Vice President of SOX Compliance
Confidential
Vice President of SOX Compliance
About the Company
A pioneering organization in the asset management industry.
Industry
Investment Management
Type
Privately Held
About the Role
The Company is seeking a Vice President of SOX Compliance to lead and oversee all aspects of SOX compliance, ensuring adherence to regulatory standards and operational efficiency. The successful candidate will be responsible for developing and implementing SOX compliance strategies, collaborating with external firms and internal teams to manage SOX processes and reporting requirements, and contributing to IT infrastructure projects to enhance systems and processes. This role requires a strategic leader who can provide insights and ensure compliance and operational excellence, as well as maintain up-to-date knowledge of SOX regulations and IT advancements. Applicants must have a Bachelor of Science degree in a relevant field, with a minimum of 5 years' experience in SOX compliance or related roles. A preferred 12 years' of experience in compliance, IT infrastructure, or asset management is also noted. The role demands a strong knowledge of SOX regulations and IT infrastructure processes, proven leadership skills, and the ability to manage cross-functional teams. Excellent communication and collaboration abilities are essential, as is the willingness to travel quarterly for organizational events. The ideal candidate will be a proactive and dynamic professional, capable of fostering collaboration and alignment with organizational goals in a remote work environment.
Functions
- Finance
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$200k - $250k
...employees. POSITION RESPONSIBILITIES The Vice President – Operational Accounting is a senior... ...reporting in accordance with GAAP, SEC, and SOX requirements. The VP partners closely... ...controls. Financial Reporting & Public Company Compliance : Oversee the preparation and review of...- ...Vice President, Portfolio Accounting, Real Estate Total Compensation: 325,000 to 425,... ...operational strategy Financial Reporting and Compliance Oversee monthly, quarterly, and... ...enhance internal controls aligned with SOX requirements Portfolio Oversight and...Work at officeLocal area
- Overview KSL CAPITAL PARTNERS - Strategic Operating Team - Senior Manager/Vice President - Denver, CO Description KSL Capital Partners, LLC (“KSL”) is a leading global private equity firm specializing in travel and leisure enterprises. KSL specializes in investments across...Full timeWork experience placement
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$346.03k
...This pivotal role reports directly to the President and CEO of the Medical Group and is a... ...departmental effectiveness. Ensures robust compliance with all healthcare regulations and... ...Officer, Chief Administrative Officer, Senior Vice President or similar within a medical...Temporary workWork at officeLocal areaRemote workRelocationFlexible hours- ...Executive Vice President, Finance and Operations About the Company Prominent financial services company specializing in investment... ...financial management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates...
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- ...Associate Vice President, Actuary About the Company Well-known reinsurance client Industry Insurance Type Privately Held About the Role The Company is in search of an Associate Vice President, Actuary to join their team. The successful candidate...Contract work
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- ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a...
- ...presentations, interviewing prospective employees, collaborating with business partners, sharing of best practices, and performing compliance and administrative tasks characteristic of our industry. If you’re looking to bring your expertise and passion for leadership to...Local area
$140k - $200k
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