Senior Investigator: Complex Regulatory Investigations

FINRA

FINRA in Rockville, MD seeks a Principal Investigator to independently conduct and complete high-risk investigations, developing and executing investigative strategies within regulatory frameworks. You will produce thorough, well-documented findings while collaborating with Enforcement, Risk and Intelligence, and Examinations teams. Qualified candidates will have 7+ years in securities investigations, strong data analysis skills (SQL/PowerBI preferred), and the ability to mentor staff and lead #J-18808-Ljbffr FINRA

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Vacancy posted 2 days ago

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