Regulatory Counsel - Derivatives & CFTC Compliance
$180k - $250kKalshi
A financial regulatory organization in New York is looking for a Regulatory Attorney to support legal and regulatory strategies for a CFTC-regulated exchange. The ideal candidate should possess a J.D. degree and have 3–6 years of experience in derivatives and financial regulations. Responsibilities include advising on compliance, drafting legal documents, and interacting with regulators. The salary ranges from $180,000 to $250,000 annually, accompanied by equity and benefits. #J-18808-Ljbffr
$190k - $245k
...with respect to Equity Derivative, Strategic Equity/... ...at the team level. Compliance Culture and Conduct:... ...trading-related legal and regulatory issues, including close... ...with and manage external counsel. Minimum Required... ...Not Applicable CFTC Swap Dealer Associated...RegulatoryWork at office$220k - $260k
...knack for navigating complex regulatory landscapes? The CIB Americas... ...our dedicated five-person Derivatives Legal team. In this role, you... .... What You'll Do As Counsel, you will play a pivotal role... ...trading, ensuring compliance with evolving regulations....RegulatoryWork at office$500 per month
...President, the Commercial Counsel will have exceptional... ...partnerships Derivatives and futures documentation... ...Work closely with Sales, Compliance, Operations, Finance,... ...arrangements align with regulatory and operational... ...derivatives (SEC/FINRA, CFTC/NFA) Excellent judgment...RegulatoryImmediate startHome office$200k - $255k
A leading financial services firm in New York is seeking a Financial Regulatory Counsel to provide legal support to regulated businesses and products. The role entails advisory duties on compliance and regulatory matters, drafting agreements, and collaborating with various...Regulatory$200k - $255k
A leading financial services firm in New York is seeking a Financial Regulatory Counsel. This role is crucial for ensuring compliance with U.S. and international securities regulations. The ideal candidate will have over 7 years of experience in a top-tier law firm or...Regulatory$180k - $250k
...seeking a highly motivated Regulatory Attorney to support legal and... ...strategy for a cutting‑edge U.S., CFTC‑regulated exchange (DCM) and... ...the federal commodity derivatives regulatory framework. This role... ...daily support to Legal, Compliance, and Markets teams Advise on...RegulatoryContract workLocal area- ...leading prediction market platform is seeking a Regulatory Attorney to support its legal strategy. The... ...of experience and a strong background in derivatives regulation. Key responsibilities include advising on compliance with CFTC regulations, drafting regulatory filings,...Regulatory
- ...leading legal recruitment firm is seeking a highly motivated derivatives Regulatory Attorney in New York City. This role requires 3-7 years of... ...focusing on derivatives regulatory law, advising on SEC and CFTC regulations, and analyzing legal issues related to prediction...RegulatoryFlexible hours
$255k - $300k
...Robinhood is seeking a Chief Compliance Officer for its Derivatives Compliance team in New York. This leadership... ...compliance programs aligned with CFTC and NFA regulations. The ideal... ...Responsibilities include advising on regulatory requirements, leading regulatory interactions...Regulatory$200k - $255k
...Overview Financial Regulatory Counsel Location: New York Business Area: Legal, Compliance, and Risk Ref #: 10049662 Description & Requirements Bloomberg’s Global... ...trading venues and systems for securities and derivatives across all asset classes, benchmarks administration...RegulatoryTemporary workFor contractorsWork experience placementWork at office- ...shipped, but our culture cannot. Senior Counsel, Trading This role is an integral... ...policies, and conducting legal research for regulatory compliance. Responsibilities Provide legal... ...features, electronic trading agreements, derivatives, and financing arrangements, while coordinating...RegulatoryContract work
$270k
...Director - Corporate and Equity Derivatives Attorney to join our Global... ...businesses on all legal and regulatory matters related to equity... ...as well as to sophisticated counsel representing Barclays’ customers... ...division are conducted in compliance with applicable laws, rules...RegulatoryHourly payPermanent employment- ...for an accomplished In-House Real Estate Counsel to provide legal leadership for a... ...development activities, and applicable regulatory obligations. • Direct external law firms... ...Advise leadership on entity governance, compliance obligations, and legal considerations tied...RegulatoryContract work
- ...Group Inc. is seeking an experienced Legal Counsel to support its equity sales and trading platform. This role focuses on equity derivatives and structured finance, requiring close... ...for various products, and advise on regulatory matters. A Juris Doctor degree and membership...Regulatory
- ...Director, Senior Legal Counsel - Futures Requisition ID: 261865 Salary... ...in a wide range of regulatory matters within the Global Banking... ...Dealer, and applicable SEC and CFTC Regulations and additional coverage... ...with respect to operational, compliance, sanctions and anti‑money...RegulatoryLocal areaFlexible hours
$104.5k - $325k
...an Attorney at Axiom We are seeking a Derivatives Counsel to join our Financial Services team. In... ...derivatives and OTC trading, ensuring compliance, mitigating risk, and facilitating... ...teams on derivatives transactions and regulatory initiatives . Managing legal, risk, and...RegulatoryFull timeFlexible hours$200k - $275k
...Legal Counsel – Equity Derivatives, Trading Documentation Role Summary Mizuho Americas is seeking an experienced Legal Counsel to support its... ...office, risk, and operations partners to manage legal and regulatory risk, negotiate complex trading documentation, and support...RegulatoryWork at officeLocal areaRemote work- ...Scotiabank is seeking a Director, Senior Legal Counsel - Futures, to contribute to the U.S. Legal Department’s success in regulatory matters. This role primarily... ...clearing, swap dealer activities, and compliance with SEC and CFTC regulations. The ideal candidate will...Regulatory
$200k - $255k
Financial regulatory Counsel Location: New York Overview Based in New York, this is a great opportunity... ...venues and systems for securities and derivatives across all asset classes, benchmarks... ...counsel, our Risk, Negotiations and Compliance teams, and other key support functions...RegulatoryTemporary workFor contractorsWork at office$170k - $275.5k
...Manufacturing Co is seeking a Senior Legal Counsel in New York, NY to join their US Sales... ...role involves advising on legal and regulatory aspects of structured product transactions... ...candidate will have experience in derivatives and related transactions and will work...Regulatory$250k - $350k
...regimes)• Advise on legal implications of regulatory requirements affecting technology,... ...disclosures• Identify and flag potential compliance issues and coordinate with Compliance to... ...unifies data across assets, debt, and derivatives, giving you unmatched agility, transparency...RegulatoryImmediate start- ...Chief Compliance Officer (CCO), CFTC Swap Dealer & SEC Security-Based Swap Dealer About the Company... ...financial institution with complex derivatives compliance and risk governance needs... ...ensuring adherence to CFTC and SEC regulatory frameworks, maintaining strong governance...Regulatory
$70k - $110k
A financial services recruitment firm seeks a Regulatory Reporting Analyst in New York. The candidate will prepare regulatory reports related to derivatives activity, ensuring accuracy and compliance with CFTC and SEC regulations. Ideal for those with 3+ years in regulatory...Regulatory$200k - $250k
...idR7005Mizuho Americas is seeking an experienced Equities Derivatives Legal Counsel to support its equity sales and trading platform, with a focus... ...office, risk, and operations partners to manage legal and regulatory risk, negotiate complex trading documentation, and support...RegulatoryWork at officeLocal areaRemote workWorldwide$170k - $308k
...Description: Job Title Senior Counsel, RMBS Whole Loans Corporate... ...relation to the legal and regulatory framework governing the securities... ...with outside counsel, compliance and other internal infrastructure... ...Experience with certain derivatives transactions and swaps...RegulatoryWork at officeWork from home$200k - $225k
...individuals is looking for a legal and compliance funds counsel. CANDIDATES MUST HAVE A JD AND AT... ...will assist with the filing of various regulatory filings and reviewing legal and compliance... ...matters involving our trading and derivatives teams. This is an outstanding...RegulatoryWork at office- ...intersection of finance and law, providing counsel and advice that support activities... ...Global Banking and Markets -- Equities Derivatives Legal team is seeking an experienced corporate... ...to identify and help mitigate legal, regulatory and reputational risks Instruct/work...RegulatoryFull timeWork at office
$180k - $240k
...Vice President, Legal and Compliance - CFTC Compliance New York, NY Galaxy... ...Strong product knowledge and regulatory experience within the OTC derivatives and swap dealer businesses. Demonstrated... ...Groups ~ Free coaching and counseling sessions through Headspace...RegulatoryLocal areaFlexible hours- ...North America legal team. The candidate should hold a J.D. with N.Y. bar admission and possess 5–7 years of experience. The position offers a hybrid work model, emphasizing a strong commitment to compliance and regulatory developments in capital markets. #J-18808-Ljbffr...Regulatory
- ...team in New York. In this role, you will provide strategic legal counsel on various consumer protection laws, including the SCRA, MLA,... ..., excelling in providing business-oriented legal advice to support regulatory requirements and initiatives. #J-18808-Ljbffr...Regulatory
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