VP, Compliance Advisory for RIAs & FINRA
Kroll
Kroll seeks a collaborative compliance leader to advise a diverse portfolio of financial services clients, including RIAs, broker-dealers, and registered investment companies. You will mentor colleagues, manage multiple client engagements, and strengthen regulatory programs in a high-impact global firm. You will collaborate with senior professionals, translate complex requirements into practical solutions, and play a visible role in expanding client relationships while delivering high-quality #J-18808-Ljbffr Kroll
$90k - $165k
...collaborative, commercially minded compliance professional with strong... ...of 1940 (“Advisers Act”) and FINRA rules. You will lead multiple... ...Chief Compliance Officer for RIAs, broker-dealers, or... ...leader in risk and financial advisory solutions—Kroll. With a nearly...SuggestedTemporary work- Senior Manager, Accounting Advisory Join an elite team of respected experts who approach the needs of M&A differently, in a demanding, yet supportive and collaborative culture. Teams are led by seasoned M&A professionals who have worked in private equity, investment banking...SuggestedWork experience placementWork at office
- Stout is seeking a Senior Vice President in Transaction Advisory (Los Angeles area) to oversee buy-side and sell-side financial due diligence for private equity and corporate clients. The role focuses on earnings quality, working capital, and risk analysis to guide investment...Suggested
- Stout seeks a full-time Vice President to lead buy-side and sell-side financial accounting due diligence within the Transaction Advisory practice. You will guide high-stakes engagements, assess earnings quality, working capital, and contingencies, and deliver informed...SuggestedFull time
$230k - $400k
...Managing Director to join our high performing IT Internal Audit Advisory team in Los Angeles. We offer a hybrid (remote/onsite) work... ...and assess IT environments, risks, internal audit projects, and compliance for companies that range from newly public high growth...SuggestedWork experience placementWork at officeLocal areaRemote workFlexible hours- ...Job DescriptionOur Transaction Advisory Services practice provides seamless analytical advisory through the deal continuum, from transaction origination to closing.Day-to-day responsibilities:Managing buy-side and sell-side financial due diligence engagements for private...Temporary workWork at office
- ...Senior Vice President, Advisory & Planning Operations About the Company Accomplished engineering & design firm specializing in... ...supporting programs related to safety, sustainability, and ethics and compliance. Hiring Manager Title Business Line Executive...Local area
- ...Vice President, Compliance About the Company Large commercial real estate advisory firm Industry Real Estate Type Public Company Founded 1929 Employees... ..., financial reporting, and audits. The VP will also be involved in coordinating the distribution...
- ...Investment Banking Vice President, ESOP Advisory About the Company Top tier ESOP advisory firm focused on employee ownership transactions and advisory services. Industry Financial Services Type Privately Held About the Role The Company is seeking...Remote workRelocation
- ...Vice President, M&A Tax Advisory About the Company Top-ranked mergers and acquisitions advisory firm focused on complex transactions. Industry Management Consulting Type Privately Held About the Role The Company is seeking a Vice President for...
- ...Vice President of Technical Accounting Advisory About the Company Professional services firm providing technical accounting advice... ...its Technical Accounting Advisory practice and is in need of a VP to join the team. The successful candidate will be at the forefront...Work at office
- ...seeking a Vice President of Internal Audit to lead internal audit, compliance, and enterprise risk management. Responsibilities include... ...skills are also essential. Experience with a major accounting or advisory firm is an advantage. Functions ~ Finance...
- ...integration training & enablement architecture & design advisory managed intelligence operations defense & national security... ...law enforcement & investigations iso 27001 and cmmc 2.0 compliance About the Role The Company is seeking a Vice President...Remote work
- Goldman Sachs Wealth Management Compliance seeks an Associate or Vice President to join our Los Angeles team. The role focuses on surveillance, client suitability, and cross-functional collaboration with Legal, Operations and the Wealth Management unit to ensure regulatory...
- The Goldman Sachs Group, based in Los Angeles, seeks an Associate or Vice President for Global Compliance to protect the firm's reputation and manage regulatory risk. You will monitor surveillance, advise on regulations, and collaborate with Wealth Management, Legal, and...
- ...organization’s end-to-end revenue cycle, driving financial performance, cash flow, revenue integrity, operational efficiency, and compliance. Key Responsibilities Develop and execute enterprise-wide RCM strategy aligned with financial and operational goals. Oversee...Remote jobTemporary work
$175k - $200k
Vice President, Transaction Advisory Services Senior leadership role responsible for directing financial due diligence engagements, managing teams, and serving as a trusted advisor to private equity sponsors, strategic buyers, and management teams. Base pay range $175...Full timeShift work$175k - $200k
Vice President, Accounting Advisory About Palm Tree Palm Tree is a modern M&A value creation firm that integrates financial consulting, operational consulting, and investment banking services. Founded in 2010, Palm Tree partners with private equity firms, business operators...Work at office$229.24k
...Services practice. Responsibilities: Play a key role in developing the Private Enterprise Tax practice Direct tax compliance and advisory services for privately owned partnerships, corporations, S-corporations, family offices and their owners Build, manage,...Private practiceWork at officeLocal area$175k - $200k
A financial consulting firm in Los Angeles is looking for a Vice President for its Accounting Advisory practice. The role involves leading client engagements and managing teams to deliver top-notch accounting and reporting advisory services. The ideal candidate will have...- ...Strategic Advisory Board Member, Fiber About the Company Growing digital infrastructure organization expanding an open-access fiber network platform Industry Telecommunications Type Privately Held About the Role The Company is in search of Strategic...
$164k - $250k
...an exciting opportunity for a VP Financial Advisor to join our... ...This role is a key member of the advisory team and will help clients... ...Communication Strategy and in good compliance standing Education/... ...MBA, etc.) Series 7, 66 (BD/RIA) Series 65 (RIA Only) Insurance...Full timeTemporary workFlexible hours$157k - $165k
...Job Description Job Description VP/CRA Officer Location: California Job Type: Full-Time | Exempt | Hybrid Eligible Salary... ...to implementation and maintenance of an effective CRA compliance program for the Bank. Develop, Oversee and Quantify Small Business...Full timeBank staffLocal areaFlexible hours$164k - $250k
...an exciting opportunity for a VP Financial Advisor to join our... ...This role is a key member of the advisory team and will help clients... ...Communication Strategy and maintain good compliance standing. Education/... ..., MBA, etc.) Series 7, 66 (BD/RIA) Series 65 (RIA Only)...Full timeTemporary workFlexible hours$215.95k - $409.42k
## Managing Director, Municipal Utility Advisory PracticeApply: USA CA Los Angeles 11150 Santa Monica Blvd: USA CA Pasadena: USA CO Denver 16 Market Square: USA CA San Francisco 333 Bush St: USA MA Tewksbury: Full time: Posted Today: JR108290# **Overview**Baker Tilly is...Full timeLocal areaWorldwide- ...ecosystem brings together private-market opportunities, syndicated and fund programs, company intelligence, strategic relationships, and advisory and operating opportunities. Advisors contribute their professional judgment and networks to help Graphora and the companies in...Hourly payFull timeFor contractorsWork at officeLocal areaRemote work10 hours per week
- GlassRatner Advisory & Capital Group LLC is a leading provider of specialty professional and advisory services, including forensic accounting... ...support services, retained executive searches, and compliance risk, and resilience consulting. Our professionals work alongside...Full timeInternship
- A financial institution located in Los Angeles is seeking a Vice President, Bank Secrecy Act Compliance Officer. This role is responsible for managing the compliance program for BSA/AML and OFAC, ensuring regulatory requirements are met, and providing subject matter expertise...
- ...ecosystem brings together private-market opportunities, syndicated and fund programs, company intelligence, strategic relationships, and advisory and operating opportunities. Advisors contribute their professional judgment and networks to help Graphora and the companies in...Hourly payFor contractorsWork at officeLocal areaRemote work10 hours per week
- ...including drafting all required company documentation. The RA VP will be a key executive collaborating with and advising the... ...development, monitoring and improvement of VoxelCloud's regulatory compliance processes and procedures. Define and execute VoxelCloud’s regulatory...Worldwide
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