Manager - Compliance
$42.91 - $72.24 per hourAmerican Express
Job ID: 26013762Posted: 2026-09-14Location: Charlotte, NC, United States; Sandy, UT, United States; Phoenix, AZ, United StatesSalary: $89250 - $150250 annually + bonus + benefitsJob Function: UnclassSchedule: Full timeWorkplace: HybridCareer Area: Operational Risk Management and Control ManagementCompany: American ExpressDescriptionWe are seeking a dynamic Manager of Compliance Monitoring to support and execute the firm’s ongoing compliance monitoring activities designed to assess adherence to regulatory requirements, internal policies, and compliance standards. This role plays a critical part in identifying emerging risks, providing continuous oversight, and strengthening the firm’s overall compliance risk management framework.The Manager will report to the Director of Compliance Monitoring and work closely with business units, Compliance Testing, Risk, and Governance teams to provide effective challenges, promote accountability, and help ensure sustainable compliance across products, services, and operational processes.ResponsibilitiesReview Monitoring Activities and Results to ensure completeness, accuracy, consistency, and adherence to approved monitoring methodologies and standards.Validate Supporting Evidence and Documentation to confirm findings, conclusions, and risk assessments are adequately supported and documented.Execute Quality Control Checklists to verify all required procedures, documentation, approvals, and reporting requirements have been completed.Identify and Challenge Deficiencies by detecting documentation gaps, inconsistencies, methodology deviations, or unsupported conclusions and returning items for correction as needed.Monitor Compliance with Standards to ensure monitoring activities are executed consistently across teams and in accordance with established governance requirements.Track and Escalate Quality Issues including recurring errors, control weaknesses, and governance exceptions to appropriate stakeholders.Maintain Quality Metrics and Records to support reporting, trend analysis, and program oversight.Support Continuous Improvement by identifying opportunities to strengthen monitoring procedures, quality standards, review checklists, and governance processes.Collaborate with Compliance Testing, Risk Management, Audit, and Governance teams to promote consistency in oversight activities and reduce duplication across compliance assurance functions.Build strong partnerships across the organization to effectively influence stakeholders, provide credible challenges, and support proactive risk management practices. QualificationsMinimum QualificationsExperience: 5+ years of compliance, risk, or audit experience in financial services; demonstrated expertise in compliance monitoring and oversight.Academic Requirements: Bachelor’s DegreeSkills and CompetenciesStrong knowledge of compliance risk management frameworks, monitoring methodologies, and regulatory expectations.Strong leadership and organizational capabilities to manage a global monitoring program.Professional experience in handling policy governance objectives and quality control governance objectives.Strong leadership and interpersonal skills with the ability to influence and collaborate with people at all levels of the organization.Exceptional problem-solving, analytical, and decision-making skills, with the ability to balance business objectives with regulatory requirements.Excellent project management and organizational skill, with the ability to manage multiple priorities in a fast-paced environment while maintaining attention to detail.Ability to both work independently and collaboratively with team-members and to navigate a complex organization.Excellent verbal and written communication skills for preparing and delivering reports, presentations, and policy documents.Experience in delivering high quality work products, reflecting attention to detail.Must be a self-starter flexible, innovative, and adaptive.Advanced analytics, PowerPoint and excel skills with an ability to learn new tools quickly. Employment eligibility to work with American Express in the United States is required as the company will not pursue visa sponsorship for these positions. About the TeamAt American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. From delivering differentiated products to providing world-class customer service, we operate with a strong risk mindset, ensuring we continue to uphold our brand promise of trust, security, and service.As part of Team Amex, you’ll experience our powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express.
$89.25k - $150.25k
...Function: UnclassSchedule: Full timeWorkplace: HybridCareer Area: Operational Risk Management and Control ManagementCompany: American ExpressDescriptionGlobal Financial Crimes Compliance (GFCC) is an organization within Global Risk & Compliance (GRC) and is responsible...SuggestedWork at office$89.25k - $150.25k
...Function: UnclassSchedule: Full timeWorkplace: HybridCareer Area: Operational Risk Management and Control ManagementCompany: American ExpressDescriptionWe are seeking a dynamic Manager of Compliance Monitoring to support and execute the firm’s ongoing compliance monitoring...SuggestedFlexible hours$93.4k - $128.4k
...services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of... ...routines. This role partners with business leaders, risk partners, Compliance, Legal, Internal Audit, and other stakeholders to help...SuggestedFull timeContract workH1bWork at officeWork from homeVisa sponsorship1 day per week- ...integrated global real estate platform offering expertise in property management, investment management, development, and construction services... ...SUMMARYThis role will serve as a key advisor on enterprise compliance, data privacy, and information security matters, helping the...SuggestedFull timeContract workWork at officeLocal areaImmediate start
- ...Perform regulatory assessment of new and changed products. Stay on top of new or revised regulations, guidelines, points to consider, compliance guides, inspection reports, journals, meetings, etc. Conduct training and/or communicate appropriate materials, as needed, to...Suggested
- ...for growth and development, recognition for your work, and competitive pay and benefits.Job SummaryThe Rates and Regulatory Strategy Manager will play an integral role in supporting regulatory activities and initiatives for Duke Energy’s regulated electric utilities in...Full timeWork at officeRemote workVisa sponsorshipRelocation package2 days per week
- ...development of state-of-the-art facilities and the provision of management services and evidence-based rehabilitation to the post-release... ...be successful. Responsibilities Summary The Manager, Contract Compliance ICE is responsible for leading contract compliance issues for...Full timeContract workWork at officeWorldwideFlexible hoursNight shift
$138.1k - $157.7k
...Audit Manager: Corporate Compliance Audit (Hybrid) Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed...Local area3 days per week$123k - $215.25k
...impact in this role?The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework,... ...control solutions to meet the Company’s legal, regulatory and risk management mandates in connection with Anti-Money Laundering (AML) and...$80k - $120k
...are seeking an organized and detail-oriented Retirement Plan Compliance Analyst to join our team. As a compliance analyst you will play... ...protocol to ensure accuracy of documentation. Document Production/Management: Adhere to document production timelines to ensure efficiency...Temporary workWork at officeLocal areaVisa sponsorshipWork visaFlexible hours- ...environment for our employees, fostering opportunities for personal growth and professional development. Summary The Corporate Compliance Manager is a key member of Indicor’s Legal Department and will report into the Company’s Legal Leadership Team. This key role will...Worldwide
- ...Job Description Job Description Join Our Mission as a Compliance Director at Golden Age Foundation Are you passionate about creating meaningful change and ensuring organizations operate with integrity? At Golden Age Foundation, we’re redefining how individuals, families...
- ...Accounting Officer Summary of Role Palmetto is seeking a SOX Compliance Director to own and lead the company's Sarbanes-Oxley program.... ...testing procedures in accordance with PCAOB standards Manage walkthroughs and control testing timelines to align with audit...Local area
- ...Please review the following job description:JOB SUMMARYThe Head of Compliance provides enterprise-wide strategic leadership and oversight of... ...AND EXPERIENCEBachelor’s degree in Business, Law, Risk Management, Finance, Compliance, or a related field required.Master’s degree...Full timeTemporary workWork at officeShift workDay shift
$134.5k - $265.1k
Position Summary Manager - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect...Local areaVisa sponsorship$200k - $290k
...America)Please review the following job description:The Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist... ...organizations (including the SEC, FINRA, and MSRB), including managing routine interaction, regulatory inquiries, and examinations.•...Full timePart timeWork experience placementWork at officeShift workDay shift$175k - $200k
...Investment Company Act of 1940, including its impact on registered investment companies and related regulatory requirements-- Ability to manage multiple tasks simultaneously in a deadline driven environment as well as lead department and organizational special projects-...Work at officeLocal areaRemote workFlexible hours3 days per week$93k - $171.3k
...Are you interested in being on the cutting edge of regulatory compliance? In this highly consultative role, you’ll work closely with Deloitte... ...this role ends on 7/25/2026. Work you'll do As a Specialist Manager, Risk Compliance on the Personal Consultation team, you will...Work at officeVisa sponsorship$35 - $40 per hour
...Control TestingTop Skills DetailsIT Control Framework Development,Control TestingAdditional Skills & QualificationsExperience with IT compliance automation, workflow tools, or visualization platforms.Familiarity with SOX technology controls, operational risk, or technology...Contract workTemporary work- ...structures, borrower financial analysis, and credit facility lifecycle management.Experience working with large corporate, middle market,... ...developments, and industry best practices to ensure ongoing compliance.Identify and implement opportunities to automate processes, improve...Full timePart timeWork experience placementShift workDay shift
$80k - $131k
...available in CLA's Financial Services Group on the Regulatory Compliance team. We are seeking a senior associate to in-charge and complete... ...assigned staff members.Prepare compliance reports.Work with Managers, Directors, and clients to address compliance issues.Keep up...Full time- ...Vitro Diagnostic), Research (RUO) and Laboratorial products to market and support activities related to Quality Management System (QMS) to ensure ongoing compliance while continuing to develop regulatory affairs skills This position reports to the Director, Quality...
$207.95k - $298.6k
...the system.Job Description:At Regions, the Cyber Security Group Manager is responsible for leading a diverse team of managers,... ...tools (people, process, technology) for the optimization of SOX compliance effortsEnsures overall IT strategy and architecture plans and...Full timeContract workFor contractorsWork at officeRelocationVisa sponsorshipWork visaRelocation packageFlexible hours3 days per week- Company DescriptionProSidian is a Management and Operations Consulting Firm focusing on providing value to clients through tailored solutions... ...services focus on the broad spectrum of Risk Management, Compliance, Business Process, IT Effectiveness, Energy & Sustainability,...Full timeContract workTemporary workFor contractorsRemote workFlexible hours
$105k - $128k
Job Summary:The Assurance Manager is responsible for supervising, directing, and reviewing the results through the delegation of tasks... ...Audit Committee, ensuring their completeness, accuracy, and compliance with Firm and professional guidelinesReviews Section 404 internal...Work at office- ...Senior Director, IT Compliance & Governance (Contractor) About the Company Innovative company designing & developing gene therapeutic... ...successful candidate will be responsible for the operational management of GxP Compliance Audit and Supplier Quality Management...For contractors
- Join a forward-thinking compliance team at the forefront of innovation in investment advisory services. As a Senior Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), you’ll play a pivotal role in shaping the future of our personalized investment...Full timeWork experience placement
- Overview CAPTRUST is seeking a Senior Compliance Manager to join our Compliance Team. The Senior Compliance Manager will be responsible for a variety of key enterprise compliance and broker‑dealer supervisory processes and procedures required by regulation and assist in...Temporary workLocal areaFlexible hours
- ...Deputy Chief Compliance Officer About the Company Respected ETF investment technology platform Industry Financial Services... ...technology, data, and AI to enhance surveillance, testing, and issue management while ensuring that human judgment remains central to the...
- ...Location Charlotte, NC, US Position Title: Director, Execution Compliance Come Build Your Career at Aecon! Aecon delivers some of... ...within every aspect of our culture. Operate responsibly by managing risk, safety, and environmental considerations across all our...Contract workFor contractorsFor subcontractorWork at office
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