Senior Regulatory Controls & Post-Trade Oversight Leader
Scotiabank
A major financial services organization in Dallas seeks a Senior Manager for Regulatory Control & Operations Oversight. This role leads a team responsible for regulatory reporting and post-trade control processes. Candidates must have 5-8 years of experience in financial services operations and solid regulatory knowledge, specifically with SEC standards. The position offers the opportunity to develop leadership skills in a high-performance culture focused on continuous improvement and process efficiency. #J-18808-Ljbffr
- ...Laboratories in Irving is seeking a Manager of Customs and Trade Compliance, responsible for ensuring compliance with regulatory requirements in import/export operations. You will lead a team and develop controls to meet corporate standards. The candidate should have...SeniorRegulatory
- ...bridge to this key global market for trade and investment flows across the... ...for every future! Purpose The Senior Manager, Regulatory Control & Operations Oversight leads a small team within Global... ...of the regulatory reporting and post-trade control processes that support...SeniorRegulatoryLocal areaFlexible hoursShift work
- ...Altruist in Dallas is seeking a Senior Manager for Fixed Income Trading to lead trading operations and manage trader teams. This hybrid role involves... ...over 8 years of trading experience, proficiency in regulatory compliance, and strong leadership skills. Benefits include...SeniorRegulatory
- ...Senior Manager, GBM Testing Coordination and Oversight for International Banking Requisition ID: 262... ...businesses, focusing on regulatory and policy requirements... ...and elevate potential control gaps and non‑compliance... ...inspections, institutional trading & sales, investment...SeniorRegulatoryLocal area
- ...Sarbanes-Oxley compliance program while ensuring effective internal controls over financial reporting. This managerial position will... ...planning, risk assessment, testing, and remediation aligned with regulatory requirements. The ideal candidate will have a Bachelor's in a...SeniorRegulatory
- ...Senior Analyst, Global Testing Oversight, GBMT Compliance Requisition ID: 263966 Global... ...key global market for trade and investment flows across... ...of day-to-day business controls to meet obligations with... ...Familiarity with legal and regulatory requirements applicable to...SeniorRegulatoryWork at officeLocal areaFlexible hours
$106.1k - $178.2k
...located in the location(s) posted. No relocation is... .... At AT&T, we empower leaders to drive change in a fast... ...compliance with regulatory standards and corporate... ...related advice. Internal Controls and Compliance:... ...frequently collaborates with senior leadership. Education/...SeniorRegulatoryTemporary workWork at officeLocal areaRelocation- ...financial institution in Dallas is looking for a Senior Manager, IT Business Management. This... ...role requires managing financial planning and controls, producing insightful management reports, and ensuring compliance with regulatory requirements. Candidates should have at...SeniorRegulatoryFlexible hours
- ...Chief Compliance Officer to support the design and ongoing oversight of the compliance program. This role partners with senior leadership to promote a culture of compliance while ensuring adherence to regulatory requirements. The ideal candidate will have at least 3...SeniorRegulatory
$124k - $335k
...scale projects in customs and trade tax Innovate and enhance... ...excellence Engage with clients at a senior level to deliver impactful... ...and inclusive teams Integrate regulatory compliance into business... ...procedures Analyzing client internal control practices Evaluating client...SeniorRegulatoryH1b$124k - $335k
...Competency: Customs & International Trade Industry/Sector: Not... ...aspects of duty and trade strategy regulatory planning, dispute resolution,... ...their business goals. As a Senior Manager, you lead large... ...procedures Analyzing client internal control practices Evaluating client...SeniorRegulatoryFull timeH1b- ...Scotiabank in Dallas is seeking a Senior Manager, Business Risk to enhance the risk management framework within Global Transaction... ...Banking. This role involves ensuring comprehensive controls, supporting regulatory compliance, and collaborating with diverse teams to...SeniorRegulatory
- ## Cash and Trade Processing Senior Analyst Assistant Vice PresidentApplylocations... ...Full timeposted on: Posted Todayjob requisition... ..., manage, and report control issues with... ...high quality, within regulatory guidelines, and... ...approach required. + Strong leader, self driven, and...SeniorRegulatoryWork experience placementLocal areaFlexible hoursShift workNight shift
- ...Instagram, and YouTube. The Shield AI Trade Compliance team plays a critical role in... ...the compliant movement of ITAR- and EAR-controlled goods and technologies in support of... ...Authorizations to support export licensing and regulatory compliance efforts. This role requires...SeniorRegulatoryFull timeTemporary workPart timeWorldwide
$150k - $220k
...Environmental Senior Team Leader - Energy Arizona - Remote; Colorado - Remote; Colorado Springs... ...This position is more than project oversight. It blends skills in business operations... ...ensure quality, schedule, budget, and regulatory compliance Champion collaboration...SeniorRegulatoryFull timeRemote workFlexible hours- ...Farther’s founders are leaders and innovators from the... ...Role Farther is seeking a Senior Trading Associate to support and... ...maintaining strict adherence to regulatory, custodial, and operational controls. You'll partner closely... ..., allocation, and post‑trade reconciliation...SeniorRegulatory
$66.2k - $94.1k
The Teachers Insurance and Annuity Association of America is seeking a Senior Analyst for Regulatory Program Management in Dallas, Texas. This role involves evaluating internal controls, ensuring compliance with regulatory standards, and maintaining effective supervisory...SeniorRegulatory$65k
...help firms manage risk, meet regulatory requirements, and streamline... .... We are seeking a Senior KYC / Onboarding Lead to work... ...deliverables. Provide end-to-end oversight of the onboarding process... ...by delivering a controlled and efficient onboarding experience...SeniorRegulatoryPermanent employmentContract workWork at office- Nuveen is hiring a Sr Analyst in Regulatory Program Management to evaluate and enhance internal controls across corporate activities. You will ensure compliance with regulatory standards and lead the implementation of broker dealer programs. The ideal candidate will have...SeniorRegulatory
- ...Description Job Overview: The Internal Control Senior will report directly to the Director of... ..., requirements, policies, and regulatory guidelines. Assist team members as... ...internal audit in a large or publicly traded company. Bachelor's degree in accounting...SeniorRegulatoryFull timeWork at officeLocal areaShift work
- ...Collections Site Leader – Dallas Expansion... ...operational readiness, regulatory adherence,... ...performance. Operational Oversight: Oversees daily... ...partners across Business Controls, IT, Legal,... ...interact with Bancorp senior management.... ...resumes for this posting. Fifth Third does...SeniorRegulatoryInterim roleWork at officeRemote work
- ...professional for a mission-critical role in Dallas, Texas. This position focuses on the Finance Department and is responsible for regulatory reporting controls and enhancing internal processes. The ideal candidate will have at least 10 years of experience in accounting or finance...RegulatoryFlexible hours
$80k - $115k
...Cetera Financial Group is hiring a Senior Supervision Specialist in Dallas, TX, to provide oversight and act as a subject matter expert in compliance and supervisory... ...and skills. Join a team committed to operational excellence and regulatory support. #J-18808-Ljbffr...SeniorRegulatory$95k - $100k
...looking for an Operational Risk Manager in Farmers Branch, Texas. The ideal candidate will have over 5 years of experience in business controls and operational risk, preferably in the financial services or mortgage industry. Responsibilities include conducting risk...Senior$175k - $225k
...and accurate financial reporting. The Senior Controller serves as the primary liaison with external... ...scope of responsibilities includes oversight for cash flow management,... ...financial audits, internal controls, and regulatory compliance Deep understanding of enterprise...SeniorRegulatoryRemote workFlexible hours- ...billingsleycareers is seeking a Commercial Controller in Dallas, Texas to lead financial activities within the commercial portfolio. The role requires strong leadership, financial reporting, and a focus on operational excellence. Ideal candidates will have 5-7 years of...Senior
- ...Internal Audit-Dallas-Senior Analyst-Controllers & Tax Job Description INTERNAL AUDIT In Internal Audit... ...following areas are preferred: Basel regulatory requirements, CCAR regulatory... ...Identification 169539 Job Category Senior Analyst Posting Date 06/04/2026, 06:40 PM Locations...SeniorRegulatoryLocal area
- ...Australia-Employment is seeking a Senior BAS/HVAC Controls Specialist to maintain and repair HVAC systems. This role requires 3+ years of experience in building automation or commercial HVAC controls, with roughly 80% field work at client sites in Dallas, TX. Join a leading...Senior
- ...liaison for governmental inspections. Participate in corporate regulatory compliance inspections and audits. Audit plant sanitation... ...) are consistently and effectively followed and ensure pest control program compliance. Support quality initiatives by participating...SeniorRegulatory
- ...that Goldman Sachs maintains effective controls by assessing the reliability of financial... ...conclusions and findings, and present to IA senior management and business clients... ...following areas are preferred: ~ Basel regulatory requirements, CCAR regulatory requirements...SeniorRegulatoryLocal area
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