Senior Director, Regulatory Solutions & Trade Surveillance (New York City Metropolitan Area)
Harrington Starr
A leading capital markets technology business is hiring a senior IC to drive the commercial development of its Compliance & Trade Surveillance offering.
What you’ll be doing:
- Join client meetings, discovery sessions and RFPs as the regulatory and surveillance SME
- Lead client-specific demos and presentations, helping move opportunities from initial engagement through to commitment
- Work closely with Sales to identify opportunities within existing institutional client relationships
- Shape commercial positioning, thought leadership and market strategy for the business
- Partner with Product and Customer Support to bring client and market feedback into the product roadmap
- Track regulatory developments and translate them into relevant client use cases and commercial opportunities
- Represent the business at industry conferences, roundtables and events
Key skills / experience:
- 8+ years in capital markets regulation, compliance, surveillance or a closely related area
- Deep knowledge of trade surveillance, market abuse and capital markets regulation
- Strong understanding of frameworks such as MiFID II, MAR, Dodd-Frank, etc.
- Comfortable operating in a client-facing, commercially oriented environment
- Experience with demos, RFPs, presentations or consultative engagements
- Strong ability to bridge Regulatory, Sales, Product and Customer-facing teams
- Excellent communication skills and confidence representing a business externally
- Self-directed, commercially minded and comfortable in a high-autonomy IC role
The role is open in NYC or Chicago. If you have the required skills and are up to the challenge, apply now for more information.
$200k - $250k
...access, and institutional trading. Headquartered in New York City, Chardan is a... ...professional to serve as a Director, Senior Compliance Officer and... ...compliance programs, providing regulatory guidance across... ...compliance issues. Conduct surveillance and monitoring of...SurveillanceSeniorFull timeWork at office$125k - $150k
...Senior Client Solutions Manager About Brynson™ Brynson is a growing SaaS company... .... ~ Experience building new client processes, playbooks,... ...Hybrid role; must be based in New York, New York Benefits:... ...other status protected by federal, state, or New York City law....SeniorPart timeFlexible hours- ...TITLE: Senior Account Executive DEPARTMENT... ...TO: Regional Director, Sales OFFICE LOCATION: New York IPC is a... ...cloud-based trading communications... ...connectivity solutions. Through... ...adapting to regulatory changes in the... ...communications analytics, surveillance and compliance...SurveillanceSeniorFull timeWork at officeLocal area
$250k - $350k
...Senior Frontend/UI Software Engineer (Quant Trading) Salary: $250k-350k Total compensation: ranging... ...directly with business areas across the firm to solve... ...engineers to architect solutions that are both technically... ...The work spans building new applications from the...SeniorFull time- ...reputable quantitative trading firms in the world and... ...for an experienced Senior AI Engineer who specializes... ...over groundbreaking new projects in a fast-... ...research and implement solutions in areas such as model architecture... ...work out of their New York City office five days a...SeniorFull timeWork at officeRelocation
- ...performance and rapidly expanded in both headcount and AUM. New York is their US HQ and their fastest growing office, with further... ...into new office space there. They are looking for a Trade Surveillance specialist with strong technical skillset to join their team...SurveillanceFull timeWork at office
$90k - $110k
...Senior Account Manager, Beauty PR & Influencer About the job... ...offices in Beverly Hills and New York City. Our multifaceted expertise... ...and currently live in the NY Metropolitan area. ~ Established... ...Maintain solid beauty and business/trade editors and influencers in the...SeniorFull timeWork experience placementSummer workLive inFlexible hours$175k - $200k
...Fixed Income Operations & Trade Lifecycle Controls... ...Office Status: Hybrid – New York, NY Base Salary: $... ...: This is a senior operations leadership... ...owner across the firm's regulatory compliance and SOX framework... ...reporting, and surveillance Review daily controls...SurveillanceFull timeWork at office$70k - $99.5k
...Healthcare Senior Copywriter Omnicom Health Market Access New York City Metropolitan Area (Hybrid) Job: Senior Copywriter Location... ...client medical, legal, or regulatory submissions. They will collaborate... ...that can bring the best solutions to everything we do. We...SeniorFull time- ...with a highly regarded Investment firm in New York that is looking to add a Senior Compliance Officer to its growing team. This... ...: Compliance monitoring, testing and surveillance Investment Advisers Act / SEC regulatory requirements Portfolio & asset management...SurveillanceSeniorFull time
$105.6k
...Reporting Into: Creative Director(s) + Account Director(s)... ...deliver strategic, creative solutions that strengthen brand presence... ...Role Description The Senior Art Director is a contract... ...on-site role based in the New York City Metropolitan Area, responsible for leading visual...SeniorContract workPart timeFor contractorsWork at officeRemote work- ...management firm operating in New York and the Tri-State area. Our team is... ...Job Summary: As a Senior Estimator , you will... ...line-item budget by trade with unit costs and bringing... ...value engineering solutions without compromising... .... New York City experience is preferred...SeniorFull timeContract workFor contractorsFor subcontractorCasual work
- ...This is a hands-on strategic regulatory intelligence delivery and execution... ...the right coverage for a new or existing customer, with... ...intelligence (bulletins, alerts and surveillance) with analysts and AI... ...customer's pipeline, therapeutic areas and regulatory obligations...SurveillancePart timeRemote work
$120k - $140k
...firm consistently recognized on the New York Observer’s Power 50 PR Firms List. The... ...professional growth. Role Description The Senior Director of Social Media & Digital Strategy is... ..., on-site role based in the New York City Metropolitan Area. This role leads the development and...SeniorFull timeWork at officeLocal areaRemote work$170k - $200k
...delivering advertising solutions that are intelligent, innovative... ..., we're looking for a Senior Product Marketing... ...offerings related to new ad formats, new targeting... ...into the Senior Director of Product Marketing, which... ...candidates based in New York City, NY is expected to be between...SeniorHourly payFull timeWorldwide$140k - $180k
...global footprint in the US (New York, Charlotte, Chicago, and Houston... ..., and deliver sustainable solutions at pace and scale creating greater... ...Role: We are seeking a senior Core Java Engineer to support... ...workflows, or enterprise trading systems. Key Responsibilities...SeniorFull timeTemporary workRemote workWorldwide- ...Location: Metropolitan New York, NY, United States Work Model: Hybrid; limited travel... ...based in the metropolitan New York City area to identify its next Director of Security and Protective... ...facility security, access control, surveillance, incident response, security provider...SurveillancePart timeWork at officeLocal areaImmediate startRelocationFlexible hours
$140k - $200k
...global footprint in the US (New York, Charlotte, Chicago, and Houston... ..., and deliver sustainable solutions at pace and scale creating greater... ...Role: We are seeking a Senior C++ / Java Developer to... ...support a U.S. Treasury systematic trading platform within a leading...SeniorFull timeTemporary workRemote workWorldwide$130k - $180k
...an expanding global footprint in the US (New York, Charlotte, Chicago, and Houston).... ...design, develop, and deliver sustainable solutions at pace and scale creating greater value... ...modernization of a Futures Algorithmic Trading platform. The role will focus on migrating...SeniorFull timeTemporary workRemote workWorldwide$140k - $180k
...global footprint in the US (New York, Charlotte, Chicago, and Houston... ..., and deliver sustainable solutions at pace and scale creating greater... ...Role: We are seeking a Senior Java Engineer to support the... ...of enterprise electronic trading and pricing platforms within...SeniorFull timeTemporary workRemote workWorldwide$80k - $120k
...serving clients throughout New York, New Jersey, and the greater Tri-State area. Our team specializes... ...infrastructure solutions for multifamily residential... ...networking events, and trade shows. Qualifications... ..., security systems, surveillance, access control, HVAC,...SurveillanceFull timeContract workFor contractorsWork at office$125k - $180k
...Medical Malpractice Attorney (4-5+ years) Furman Kornfeld & Brennan LLP New York City Metropolitan Area (Hybrid) Furman Kornfeld & Brennan is looking for a litigation attorney (4+ years experience) to join our medical malpractice and health care defense team. If you...SeniorFull time$150k - $175k
...Senior Associate, Specialty Finance Private Credit |Clear Haven Capital Management | New York, NY ABOUT CLEAR HAVEN Clear Haven Capital Management is an asset-backed... ...closing • Portfolio monitoring - ongoing surveillance, covenant tracking, manage existing...SurveillanceSeniorFull timeWork at office$125k - $170k
...Sensor Tower is looking for a Senior Manager of Business Strategy... ..., Business Strategy and Solutions Engineering. The Senior Manager... ...policy, and you’ll work from our New York office two days a week.... ...clients. Most clients are publicly traded Fortune 500 names. Focus of...SeniorPart timeWork at office2 days per week- ...Senior Manager/Director, CFO Services New York City Full-Time I’m working with an established financial and business... ...helping shape the practice, its solutions, and its future growth. The... ...focuses on three primary areas: Strategic Financial Leadership,...SeniorFull time
- ...Role Description The Project Manager role at Countrywide Stone is a full-time, on-site position based in the New York City Metropolitan Area. This role is responsible for overseeing stone-related projects from initiation through completion, ensuring that timelines, budgets...SeniorFull timeFor contractors
- ...Astra Content is recruiting for a Senior Thought Leadership Writer on behalf of the... ...can make the company’s many advanced ad solutions compelling and easy to understand. Someone... ...on multiple projects at once New York-city area highly preferred but other US locations...SeniorFull timeVisa sponsorship
- ...hedge fund is looking to add a Compliance Analyst to their New York City office. The firm since inception has a remarkable track... ...will focus on generalist compliance responsibilities, across trade surveillance, advisory, and core compliance. You will also be able to...SurveillanceFull timeWork at office
- ...Join the team behind some of New York City’s most recognizable spaces. Now Hiring: Senior Electrical Designer — New York City... ...full-service MEP engineering solutions for sophisticated and high-profile... ...headquarters, financial trading floors, hospitality destinations...SeniorFull timeImmediate startFlexible hours
- ...opportunity to contribute to a dynamic and evolving business. Role Description The Senior Kid’s Sleepwear Designer is a full-time, on-site role based in the New York City Metropolitan Area. This role is responsible for leading the design and development of children’s...SeniorFull time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Director, Regulatory Solutions & Trade Surveillance (New York City Metropolitan Area). Be the first to apply!
- training and compliance manager New York, NY
- compliance director New York, NY
- regulatory product manager New York, NY
- product compliance manager New York, NY
- compliance manager New York, NY
- manager regulatory affairs New York, NY
- director global regulatory affairs New York, NY
- corporate compliance manager New York, NY
- sr. manager regulatory compliance New York, NY
- regulatory & compliance manager New York, NY


























