P&S Associate-New York Broker Dealer
ACG Texas
One of our NY based Broker Dealers is looking for a P&S supervisor. Kindly see details below. P&S Associate at Broker Dealer Located in New York Requirements List 2+ years experience working in the P&S Dept with a Broker-Dealer P&S specialist with Equity/Option product knowledge Buy-in knowledge pertaining to REGSHO rule Reconciliation of Equity Trade Breaks in CNS. Obligation Warehouse monitoring and Corrective action. Compensation List Compensation package offerings are based on candidate experience and technical qualifications, as it relates to the role. These are identified and determined throughout your interviewing experience. Location: New York Job Category: P&S Job Type: Full Time Job Location: NYC #J-18808-Ljbffr
$170k - $270k
...Global Banking and Markets Legal team in New York, NY or Dallas, TX. The key... ...bodies directly and through industry associations regarding changes in laws and policies... ...knowledge of SEC and FINRA rules governing broker-dealers. Knowledge of the SEC and state rules...SuggestedFull timeTemporary workPart time$200k - $225k
...and capital frameworks. You’ll learn how a broker‑dealer scales its treasury operations during... ...capital needs as the business expands into new markets and products. Hands‑on Monitoring... .../or Series 7. Required to be in the New York office at least 4 days a week....SuggestedWork at office$120.8k - $137.9k
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking a highly... ...User Acceptance Testing (UAT) for new surveillance models, system upgrades, and... ...Compliance Advisory Specialist III New York, NY: $131,800 - $150,500 for Compliance...SuggestedFull timePart timeLocal area- Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self-Clearing Broker Dealer in the role of Chief Compliance Officer who has worked at a Self-Clearing Broker Dealer within the last 5 years as who...Suggested
$95k - $105k
...expert resource, you will work directly with our client and their dealers to implement industry leading digital best practices through in... ...is a travel position that requires extensive travel in the New York/New Jersey area along with adjacent states. At Shift, many factors...SuggestedFull timeWork experience placementShift work$265k - $320k
...Opportunity: We have an exciting opportunity for an associate to join the Securities & Capital Markets Group in our Chicago, New York, Washington, DC or Miami office. Our cohesive... ...Equal Employment Opportunity: Vedder Price P.C. is an equal opportunity employer. We value...Summer workWork at officeLocal areaRemote workFlexible hours3 days per week- ...Analyst/Associate, Scotiabank US Equity Research, Power & Utilities, New York, NY Requisition ID: 260608 Salary Range: 120,000.00 - 185,000.00 Please note that... ...Bloomberg, FactSet and AI tools would be an asset A P.Eng, MBA, CPA/CA designation or enrollment in/...Work experience placementLocal areaFlexible hours
$140k
...at . Follow @blackstone on , , and .**2027 Blackstone Growth Associate (New York)****Business Unit Overview:**Blackstone Growth (BXG) is Blackstone... ...of your application. When you have finished click Submit at the bottom of this form. #J-18808-Ljbffr The Blackstone Group L.P.ApprenticeshipLocal areaFlexible hours$25.25 per hour
...divh2Member Experience Associate/h2pIndustrious is the largest premium... ...setting. As teammates, we encourage new ideas and toast every win. Were... ...within an easy commute of New York City. To help, our compensation... ...any other basis protected by applicable law./p/div IndustriousHourly payWork at officeLocal areaFlexible hours$66.12k - $87k
...Dealer Marketing (Territory Sales) Consultant A division of Publicis Groupe, Publicis Digital... ...powers brands and empowers people in a new era of creativity. An ever-changing... ...for this person to live in/near/around New York City, NY. The Dealer Marketing (Territory...Temporary workFreelanceLive inWork at officeLocal areaWorldwideFlexible hours$110k - $125k
...looking for an experienced analyst or junior associate, ideally with 2-3 years of experience in... ...clients to provide market updates, seek new business opportunities and execute on... ...Have a strong attention to detail New York City based or desire to live in NYC WHAT...Temporary workLive inWorldwide$100k - $130k
Overview Marshall Dennehey, P.C., a leading Am Law 200 civil defense law firm with over... ...clients, is seeking an ambitious Associate Attorney with one (1) to five (5) years of... ...Special Investigation practice to join our New York, New York team. This team works as a national...Full timeLocal area$230k - $290k
...Opportunity We have an exciting opportunity for an associate to join the Executive Compensation and... ..., California, Washington D.C., or New York). Our Benefits At Vedder, we believe in... ...Equal Employment Opportunity Vedder Price P.C. is an equal opportunity employer. We value...Summer workLocal areaFlexible hours- ...subrogation, loss transfer, and construction claims. With offices in New York and New Jersey, our firm is built on four pillars: Experience... .... Position Overview We are seeking a motivated Associate Attorney to join our Workers’ Compensation team. You’ll...
- Function: Execution Broker — Listed Derivatives (Institutional Flow) Department: KCA Compensation: Between USD 150'000 and 225'000 per year Location: New York | Build a Platform | True Order Ownership This is a rare opportunity to build and shape the U.S. listed derivatives...Worldwide
$124.58k - $166.1k
...Broker Review Manager – New York, NY As a Sr. Import Compliance Manager you will implement and enforce DHL’s Customs policies and procedures. DHL... ...compliance audits and self-audits. Develops and maintains associated databases, reports and documentation. Facilitates...$175k - $225k
..., and are seeking individuals with that same drive.*We are currently seeking an experienced Associate to join our Mergers & Acquisitions financial advisory practice in New York.Moelis Associates are expected to assume significant levels of responsibility requiring intellectual...Work at office- ...current client relationships and establish new business opportunities. You will play a... ...financial modeling. Oversee analyst and associate models Execute Equity and Debt Capital Markets... ...needs. Location(s): United States : New York : New York City Scotiabank is a leading...Local areaFlexible hoursShift work
$175k - $225k
## Associate, Investment Banking – Consumer & Retail, New York CityApplylocations: New Yorktime type: Full timeposted on: Posted 5 Days Agojob requisition id: REQ102178*We are passionate about our business and our culture, and are seeking individuals with that same drive...Work at office$85k - $95k
...The Partnership Fund for New York City is a social impact fund that is dedicated to mobilizing private sector resources and expertise... ...with Accenture. Summary of Position The Partnership Fund offers Associates unique exposure to public sector innovation, mission focused...Work experience placementInternship$150k - $225k
...Investment Banking Associate Our division works on some of the most complex financial challenges and transactions in the market today... ..., securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you...Full timeTemporary workPart time$72k - $105k
...Job Family Group: Consumer Sales Job Family: Consumer Sales Support Time Type: Full time Primary Location: New York New York United States Primary Location Full Time Salary Range: $72,000.00 - $105,000.00 In addition to salary, Citi’s offerings...Full timeTemporary work- ...uplift technology infrastructure and support new product development. CT Middle Office is... ...management firm. Headquartered in New York, we maintain offices around the world.... ...Job Identification 170579 Job Category Associate Posting Date 04/23/2026, 07:19 PM Locations...Work at office
- ...Associate, Equity Derivatives Quant - New York, NY Requisition ID: 256161 Salary Range: 155,000.00 - 185,000.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful...Work at officeLocal areaFlexible hours
- ...services to clients around the world. #bmocapitalmarkets The Financial Institutions Group (FIG) team is recruiting for an Associate to join the Team in New York. Prior FIG Investment Banking experience is preferred. The Associate provides a combination of deep industry sector...Contract workPart timeLocal area
$150k - $165k
...InforCapital, partnership is looking for a Real Assets Credit Associate for its New York investment team. The role involves originating, structuring, and executing investments across various capital structures, including direct lending and securitized assets. The ideal...$260k - $310k
...Technology Transaction Associate - New York Vinson & Elkins is seeking associates with 3-4 years (classes 2022-2023) of experience to join our Technology Transactions team in New York. Strong candidates will have experience with some or all of the following: commercial...- ...Job Description Job Description Associate Veterinarian (DVM) - New York City, NY A veterinary hospital is seeking a Veterinarian to join its established small animal practice. This opportunity is ideal for a veterinarian who wants to provide meaningful, high-quality...Relocation packageFlexible hours
$225k - $260k
...Associate - Managed Care Litigation | New York Maynard Nexsen’s Managed Care Litigation Practice Group is seeking a highly motivated mid-level associate to join its national practice. The ideal candidate will be in the tri-state area (NY, NJ, and CT), but this position...Contract workInternshipImmediate startRemote work$150k - $225k
...New York, NY, United States Job Description Our New York Prime Brokerage Funding team is seeking candidates for an Associate level role. This is an opportunity to work as part of a broader Global team focused on Funding, Capital, and Client optimization within Prime Brokerage...Full timeTemporary workPart time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to P&S Associate-New York Broker Dealer. Be the first to apply!
- executive associate New York, NY
- gis associate New York, NY
- fraud associate New York, NY
- associate specialist New York, NY
- overnight front desk associate New York, NY
- family law associate New York, NY
- cash room associate New York, NY
- investor relations associate New York, NY
- call center associate New York, NY
- associate veterinarian New York, NY


