VP, Compliance & Surveillance Tech Lead
TD Bank ATM
TD Bank Group is seeking a VP, Compliance & Surveillance Technology Lead Developer in New York. The role centers on designing and maintaining scalable, secure application development frameworks to support compliance, surveillance, and supervision initiatives. You will lead the development of core services, guide architectural standards, and drive CI/CD pipelines for reliable deployments. The ideal candidate has deep hands-on experience with Java-based microservices, data strategies, and #J-18808-Ljbffr TD Bank Group
$150k - $200k
...risk committees.Portfolio Monitoring & Risk ManagementPerform ongoing surveillance of approved counterparties, including NAV trends, portfolio performance and concentration risk.Monitor covenant compliance, reporting obligations and key risk indicators.Identify emerging...Surveillance$140k - $180k
...Qualifications:The TD Securities US Compliance team is looking for a Vice... ...candidate to join the trade surveillance team, specializing in and... ...Options and Futures products.The VP Compliance role oversees a... ...area, business or function and leads a team of specialistsSubject...SurveillanceFull timeLocal areaWork from homeFlexible hours$130k
The VP, Compliance Officer will play a crucial role in offering real-time advice and guidance to the trading and sales teams, ensuring... ...to fixed-income products.Experience with fixed-income trade surveillance and regulatory initiatives.Working knowledge of trade reporting...SurveillanceTemporary workWork at officeImmediate start- SGS Société Générale de Surveillance SA seeks a VP-level tax professional with deep US tax compliance, IAS tax accounting, and strong data skills. The role blends tax filings, provisions, and technology-driven process improvements in a fast‑paced regulatory environment....Surveillance
- Intesa Sanpaolo Group in New York seeks a Regulatory and Corporate Compliance Officer VicePresident to lead RCC activities, including monitoring the Watch/Restricted List, reviewing transactions and employee trading for conflicts, and ensuring policy adherence. You will...SurveillanceLocal area
$175.5k - $215k
...Description: Preferred Qualifications Summary : The Lead Developer role is a hands-on role focused on designing,... ...that support scalable, secure, reusable solutions across the Compliance, Surveillance and Supervision area. Responsibilities include planning, designing...SurveillanceFull timeWork at officeLocal areaWork from homeFlexible hours$175k - $200k
...simulations. Interface with Investment Team, Investor Relations & Compliance as needed to enhance the risk data infrastructure, processes,... ...AI & LLM tools to help automate risk workflows, enhance surveillance, & improve reporting Introduce & help integrate Best Practices...Surveillance$120k - $205k
...our team as a Vice President in Global Compliance to support the Compliance Coverage function... ....Perform the monitoring, testing and surveillance of Research-related regulatory... ...clients first, doing the right thing, leading with exceptional ideas, committing to diversity...SurveillanceTemporary work$190k - $225k
...Senior Vice President to join the Broker Dealer and Distribution Compliance team within the Regulatory and Compliance group. This... ...oversight of key compliance functions, including supervision, surveillance, investigations, regulatory reporting, and compliance testing...SurveillanceFull timeWork at officeRemote work- ...Description Job Description VP/Director of Technical... ...Product Marketing to lead our product marketing... ...fraud prevention, and compliance solutions Lead go-to... ...marketing roles at ad tech, fraud prevention,... ...profile criminal and illegal surveillance cases, including:...SurveillanceCasual workWork at officeLocal area
$85k - $140k
...division prevents, detects and mitigates compliance, regulatory and reputational risk... ...for compliance risks and breaches; and leads the firm’s responses to regulatory examinations... ...experience, administers an array of surveillances, due diligence, investigative expertise...SurveillanceFull timeTemporary workPart time$145k - $195k
...exciting and growing industry.Job DescriptionThe Ares Legal and Compliance Department oversees and manages Ares’ global Legal,... ...to: Managing Director, Head of Conflicts Management and Trade Surveillance ComplianceEducationBachelor’s degree required; JD or advanced...SurveillanceFull timeTemporary workWork experience placementFlexible hours- ...Vice President, Surveillance Quality Assurance About the Company Accomplished investment... ...methodologies. Additionally, the VP will be tasked with identifying and prioritizing... ...opportunities, partnering with compliance advisory and technology teams, and ensuring...Surveillance
$160k - $250k
...opportunity to serve as the Deputy Chief Compliance Officer for New York Life’s retail... ...compliance program.The Deputy CCO will lead the core elements of the compliance program... ...investments in supervisory technology, surveillance analytics, data and AI-enabled monitoring...SurveillanceLocal areaHome office3 days per week$160k - $228.5k
...creation.Planning, Performance Management, and Investment Governance: Lead annual planning, budgeting, forecasting, and multi-year... ...improve outcomes. Ensure strong financial controls, governance, and compliance with internal policies, accounting standards, capitalization...Work at officeLocal area3 days per week- ...Management About the Company Leading SAAS platform helping... ...leak prevention risk-based surveillance information governance solutions... ...digital communications compliance email archiving social... ...The Company is seeking a VP, Product Management to lead its...Surveillance
- ...Complex Management, Local Risk Officers, Compliance, Legal, Operations, and senior Risk... ...1101 review)Execute trade and position surveillance and controls (e.g., trade blotter reviews... ...clients first, doing the right thing, leading with exceptional ideas, committing to diversity...SurveillanceTemporary workLocal areaFlexible hours
- ...division prevents, detects and mitigates compliance, regulatory and reputational risk across... ...for compliance risks and breaches; and leads the firm’s responses to regulatory examinations... ..., audits and inquiriesPerforming surveillance and investigations of business activities...SurveillanceWork experience placementWork at office
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and... ...for compliance risks and breaches; and leads the firm’s responses to regulatory examinations... ...testing, including the review of surveillances and conducting forensic reviews to...Surveillance
- ...Vice President, Engineering Lead, Investment Compliance About the Company A leading global alternative... ...designs and delivery plans. The VP will also be tasked with owning the... ...management. Experience with compliance surveillance and monitoring platforms is a plus....Surveillance
$100k - $250k
...Summary & ResponsibilitiesFinancial Crime Compliance ("FCC") coordinates Goldman Sachs'... ...business experience, administers an array of surveillances, due diligence, investigative expertise... ...highly regulated environment. They will lead the KYC Product Management and Change teams...SurveillanceFull timeTemporary workPart timeWork experience placement$180k - $240k
Vice President, Legal and Compliance - CFTC Compliance New York, NY About Galaxy Galaxy is a global leader in digital assets and data... ...procedures and administer training. Perform e‑communication surveillance and compliance testing for the Swap Dealer. Serve as a point...SurveillanceLocal areaFlexible hours$211.28k - $316.92k
...and policies to ensure profitability and compliance with evolving internal policies and... ...opportunities in diverse forums.Provide surveillance of emerging macroeconomic and political... ...to define strategies to close such gaps.Lead the regional discussion of implementation...SurveillanceFull timeTemporary workLocal area- Compliance, GBM Public Compliance - Digital Assets, Vice President, New York location_on New... ...for compliance risks and breaches; and leads the firm’s responses to regulatory examinations... ...‑standard blockchain analytics and surveillance tools, with a strong understanding of on...SurveillanceFull timeTemporary workWork at office
- ...seeking a Vice President of Drug Safety to lead the global strategy and execution of all safety surveillance, risk management, and regulatory compliance activities across the product lifecycle... ...end-to-end safety operations. The VP will also lead the development and execution...Surveillance
$120k - $170k
...management technology. Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer and... ...monitoring and reporting functions, including review of surveillance reports, exception reporting, and supervisory controlsReview...Surveillance- SGS Société Générale de Surveillance SA is seeking an experienced Vice President for their Energy Advisory and Project Finance team in New York. This role includes leading deal teams, preparing pitches, and offering advisory services for energy projects. The ideal candidate...Surveillance
$150k - $180k
...America Hours: 40 Line of Business: Compliance Pay Detail: $150,000 - $180,000 USD... ...challenge to project owners and workstream leads by applying both project management... ...across regulatory expectations, controls, surveillance, monitoring, governance, and remediation...SurveillanceFull timeLocal areaWork from homeFlexible hours- ...is seeking a Vice President, Asset Management (Alternatives) to lead a portfolio of debt and alternative investments, including... ...preferred equity, and pooled mortgage vehicles. The role involves surveillance, reporting, borrower contact, and coordination with Finance, Investor...Surveillance
- A leading financial services firm is seeking a KYC Compliance Technology & Controls Lead in New York. This mid-senior level role focuses on improving the management of KYC and onboarding processes while enhancing system functionalities. Responsibilities include acting as...Full time
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