforts in regulatory frameworks including FINRA and SEC. The position requires a strong compliance professional with 5 years of related experience. The role includes drafting...$151.9k - $173.4k
...Broker Dealer Advisory Manager Job Description The Compliance Risk Manager will support Capital One’s broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment...Full timePart timeWork at officeLocal areaFlexible hours- ...AppJaxx is looking for a Chief Financial Officer (CFO) to lead financial planning, budgeting, and reporting. This role is vital for aligning financial strategy with company growth, maximizing profitability, and ensuring fiscal efficiency. The ideal candidate will possess...
- ...is seeking a strategic, data-driven CFO to lead financial operations in the US... ...experience with strong skills in high-growth startup environments. Responsibilities include shaping financial strategy, overseeing multi-entity compliance, and leading a high-performing...
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