Hybrid Legal Counsel - RIA Compliance & Governance
H&P Executive Search
H&P Executive Search is seeking a Legal Counsel - RIA Compliance in New York, NY, offering hybrid work. The role requires a JD and active bar membership, with at least five years in legal or compliance within the RIA space. Experience in broker-dealer environments is highly preferred. The successful candidate will draft and manage binding legal documents, monitor regulatory adherence, and support governance through board materials and related processes. #J-18808-Ljbffr H&P Executive Search
Vacancy posted 3 days ago
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